Purchases and Sales Made in Q3 2023 in First Trust Emerging Markets A (FEM)
This table provides information about the institutional ownership of First Trust Emerging Markets A (FEM) during Q3 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST EMERGING MARKETS A.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 07, 2023
Q3 2023
|
Able Financial Group, LLC
Scottsdale, AZ |
BUY
|
- |
23+ 0.21% |
$476 - $535
|
11.1K
$250K
|
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
22+ 0.05% |
$455 - $512
|
44.5K
$1M
|
|
|
Dec 11, 2023
Q3 2023
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
10+ 2.31% |
$207 - $233
|
443
$9.96K
|
|
|
Nov 15, 2023
Q3 2023
|
Financial Gravity Asset Management, Inc.
|
BUY
|
- |
8New |
$166 - $186
|
8
$180
|
|
|
Nov 08, 2023
Q3 2023
|
New Edge Wealth, LLC
Pittsburgh, PA |
SELL
|
- |
-52- 0.24% |
$1.08K - $1.21K
|
22K
$494K
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-66- 0.2% |
$1.37K - $1.54K
|
33.4K
$750K
|
|
|
Oct 10, 2023
Q3 2023
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-121- 0.98% |
$2.5K - $2.82K
|
12.3K
$275K
|
|
|
Nov 14, 2023
Q3 2023
|
Fsb Premier Wealth Management, Inc.
|
SELL
|
- |
-126- 1.23% |
$2.61K - $2.93K
|
10.2K
$228K
|
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-136- 8.85% |
$2.81K - $3.17K
|
1.4K
$31.5K
|
|
|
Oct 17, 2023
Q3 2023
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
SELL
|
- |
-197- 2.43% |
$4.08K - $4.59K
|
7.92K
$178K
|
|
|
Oct 17, 2023
Q3 2023
|
Cedar Brook Financial Partners, LLC
Cleveland, OH |
SELL
|
- |
-198- 0.79% |
$4.1K - $4.61K
|
25K
$562K
|
|
|
Nov 08, 2023
Q3 2023
|
Element Wealth, LLC
|
SELL
|
- |
-258- 2.27% |
$5.34K - $6.01K
|
11.1K
$249K
|
|
|
Nov 14, 2023
Q3 2023
|
American Financial Advisors, LLC
|
SELL
|
- |
-291- 2.29% |
$6.02K - $6.77K
|
12.4K
$279K
|
|
|
Nov 14, 2023
Q3 2023
|
Tyler Stone Wealth Management
Beachwood, OH |
SELL
|
- |
-350- 35.0% |
$7.24K - $8.15K
|
650
$14.6K
|
|
|
Nov 13, 2023
Q3 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-394- 19.4% |
$8.15K - $9.17K
|
1.64K
$36.8K
|
|
|
Nov 13, 2023
Q3 2023
|
R Pg Family Wealth Advisory, LLC
Burlington, MA |
SELL
|
- |
-407- 1.6% |
$8.42K - $9.47K
|
25K
$562K
|
|
|
Oct 11, 2023
Q3 2023
|
Luken Investment Analytics, LLC
Brentwood, TN |
SELL
|
- |
-469- 0.12% |
$9.7K - $10.9K
|
402K
$9.03M
|
|
|
Nov 14, 2023
Q3 2023
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-490- 0.91% |
$10.1K - $11.4K
|
53.1K
$1.19M
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-983- 79.53% |
$20.3K - $22.9K
|
253
$5.69K
|
|
|
Nov 14, 2023
Q3 2023
|
Creative Financial Designs Inc
|
SELL
|
- |
-990Closed |
$20.5K - $23K
|
0
$0
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-1.31K- 3.89% |
$27.2K - $30.6K
|
32.5K
$730K
|
|
|
Nov 14, 2023
Q3 2023
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-1.41K- 1.12% |
$29.1K - $32.8K
|
125K
$2.8M
|
|
|
Nov 07, 2023
Q3 2023
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-1.7K- 3.54% |
$35.1K - $39.5K
|
46.2K
$1.04M
|
|
|
Nov 08, 2023
Q3 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-1.71K- 4.75% |
$35.3K - $39.7K
|
34.2K
$768K
|
|
|
Nov 14, 2023
Q3 2023
|
Stone X Group Inc.
|
SELL
|
- |
-2.27K- 7.46% |
$47K - $52.9K
|
28.2K
$634K
|
|
|
Nov 07, 2023
Q3 2023
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-2.33K- 3.12% |
$48.2K - $54.2K
|
72.2K
$1.62M
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-3.29K- 81.85% |
$68.1K - $76.6K
|
730
$16.4K
|
|
|
Nov 09, 2023
Q3 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-3.6K- 6.91% |
$74.5K - $83.8K
|
48.5K
$1.09M
|
|
|
Oct 23, 2023
Q3 2023
|
Sebold Capital Management, Inc.
Lisle, IL |
SELL
|
- |
-5.85K- 7.08% |
$121K - $136K
|
76.8K
$1.73M
|
|
|
Nov 02, 2023
Q3 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-7.06K- 18.81% |
$146K - $164K
|
30.5K
$685K
|
|
|
Oct 27, 2023
Q3 2023
|
Dunhill Financial, LLC
London, X0 |
SELL
|
- |
-9.92K- 4.74% |
$205K - $231K
|
199K
$4.48M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-10.1K- 1.74% |
$210K - $236K
|
572K
$12.9M
|
|
|
Oct 10, 2023
Q3 2023
|
Aprio Wealth Management, LLC
|
SELL
|
- |
-10.7K- 25.13% |
$222K - $249K
|
31.9K
$717K
|
|
|
Nov 02, 2023
Q3 2023
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
SELL
|
- |
-13.8K- 2.12% |
$286K - $321K
|
636K
$14.3M
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-16.5K- 26.06% |
$342K - $385K
|
47K
$1.06M
|
|
|
Nov 14, 2023
Q3 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
SELL
|
- |
-17K- 34.4% |
$353K - $397K
|
32.5K
$730K
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-18.9K- 3.57% |
$392K - $441K
|
511K
$11.5M
|
|
|
Nov 13, 2023
Q3 2023
|
Ifg Advisory, LLC
|
SELL
|
- |
-28.9K- 73.06% |
$598K - $673K
|
10.7K
$240K
|
|
|
Oct 26, 2023
Q3 2023
|
Chicago Partners Investment Group LLC
|
SELL
|
- |
-55.9K- 50.75% |
$1.16M - $1.3M
|
54.3K
$1.22M
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-114K- 4.3% |
$2.37M - $2.66M
|
2.55M
$57.3M
|
|
|
Nov 14, 2023
Q3 2023
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-197K- 47.19% |
$4.07M - $4.58M
|
220K
$4.95M
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-213K- 53.44% |
$4.41M - $4.96M
|
186K
$4.17M
|
|
|
Oct 11, 2023
Q3 2023
|
Cwm, LLC
|
SELL
|
- |
-577K- 82.05% |
$11.9M - $13.4M
|
126K
$2.84M
|
|
|
Nov 13, 2023
Q3 2023
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-1.3M- 97.9% |
$26.9M - $30.3M
|
27.9K
$627K
|