Purchases and Sales Made in Q3 2022 in First Trust Emerging Markets S (FEMS)
This table provides information about the institutional ownership of First Trust Emerging Markets S (FEMS) during Q3 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST EMERGING MARKETS S.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
155K+ 103.56% |
$4.91M - $5.73M
|
305K
$11.6M
|
|
|
Nov 16, 2022
Q3 2022
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
40.7KNew |
$1.29M - $1.5M
|
40.7K
$1.55M
|
|
|
Nov 14, 2022
Q3 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
23.1KNew |
$730K - $851K
|
23.1K
$877K
|
|
|
Oct 17, 2022
Q3 2022
|
American Financial Advisors, LLC
|
BUY
|
- |
17KNew |
$539K - $628K
|
17K
$648K
|
|
|
Nov 14, 2022
Q3 2022
|
Quad Cities Investment Group, LLC
Davenport, IA |
BUY
|
- |
10.8K+ 115.22% |
$341K - $397K
|
20.1K
$765K
|
|
|
Nov 10, 2022
Q3 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
9.89K+ 19.5% |
$313K - $365K
|
60.6K
$2.31M
|
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
9.41K+ 7.65% |
$298K - $347K
|
133K
$5.04M
|
|
|
Nov 14, 2022
Q3 2022
|
Mgo Private Wealth, LLC
Irvine, CA |
BUY
|
- |
8.88KNew |
$281K - $328K
|
8.88K
$338K
|
|
|
Nov 10, 2022
Q3 2022
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
8.28K+ 58.68% |
$262K - $306K
|
22.4K
$852K
|
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
8.08K+ 4.21% |
$256K - $298K
|
200K
$7.6M
|
|
|
Nov 14, 2022
Q3 2022
|
Wealthsource Partners, LLC
|
BUY
|
- |
6.78K+ 11.91% |
$215K - $250K
|
63.7K
$2.43M
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.37K+ 10.24% |
$43.3K - $50.5K
|
14.7K
$561K
|
|
|
Oct 21, 2022
Q3 2022
|
Arkadios Wealth Advisors
|
BUY
|
- |
936+ 5.71% |
$29.6K - $34.5K
|
17.3K
$659K
|
|
|
Oct 25, 2022
Q3 2022
|
Janney Montgomery Scott LLC
|
BUY
|
- |
875+ 10.32% |
$27.7K - $32.3K
|
9.35K
$356K
|
|
|
Oct 17, 2022
Q3 2022
|
Private Trust CO Na
|
BUY
|
- |
519New |
$16.4K - $19.2K
|
519
$19.8K
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
509+ 1.62% |
$16.1K - $18.8K
|
31.9K
$1.21M
|
|
|
Nov 14, 2022
Q3 2022
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
306+ 2.06% |
$9.69K - $11.3K
|
15.2K
$577K
|
|
|
Nov 14, 2022
Q3 2022
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
235+ 1.56% |
$7.44K - $8.67K
|
15.3K
$583K
|
|
|
Nov 03, 2022
Q3 2022
|
Global Retirement Partners, LLC
|
BUY
|
- |
181+ 11.85% |
$5.73K - $6.68K
|
1.71K
$65K
|
|
|
Nov 01, 2022
Q3 2022
|
Kestra Advisory Services, LLC
|
BUY
|
- |
57+ 0.87% |
$1.8K - $2.1K
|
6.59K
$251K
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
56+ 0.46% |
$1.77K - $2.07K
|
12.1K
$461K
|
|
|
Nov 04, 2022
Q3 2022
|
Western Wealth Management, LLC
|
BUY
|
- |
29+ 0.22% |
$918 - $1.07K
|
13.2K
$503K
|
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
21+ 0.32% |
$665 - $775
|
6.62K
$252K
|
|
|
Nov 09, 2022
Q3 2022
|
Syverson Strege & CO
West Des Moines, IA |
BUY
|
- |
3+ 2.22% |
$95 - $111
|
138
$5.25K
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 05, 2022
Q3 2022
|
Hbw Advisory Services LLC
|
SELL
|
- |
-7- 0.04% |
$222 - $258
|
17K
$645K
|
|
|
Oct 05, 2022
Q3 2022
|
Savior LLC
|
SELL
|
- |
-44- 51.76% |
$1.39K - $1.62K
|
41
$1.56K
|
|
|
Nov 07, 2022
Q3 2022
|
Spire Wealth Management
|
SELL
|
- |
-77- 1.91% |
$2.44K - $2.84K
|
3.94K
$150K
|
|
|
Nov 14, 2022
Q3 2022
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-199- 0.14% |
$6.3K - $7.35K
|
142K
$5.4M
|
|
|
Nov 03, 2022
Q3 2022
|
Lincoln National Corp
|
SELL
|
- |
-313- 2.39% |
$9.91K - $11.6K
|
12.8K
$487K
|
|
|
Oct 03, 2022
Q3 2022
|
M&R Capital Management Inc
|
SELL
|
- |
-400- 6.52% |
$12.7K - $14.8K
|
5.74K
$218K
|
|
|
Oct 17, 2022
Q3 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-759- 1.3% |
$24K - $28K
|
57.8K
$2.2M
|
|
|
Oct 13, 2022
Q3 2022
|
Chiron Capital Management, LLC
|
SELL
|
- |
-877- 7.58% |
$27.8K - $32.4K
|
10.7K
$407K
|
|
|
Nov 09, 2022
Q3 2022
|
Ten Capital Wealth Advisors, LLC
Spokane, WA |
SELL
|
- |
-1.06K- 49.21% |
$33.7K - $39.2K
|
1.1K
$41.8K
|
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.63K- 1.87% |
$51.6K - $60.2K
|
85.7K
$3.26M
|
|
|
Oct 19, 2022
Q3 2022
|
Empirical Asset Management, LLC
|
SELL
|
- |
-2.88K- 16.19% |
$91.2K - $106K
|
14.9K
$568K
|
|
|
Oct 13, 2022
Q3 2022
|
Rvw Wealth, LLC
|
SELL
|
- |
-4.28K- 4.88% |
$135K - $158K
|
83.3K
$3.17M
|
|
|
Nov 14, 2022
Q3 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-8.36K- 37.7% |
$265K - $309K
|
13.8K
$526K
|
|
|
Oct 21, 2022
Q3 2022
|
626 Financial, LLC
|
SELL
|
- |
-8.95K- 4.5% |
$283K - $330K
|
190K
$7.23M
|
|
|
Nov 14, 2022
Q3 2022
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-10.3K- 42.39% |
$326K - $380K
|
14K
$532K
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
SELL
|
- |
-15.7K- 12.29% |
$497K - $579K
|
112K
$4.26M
|