Purchases and Sales Made in Q3 2024 in First Trust Emerging Markets A (FEM)
This table provides information about the institutional ownership of First Trust Emerging Markets A (FEM) during Q3 2024. The information is specifically focused on institutions that hold shares of FIRST TRUST EMERGING MARKETS A.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 05, 2024
Q3 2024
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
294+ 0.97% |
$6.51K - $7.21K
|
30.7K
$687K
|
|
Nov 12, 2024
Q3 2024
|
New Edge Wealth, LLC
Pittsburgh, PA |
BUY
|
- |
231+ 1.1% |
$5.11K - $5.66K
|
21.2K
$474K
|
|
Oct 16, 2024
Q3 2024
|
Global Retirement Partners, LLC
|
BUY
|
- |
176+ 2.54% |
$3.9K - $4.32K
|
7.09K
$158K
|
|
Nov 08, 2024
Q3 2024
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
159+ 131.4% |
$3.52K - $3.9K
|
280
$6.26K
|
|
Nov 13, 2024
Q3 2024
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
145+ 0.51% |
$3.21K - $3.56K
|
28.7K
$640K
|
|
Nov 06, 2024
Q3 2024
|
Signature Estate & Investment Advisors LLC
|
BUY
|
- |
126+ 0.52% |
$2.79K - $3.09K
|
24.5K
$547K
|
|
Oct 15, 2024
Q3 2024
|
Spire Wealth Management
|
BUY
|
- |
53+ 2.34% |
$1.17K - $1.3K
|
2.32K
$51.8K
|
|
Oct 15, 2024
Q3 2024
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
46+ 0.7% |
$1.02K - $1.13K
|
6.57K
$147K
|
|
Nov 04, 2024
Q3 2024
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
37+ 0.34% |
$819 - $907
|
10.8K
$242K
|
|
Nov 12, 2024
Q3 2024
|
Western Wealth Management, LLC
|
BUY
|
- |
12+ 0.12% |
$266 - $294
|
10.2K
$227K
|
|
Nov 18, 2024
Q3 2024
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
11+ 2.47% |
$244 - $270
|
457
$10.2K
|
|
Nov 12, 2024
Q3 2024
|
Larson Financial Group LLC
|
BUY
|
- |
11+ 0.76% |
$244 - $270
|
1.46K
$32.6K
|
|
Oct 24, 2024
Q3 2024
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
-13- 0.09% |
$288 - $319
|
14.9K
$333K
|
|
Oct 02, 2024
Q3 2024
|
M&R Capital Management Inc
|
SELL
|
- |
-22- 24.44% |
$487 - $539
|
68
$1.52K
|
|
Nov 14, 2024
Q3 2024
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-50- 0.1% |
$1.11K - $1.23K
|
51.9K
$1.16M
|
|
Nov 14, 2024
Q3 2024
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-58- 2.18% |
$1.28K - $1.42K
|
2.6K
$58.1K
|
|
Oct 23, 2024
Q3 2024
|
Element Wealth, LLC
|
SELL
|
- |
-60- 0.65% |
$1.33K - $1.47K
|
9.21K
$206K
|
|
Nov 15, 2024
Q3 2024
|
Dunhill Financial, LLC
London, X0 |
SELL
|
- |
-69- 36.51% |
$1.53K - $1.69K
|
120
$2.68K
|
|
Nov 14, 2024
Q3 2024
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-144- 0.51% |
$3.19K - $3.53K
|
28.2K
$631K
|
|
Nov 14, 2024
Q3 2024
|
Pinnacle Family Advisors, LLC
Springfield, MO |
SELL
|
- |
-311- 3.55% |
$6.89K - $7.63K
|
8.45K
$189K
|
|
Nov 14, 2024
Q3 2024
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-313- 32.37% |
$6.93K - $7.67K
|
654
$14.6K
|
|
Oct 31, 2024
Q3 2024
|
Able Financial Group, LLC
Scottsdale, AZ |
SELL
|
- |
-423- 4.32% |
$9.37K - $10.4K
|
9.37K
$209K
|
|
Oct 18, 2024
Q3 2024
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-459- 0.88% |
$10.2K - $11.3K
|
52K
$1.16M
|
|
Nov 14, 2024
Q3 2024
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-621- 1.41% |
$13.7K - $15.2K
|
43.4K
$970K
|
|
Nov 14, 2024
Q3 2024
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-862- 2.32% |
$19.1K - $21.1K
|
36.3K
$812K
|
|
Oct 28, 2024
Q3 2024
|
Chicago Partners Investment Group LLC
|
SELL
|
- |
-1.03K- 2.57% |
$22.8K - $25.3K
|
39.1K
$873K
|
|
Oct 31, 2024
Q3 2024
|
Envestnet Portfolio Solutions, Inc.
Berwyn, PA |
SELL
|
- |
-1.2K- 2.93% |
$26.7K - $29.5K
|
39.9K
$890K
|
|
Oct 16, 2024
Q3 2024
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-1.29K- 10.17% |
$28.5K - $31.6K
|
11.4K
$254K
|
|
Oct 21, 2024
Q3 2024
|
Sebold Capital Management, Inc.
Lisle, IL |
SELL
|
- |
-1.7K- 3.88% |
$37.7K - $41.7K
|
42.2K
$942K
|
|
Nov 13, 2024
Q3 2024
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-2.36K- 5.59% |
$52.2K - $57.8K
|
39.8K
$889K
|
|
Oct 03, 2024
Q3 2024
|
Park Avenue Securities LLC
|
SELL
|
- |
-2.73K- 7.86% |
$60.4K - $66.9K
|
32K
$715K
|
|
Nov 12, 2024
Q3 2024
|
Stone X Group Inc.
|
SELL
|
- |
-6.35K- 36.88% |
$140K - $156K
|
10.9K
$243K
|
|
Oct 29, 2024
Q3 2024
|
Luken Investment Analytics, LLC
Brentwood, TN |
SELL
|
- |
-6.42K- 1.69% |
$142K - $157K
|
373K
$8.34M
|
|
Oct 07, 2024
Q3 2024
|
Signal Point Asset Management, LLC
|
SELL
|
- |
-7.3K- 14.53% |
$162K - $179K
|
42.9K
$959K
|
|
Oct 08, 2024
Q3 2024
|
Cwm, LLC
|
SELL
|
- |
-9.85K- 16.41% |
$218K - $242K
|
50.2K
$1.12M
|
|
Nov 13, 2024
Q3 2024
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-18.2K- 17.7% |
$403K - $446K
|
84.6K
$1.89M
|
|
Oct 29, 2024
Q3 2024
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-22.3K- 17.19% |
$493K - $546K
|
107K
$2.4M
|
|
Nov 13, 2024
Q3 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-32.2K- 31.6% |
$714K - $790K
|
69.8K
$1.56M
|
|
Oct 31, 2024
Q3 2024
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
SELL
|
- |
-32.5K- 5.53% |
$721K - $798K
|
555K
$12.4M
|
|
Nov 14, 2024
Q3 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-42.3K- 6.27% |
$937K - $1.04M
|
633K
$14.2M
|
|
Nov 14, 2024
Q3 2024
|
Ubs Group Ag
|
SELL
|
- |
-71K- 10.48% |
$1.57M - $1.74M
|
607K
$13.6M
|
|
Nov 13, 2024
Q3 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-75.1K- 5.4% |
$1.66M - $1.84M
|
1.32M
$29.4M
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-83K- 16.84% |
$1.84M - $2.04M
|
410K
$9.15M
|
|
Nov 12, 2024
Q3 2024
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-193K- 54.02% |
$4.28M - $4.74M
|
164K
$3.67M
|
|
Nov 13, 2024
Q3 2024
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-225K- 49.17% |
$4.98M - $5.51M
|
232K
$5.19M
|