Purchases and Sales Made in Q1 2022 in First Trust Emerging Markets S (FEMS)
This table provides information about the institutional ownership of First Trust Emerging Markets S (FEMS) during Q1 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST EMERGING MARKETS S.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 16, 2022
Q1 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
117K+ 150.29% |
$4.36M - $4.84M
|
194K
$7.59M
|
|
Oct 27, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
85.2K+ 69.21% |
$3.18M - $3.54M
|
208K
$8.14M
|
|
May 13, 2022
Q1 2022
|
Old Mission Capital LLC
|
BUY
|
- |
75.3KNew |
$2.81M - $3.13M
|
75.3K
$2.94M
|
|
Apr 14, 2022
Q1 2022
|
Gen Trust, LLC
|
BUY
|
- |
19.5K+ 5.49% |
$729K - $810K
|
375K
$14.7M
|
|
May 05, 2022
Q1 2022
|
626 Financial, LLC
|
BUY
|
- |
12K+ 6.45% |
$449K - $498K
|
198K
$7.74M
|
|
Apr 07, 2022
Q1 2022
|
Rvw Wealth, LLC
|
BUY
|
- |
11.3K+ 14.65% |
$422K - $469K
|
88.3K
$3.45M
|
|
May 06, 2022
Q1 2022
|
Ameraudi Asset Management, Inc.
|
BUY
|
- |
11.1K+ 9.6% |
$413K - $459K
|
126K
$4.93M
|
|
May 16, 2022
Q1 2022
|
Ubs Group Ag
|
BUY
|
- |
9.19K+ 7.96% |
$343K - $382K
|
125K
$4.87M
|
|
May 09, 2022
Q1 2022
|
Wealthsource Partners, LLC
|
BUY
|
- |
7.81K+ 15.64% |
$292K - $324K
|
57.7K
$2.26M
|
|
May 04, 2022
Q1 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
7.73KNew |
$289K - $321K
|
7.73K
$302K
|
|
May 10, 2022
Q1 2022
|
Western Wealth Management, LLC
|
BUY
|
- |
6.99K+ 97.79% |
$261K - $290K
|
14.1K
$553K
|
|
May 13, 2022
Q1 2022
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
6.66KNew |
$249K - $277K
|
6.66K
$260K
|
|
Feb 08, 2024
Q1 2022
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
6.21KNew |
$232K - $258K
|
6.21K
$243K
|
|
Apr 14, 2022
Q1 2022
|
Pinnacle Bancorp, Inc.
|
BUY
|
- |
4.88KNew |
$182K - $203K
|
4.88K
$191K
|
|
May 06, 2022
Q1 2022
|
Empirical Asset Management, LLC
|
BUY
|
- |
3.48K+ 19.21% |
$130K - $145K
|
21.6K
$845K
|
|
May 13, 2022
Q1 2022
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
3.25K+ 15.94% |
$121K - $135K
|
23.6K
$924K
|
|
May 16, 2022
Q1 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
3.05K+ 7.0% |
$114K - $127K
|
46.6K
$1.82M
|
|
May 12, 2022
Q1 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
2.55K+ 4.8% |
$95.2K - $106K
|
55.7K
$2.18M
|
|
Apr 18, 2022
Q1 2022
|
Hbw Advisory Services LLC
|
BUY
|
- |
2.18K+ 15.09% |
$81.6K - $90.7K
|
16.6K
$651K
|
|
May 12, 2022
Q1 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
1.89K+ 3.43% |
$70.7K - $78.6K
|
57.1K
$2.23M
|
|
Jul 14, 2022
Q1 2022
|
Global Retirement Partners, LLC
|
BUY
|
- |
1.53KNew |
$57.1K - $63.4K
|
1.53K
$59.7K
|
|
May 13, 2022
Q1 2022
|
Money Concepts Capital Corp
|
BUY
|
- |
226New |
$8.45K - $9.39K
|
226
$8.83K
|
|
May 04, 2022
Q1 2022
|
Prospera Financial Services Inc
|
BUY
|
- |
223New |
$8.34K - $9.26K
|
223
$8.72K
|
|
Apr 08, 2022
Q1 2022
|
Optimum Investment Advisors
|
BUY
|
- |
221New |
$8.26K - $9.18K
|
221
$8.64K
|
|
Apr 25, 2022
Q1 2022
|
Life Planning Partners, Inc
|
BUY
|
- |
89New |
$3.33K - $3.7K
|
89
$3.48K
|
|
May 06, 2022
Q1 2022
|
Quad Cities Investment Group, LLC
Davenport, IA |
BUY
|
- |
20+ 0.22% |
$748 - $831
|
9.25K
$361K
|
|
May 12, 2022
Q1 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
13New |
$486 - $540
|
13
$508
|
|
May 13, 2022
Q1 2022
|
Frontier Wealth Management LLC
Kansas City, MO |
BUY
|
- |
12+ 0.03% |
$449 - $498
|
40.2K
$1.57M
|
|
May 16, 2022
Q1 2022
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-75Closed |
$2.8K - $3.11K
|
0
$0
|
|
Apr 28, 2022
Q1 2022
|
Belpointe Asset Management LLC
|
SELL
|
- |
-117- 1.38% |
$4.37K - $4.86K
|
8.35K
$326K
|
|
May 09, 2022
Q1 2022
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-133Closed |
$4.97K - $5.52K
|
0
$0
|
|
May 16, 2022
Q1 2022
|
Colony Group LLC
Boston, MA |
SELL
|
- |
-147- 1.91% |
$5.49K - $6.1K
|
7.54K
$295K
|
|
May 09, 2022
Q1 2022
|
Lincoln National Corp
|
SELL
|
- |
-191- 1.52% |
$7.14K - $7.93K
|
12.3K
$483K
|
|
Apr 21, 2022
Q1 2022
|
Cwm, LLC
|
SELL
|
- |
-287Closed |
$10.7K - $11.9K
|
0
$0
|
|
May 16, 2022
Q1 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-300Closed |
$11.2K - $12.5K
|
0
$0
|
|
May 04, 2022
Q1 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-418- 3.01% |
$15.6K - $17.4K
|
13.5K
$527K
|
|
Apr 20, 2022
Q1 2022
|
Psi Advisors, LLC
|
SELL
|
- |
-453Closed |
$16.9K - $18.8K
|
0
$0
|
|
Apr 27, 2022
Q1 2022
|
American Financial Advisors, LLC
|
SELL
|
- |
-591- 2.63% |
$22.1K - $24.5K
|
21.9K
$856K
|
|
Apr 18, 2022
Q1 2022
|
Chiron Capital Management, LLC
|
SELL
|
- |
-758- 5.57% |
$28.3K - $31.5K
|
12.9K
$502K
|
|
May 12, 2022
Q1 2022
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-939- 6.09% |
$35.1K - $39K
|
14.5K
$566K
|
|
Apr 18, 2022
Q1 2022
|
Spire Wealth Management
|
SELL
|
- |
-1.26K- 22.89% |
$47.1K - $52.4K
|
4.25K
$166K
|
|
May 13, 2022
Q1 2022
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-1.37K- 8.71% |
$51.1K - $56.8K
|
14.3K
$561K
|
|
May 09, 2022
Q1 2022
|
Ten Capital Wealth Advisors, LLC
Spokane, WA |
SELL
|
- |
-1.52K- 41.27% |
$56.7K - $63K
|
2.16K
$84.3K
|
|
May 09, 2022
Q1 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-2.14K- 97.94% |
$79.9K - $88.7K
|
45
$1.76K
|
|
May 13, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-2.73K- 1.29% |
$102K - $113K
|
208K
$8.14M
|
|
Apr 26, 2022
Q1 2022
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-2.82K- 30.11% |
$106K - $117K
|
6.56K
$256K
|
|
May 10, 2022
Q1 2022
|
Stonebridge Financial Planning Group, LLC
|
SELL
|
- |
-4.2KClosed |
$157K - $174K
|
0
$0
|
|
May 16, 2022
Q1 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-6.62K- 7.03% |
$248K - $275K
|
87.5K
$3.42M
|
|
May 12, 2022
Q1 2022
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-7.34KClosed |
$274K - $305K
|
0
$0
|
|
May 13, 2022
Q1 2022
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-8.1KClosed |
$303K - $336K
|
0
$0
|