Purchases and Sales Made in Q3 2022 in First Trust Emerging Markets A (FEM)
This table provides information about the institutional ownership of First Trust Emerging Markets A (FEM) during Q3 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST EMERGING MARKETS A.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 14, 2022
Q3 2022
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
343K+ 1522.9% |
$6.67M - $7.6M
|
365K
$8.89M
|
|
Nov 14, 2022
Q3 2022
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
343K+ 1522.9% |
$6.67M - $7.6M
|
365K
$8.89M
|
|
Nov 14, 2022
Q3 2022
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
107K+ 724.05% |
$2.07M - $2.36M
|
121K
$2.95M
|
|
Nov 14, 2022
Q3 2022
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
70.3KNew |
$1.37M - $1.56M
|
70.3K
$1.71M
|
|
Nov 02, 2022
Q3 2022
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
BUY
|
- |
53.9K+ 10.11% |
$1.05M - $1.2M
|
587K
$14.3M
|
|
Nov 14, 2022
Q3 2022
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
34.3K+ 151.42% |
$668K - $760K
|
57K
$1.39M
|
|
Nov 10, 2022
Q3 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
33.9K+ 8.64% |
$660K - $752K
|
427K
$10.4M
|
|
Nov 09, 2022
Q3 2022
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
33.9K+ 270.05% |
$659K - $751K
|
46.4K
$1.13M
|
|
Nov 14, 2022
Q3 2022
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
28.9K+ 39.24% |
$563K - $641K
|
103K
$2.5M
|
|
Nov 14, 2022
Q3 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
24K+ 65.22% |
$468K - $533K
|
60.9K
$1.48M
|
|
Nov 14, 2022
Q3 2022
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
20.9K+ 171.94% |
$407K - $463K
|
33K
$804K
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
19.6K+ 9.63% |
$381K - $434K
|
223K
$5.43M
|
|
Oct 17, 2022
Q3 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
18.4K+ 8.43% |
$358K - $408K
|
237K
$5.76M
|
|
Nov 10, 2022
Q3 2022
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
16.5K+ 6.69% |
$321K - $365K
|
263K
$6.4M
|
|
Nov 10, 2022
Q3 2022
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
16.2K+ 33.32% |
$316K - $360K
|
65K
$1.58M
|
|
Oct 17, 2022
Q3 2022
|
American Financial Advisors, LLC
|
BUY
|
- |
14.4KNew |
$280K - $319K
|
14.4K
$350K
|
|
Nov 09, 2022
Q3 2022
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
13.4K+ 20.11% |
$261K - $297K
|
80.1K
$1.95M
|
|
Oct 27, 2022
Q3 2022
|
Cwm, LLC
|
BUY
|
- |
10.3K+ 5.22% |
$201K - $228K
|
208K
$5.05M
|
|
Oct 19, 2022
Q3 2022
|
Empirical Asset Management, LLC
|
BUY
|
- |
10.2K+ 63.54% |
$199K - $226K
|
26.3K
$640K
|
|
Oct 20, 2022
Q3 2022
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
9.74K+ 16.65% |
$189K - $216K
|
68.2K
$1.66M
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
8.71K+ 10.81% |
$170K - $193K
|
89.3K
$2.17M
|
|
Dec 12, 2022
Q3 2022
|
Wealth Plan Investment Management, LLC
Omaha, NE |
BUY
|
- |
8.55K+ 15.53% |
$166K - $189K
|
63.6K
$1.55M
|
|
Oct 25, 2022
Q3 2022
|
Ae Wealth Management LLC
|
BUY
|
- |
8.03K+ 24.96% |
$156K - $178K
|
40.2K
$978K
|
|
Nov 08, 2022
Q3 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
4.56K+ 7.1% |
$88.8K - $101K
|
68.8K
$1.67M
|
|
Nov 14, 2022
Q3 2022
|
First Manhattan CO
New York, NY |
BUY
|
- |
3.98KNew |
$77.4K - $88.2K
|
3.98K
$96.8K
|
|
Nov 09, 2022
Q3 2022
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
3.55K+ 12.38% |
$69.2K - $78.8K
|
32.3K
$785K
|
|
Nov 10, 2022
Q3 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
3.47K+ 16.46% |
$67.5K - $76.9K
|
24.6K
$597K
|
|
Oct 17, 2022
Q3 2022
|
Private Trust CO Na
|
BUY
|
- |
2.99K+ 789.68% |
$58.1K - $66.1K
|
3.36K
$81.8K
|
|
Nov 01, 2022
Q3 2022
|
Kestra Advisory Services, LLC
|
BUY
|
- |
2.34K+ 3.82% |
$45.4K - $51.7K
|
63.5K
$1.54M
|
|
Oct 28, 2022
Q3 2022
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
2.19K+ 11.27% |
$42.6K - $48.5K
|
21.6K
$526K
|
|
Nov 14, 2022
Q3 2022
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
2.11K+ 4.03% |
$41K - $46.7K
|
54.4K
$1.32M
|
|
Oct 27, 2022
Q3 2022
|
Asset Dedication, LLC
|
BUY
|
- |
1.44KNew |
$28K - $31.9K
|
1.44K
$35K
|
|
Nov 01, 2022
Q3 2022
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
1.1K+ 1.57% |
$21.4K - $24.4K
|
71.5K
$1.74M
|
|
Oct 27, 2022
Q3 2022
|
Money Concepts Capital Corp
|
BUY
|
- |
655+ 16.47% |
$12.7K - $14.5K
|
4.63K
$113K
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
582+ 8.72% |
$11.3K - $12.9K
|
7.26K
$177K
|
|
Nov 14, 2022
Q3 2022
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
431+ 1.43% |
$8.39K - $9.55K
|
30.7K
$746K
|
|
Nov 15, 2022
Q3 2022
|
Oxler Private Wealth LLC
New York, NY |
BUY
|
- |
404New |
$7.86K - $8.95K
|
404
$9.83K
|
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
355+ 147.92% |
$6.91K - $7.87K
|
595
$14.5K
|
|
Nov 09, 2022
Q3 2022
|
Acorn Wealth Advisors, LLC
Grand Blanc, MI |
BUY
|
- |
227+ 2.1% |
$4.42K - $5.03K
|
11K
$268K
|
|
Mar 17, 2023
Q3 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
89New |
$1.73K - $1.97K
|
89
$2.17K
|
|
Nov 03, 2022
Q3 2022
|
Global Retirement Partners, LLC
|
BUY
|
- |
62+ 16.45% |
$1.21K - $1.37K
|
439
$10.7K
|
|
May 11, 2023
Q3 2022
|
Tucker Asset Management LLC
Littleton, CO |
BUY
|
- |
55+ 9.34% |
$1.07K - $1.22K
|
644
$15.7K
|
|
Nov 15, 2022
Q3 2022
|
Signature Securities Group Corporation
|
BUY
|
- |
53+ 0.52% |
$1.03K - $1.17K
|
10.2K
$247K
|
|
Nov 14, 2022
Q3 2022
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
27+ 11.79% |
$525 - $598
|
256
$6.23K
|
|
Oct 18, 2022
Q3 2022
|
Clearview Wealth Advisors LLC
|
BUY
|
- |
7+ 3.32% |
$136 - $155
|
218
$5.3K
|
|
Oct 27, 2022
Q3 2022
|
Financial Enhancement Group LLC
Anderson, IN |
BUY
|
- |
6+ 150.0% |
$117 - $133
|
10
$243
|
|
Nov 10, 2022
Q3 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
6+ 0.65% |
$117 - $133
|
931
$22.7K
|
|
Oct 26, 2022
Q3 2022
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
3+ 3.85% |
$58.4 - $66.5
|
81
$1.97K
|
|
Nov 01, 2022
Q3 2022
|
Creative Financial Designs Inc
|
BUY
|
- |
1+ 0.1% |
$19.5 - $22.2
|
1.04K
$25.2K
|
|
Nov 03, 2022
Q3 2022
|
Financial Gravity Asset Management, Inc.
|
SELL
|
- |
-3- 14.29% |
$58.4 - $66.5
|
18
$438
|