Purchases and Sales Made in Q4 2022 in First Trust Emerging Markets A (FEM)
This table provides information about the institutional ownership of First Trust Emerging Markets A (FEM) during Q4 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST EMERGING MARKETS A.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 21, 2023
Q4 2022
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
97+ 0.25% |
$1.78K - $2.08K
|
38.5K
$860K
|
|
|
Feb 13, 2023
Q4 2022
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
87New |
$1.6K - $1.86K
|
87
$1.94K
|
|
|
Feb 15, 2023
Q4 2022
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
64+ 1.21% |
$1.18K - $1.37K
|
5.37K
$120K
|
|
|
May 11, 2023
Q4 2022
|
Tucker Asset Management LLC
Littleton, CO |
BUY
|
- |
52+ 8.07% |
$956 - $1.11K
|
696
$15.5K
|
|
|
Feb 03, 2023
Q4 2022
|
Spire Wealth Management
|
BUY
|
- |
20+ 0.95% |
$368 - $428
|
2.12K
$47.4K
|
|
|
Feb 03, 2023
Q4 2022
|
Larson Financial Group LLC
|
BUY
|
- |
5+ 0.3% |
$92 - $107
|
1.66K
$37.1K
|
|
|
Feb 13, 2023
Q4 2022
|
Global Retirement Partners, LLC
|
BUY
|
- |
1+ 0.23% |
$18.4 - $21.4
|
440
$9.83K
|
|
|
Feb 09, 2023
Q4 2022
|
Wealthsource Partners, LLC
|
SELL
|
- |
-47- 0.45% |
$864 - $1.01K
|
10.3K
$230K
|
|
|
Jan 31, 2023
Q4 2022
|
Clearview Wealth Advisors LLC
|
SELL
|
- |
-120- 55.05% |
$2.21K - $2.57K
|
98
$2.19K
|
|
|
Feb 07, 2023
Q4 2022
|
Benjamin Edwards Inc
Clayton, MO |
SELL
|
- |
-125- 4.41% |
$2.3K - $2.68K
|
2.71K
$60.6K
|
|
|
Jan 17, 2023
Q4 2022
|
Element Wealth, LLC
|
SELL
|
- |
-176- 1.47% |
$3.24K - $3.77K
|
11.8K
$264K
|
|
|
Jan 31, 2023
Q4 2022
|
Empirical Asset Management, LLC
|
SELL
|
- |
-198- 0.75% |
$3.64K - $4.24K
|
26.1K
$583K
|
|
|
Jan 31, 2023
Q4 2022
|
Pinnacle Associates LTD
|
SELL
|
- |
-200- 1.96% |
$3.68K - $4.28K
|
9.99K
$223K
|
|
|
Feb 10, 2023
Q4 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-217- 23.31% |
$3.99K - $4.64K
|
714
$16K
|
|
|
Feb 13, 2023
Q4 2022
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-745- 1.22% |
$13.7K - $15.9K
|
60.2K
$1.34M
|
|
|
Jan 31, 2023
Q4 2022
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-816- 1.5% |
$15K - $17.5K
|
53.6K
$1.2M
|
|
|
Jan 11, 2023
Q4 2022
|
Aprio Wealth Management, LLC
|
SELL
|
- |
-879- 1.97% |
$16.2K - $18.8K
|
43.8K
$978K
|
|
|
Jan 26, 2023
Q4 2022
|
American Financial Advisors, LLC
|
SELL
|
- |
-1.2K- 8.32% |
$22K - $25.6K
|
13.2K
$295K
|
|
|
Feb 14, 2023
Q4 2022
|
Epg Wealth Management LLC
Atlanta, GA |
SELL
|
- |
-1.31K- 17.67% |
$24.1K - $28K
|
6.09K
$136K
|
|
|
Jan 25, 2023
Q4 2022
|
Pinnacle Associates LTD
|
SELL
|
- |
-1.35K- 11.7% |
$24.8K - $28.9K
|
10.2K
$228K
|
|
|
Jan 23, 2023
Q4 2022
|
Chiron Capital Management, LLC
|
SELL
|
- |
-1.85K- 11.53% |
$34K - $39.5K
|
14.2K
$317K
|
|
|
Feb 15, 2023
Q4 2022
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-2.39K- 5.13% |
$44K - $51.2K
|
44.3K
$989K
|
|
|
Feb 13, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-2.43K- 9.15% |
$44.7K - $52.1K
|
24.2K
$540K
|
|
|
Feb 14, 2023
Q4 2022
|
Rathbones Group PLC
Liverpool, X0 |
SELL
|
- |
-2.66K- 13.99% |
$48.8K - $56.8K
|
16.3K
$365K
|
|
|
Jan 26, 2023
Q4 2022
|
Signal Point Asset Management, LLC
|
SELL
|
- |
-3.77K- 8.16% |
$69.3K - $80.7K
|
42.4K
$948K
|
|
|
Feb 01, 2023
Q4 2022
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-3.85K- 10.38% |
$70.8K - $82.4K
|
33.2K
$743K
|
|
|
Feb 14, 2023
Q4 2022
|
Old Mission Capital LLC
|
SELL
|
- |
-4.97K- 37.15% |
$91.5K - $106K
|
8.42K
$188K
|
|
|
Feb 01, 2023
Q4 2022
|
Cedar Brook Financial Partners, LLC
Cleveland, OH |
SELL
|
- |
-5.07K- 16.82% |
$93.3K - $109K
|
25.1K
$561K
|
|
|
Feb 03, 2023
Q4 2022
|
D.A. Davidson & Co.
|
SELL
|
- |
-6.45K- 16.3% |
$119K - $138K
|
33.1K
$740K
|
|
|
Feb 13, 2023
Q4 2022
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-8.49K- 16.91% |
$156K - $182K
|
41.7K
$932K
|
|
|
Feb 08, 2023
Q4 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-19.1K- 8.09% |
$352K - $410K
|
217K
$4.86M
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-22.2K- 24.9% |
$409K - $476K
|
67.1K
$1.5M
|
|
|
Feb 07, 2023
Q4 2022
|
Ifp Advisors, Inc
|
SELL
|
- |
-22.9K- 33.35% |
$422K - $491K
|
45.9K
$1.02M
|
|
|
Feb 02, 2023
Q4 2022
|
Luken Investment Analytics, LLC
Brentwood, TN |
SELL
|
- |
-26KClosed |
$478K - $556K
|
0
$0
|
|
|
Feb 07, 2023
Q4 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-32.9K- 42.72% |
$605K - $704K
|
44.1K
$985K
|
|
|
Jan 24, 2023
Q4 2022
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-39.4K- 60.66% |
$725K - $843K
|
25.6K
$571K
|
|
|
Feb 14, 2023
Q4 2022
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-52.3K- 74.45% |
$962K - $1.12M
|
18K
$401K
|
|
|
May 19, 2023
Q4 2022
|
Coppell Advisory Solutions LLC
Coppell, TX |
SELL
|
- |
-55.6K- 61.37% |
$1.02M - $1.19M
|
35K
$782K
|
|
|
Feb 14, 2023
Q4 2022
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-77.7K- 64.04% |
$1.43M - $1.66M
|
43.6K
$974K
|
|
|
Feb 14, 2023
Q4 2022
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-214K- 58.49% |
$3.93M - $4.57M
|
152K
$3.39M
|
|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-446K- 65.8% |
$8.21M - $9.55M
|
232K
$5.18M
|