Purchases and Sales Made in Q3 2023 in First Trust Emerging Markets S (FEMS)
This table provides information about the institutional ownership of First Trust Emerging Markets S (FEMS) during Q3 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST EMERGING MARKETS S.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
133K+ 10.55% |
$4.82M - $5.24M
|
1.39M
$52.9M
|
|
|
Nov 07, 2023
Q3 2023
|
Merit Financial Group, LLC
|
BUY
|
- |
121KNew |
$4.39M - $4.77M
|
121K
$4.6M
|
|
|
Oct 24, 2023
Q3 2023
|
Kure Advisory, LLC
Plymouth, MN |
BUY
|
- |
65.3KNew |
$2.37M - $2.58M
|
65.3K
$2.49M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
57K+ 48.79% |
$2.07M - $2.25M
|
174K
$6.61M
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
54.6K+ 64.24% |
$1.98M - $2.15M
|
139K
$5.31M
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
52.8K+ 6.59% |
$1.92M - $2.08M
|
853K
$32.5M
|
|
|
Nov 08, 2023
Q3 2023
|
Cornerstone Planning Group LLC
Fairfield, NJ |
BUY
|
- |
28K+ 16.55% |
$1.02M - $1.11M
|
197K
$7.51M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
24.8K+ 4.88% |
$900K - $977K
|
532K
$20.3M
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
22.9K+ 6.32% |
$833K - $905K
|
386K
$14.7M
|
|
|
Jan 24, 2024
Q3 2023
|
Cedrus LLC
Littleton, CO |
BUY
|
- |
20K+ 92.55% |
$728K - $791K
|
41.7K
$1.59M
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
17.4K+ 21.44% |
$633K - $688K
|
98.7K
$3.76M
|
|
|
Nov 09, 2023
Q3 2023
|
Wealth Plan Investment Management, LLC
Omaha, NE |
BUY
|
- |
13.7KNew |
$496K - $539K
|
13.7K
$520K
|
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
13.2KNew |
$481K - $523K
|
13.2K
$504K
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
BUY
|
- |
11.9K+ 6.32% |
$431K - $469K
|
200K
$7.59M
|
|
|
Nov 02, 2023
Q3 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
11.7K+ 5.97% |
$426K - $463K
|
208K
$7.92M
|
|
|
Oct 11, 2023
Q3 2023
|
Ae Wealth Management LLC
|
BUY
|
- |
11.5K+ 20.76% |
$417K - $453K
|
66.8K
$2.54M
|
|
|
Nov 13, 2023
Q3 2023
|
Wintrust Investments LLC
Chicago, IL |
BUY
|
- |
7.07KNew |
$257K - $279K
|
7.07K
$269K
|
|
|
Oct 24, 2023
Q3 2023
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
7.06KNew |
$257K - $279K
|
7.06K
$269K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
6.59K+ 9.17% |
$239K - $260K
|
78.4K
$2.99M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
6.35K+ 27.29% |
$231K - $251K
|
29.6K
$1.13M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
5.43KNew |
$197K - $214K
|
5.43K
$207K
|
|
|
Oct 11, 2023
Q3 2023
|
Hbw Advisory Services LLC
|
BUY
|
- |
4.22K+ 21.27% |
$153K - $167K
|
24.1K
$916K
|
|
|
Nov 01, 2023
Q3 2023
|
Black Diamond Wealth Management Inc.
|
BUY
|
- |
2.83K+ 52.41% |
$103K - $112K
|
8.23K
$313K
|
|
|
Nov 14, 2023
Q3 2023
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
2.43K+ 7.3% |
$88.3K - $96K
|
35.7K
$1.36M
|
|
|
Nov 15, 2023
Q3 2023
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
2.16K+ 17.1% |
$78.5K - $85.2K
|
14.8K
$563K
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
2.01KNew |
$73K - $79.3K
|
2.01K
$76.4K
|
|
|
Nov 13, 2023
Q3 2023
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
1.31K+ 17.26% |
$47.5K - $51.5K
|
8.87K
$338K
|
|
|
Oct 18, 2023
Q3 2023
|
Private Trust CO Na
|
BUY
|
- |
1.18K+ 35.15% |
$42.7K - $46.4K
|
4.52K
$172K
|
|
|
Nov 14, 2023
Q3 2023
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
1.04K+ 4.88% |
$37.9K - $41.2K
|
22.4K
$853K
|
|
|
Nov 08, 2023
Q3 2023
|
Archer Investment Corp
|
BUY
|
- |
956+ 1.48% |
$34.7K - $37.7K
|
65.4K
$2.49M
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
913+ 2.22% |
$33.2K - $36K
|
42.1K
$1.6M
|
|
|
Nov 09, 2023
Q3 2023
|
Wealthsource Partners, LLC
|
BUY
|
- |
651+ 0.97% |
$23.7K - $25.7K
|
67.6K
$2.57M
|
|
|
Nov 06, 2023
Q3 2023
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
BUY
|
- |
500+ 1000.0% |
$18.2K - $19.7K
|
550
$20.9K
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
372+ 0.46% |
$13.5K - $14.7K
|
81K
$3.08M
|
|
|
Oct 05, 2023
Q3 2023
|
Quad Cities Investment Group, LLC
Davenport, IA |
BUY
|
- |
216+ 0.51% |
$7.85K - $8.53K
|
42.2K
$1.61M
|
|
|
Oct 16, 2023
Q3 2023
|
All Gen Financial Advisors, Inc.
Orlando, FL |
BUY
|
- |
209+ 0.39% |
$7.6K - $8.25K
|
54.3K
$2.07M
|
|
|
Nov 14, 2023
Q3 2023
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
182+ 0.54% |
$6.61K - $7.18K
|
33.6K
$1.28M
|
|
|
Nov 14, 2023
Q3 2023
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
158+ 0.39% |
$5.74K - $6.24K
|
40.3K
$1.54M
|
|
|
Nov 01, 2023
Q3 2023
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
118New |
$4.29K - $4.66K
|
118
$4.49K
|
|
|
Jul 03, 2024
Q3 2023
|
Mills Wealth Advisors LLC
Southlake, TX |
BUY
|
- |
16+ 0.13% |
$581 - $632
|
12.1K
$459K
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-1- 0.05% |
$36.3 - $39.5
|
2.17K
$82.6K
|
|
|
Oct 30, 2023
Q3 2023
|
Sfi Advisors, LLC
Montclair, NJ |
SELL
|
- |
-36- 0.15% |
$1.31K - $1.42K
|
23.7K
$902K
|
|
|
Nov 07, 2023
Q3 2023
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-66- 0.42% |
$2.4K - $2.61K
|
15.7K
$599K
|
|
|
Nov 07, 2023
Q3 2023
|
Western Wealth Management, LLC
|
SELL
|
- |
-69- 1.08% |
$2.51K - $2.72K
|
6.33K
$241K
|
|
|
Nov 13, 2023
Q3 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-108- 0.38% |
$3.92K - $4.26K
|
28.1K
$1.07M
|
|
|
Nov 13, 2023
Q3 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-127- 17.52% |
$4.62K - $5.01K
|
598
$22.8K
|
|
|
Nov 14, 2023
Q3 2023
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-132- 1.57% |
$4.8K - $5.21K
|
8.29K
$315K
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-135- 0.68% |
$4.91K - $5.33K
|
19.6K
$746K
|