Latest Institutional Transactions on First Trust Energy Income & Growth Fund (FEN)
This table provides information on the latest institutional transactions involving First Trust Energy Income & Growth Fund (FEN) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Feb 15, 2023
Q4 2022
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-350- 50.0% |
$4.9K - $5.55K
|
350
$0
|
|
Feb 14, 2023
Q4 2022
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
12.8KNew |
$179K - $203K
|
12.8K
$0
|
|
Feb 13, 2023
Q4 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
10.3KNew |
$144K - $163K
|
10.3K
$0
|
|
Feb 10, 2023
Q4 2022
|
Guardian Wealth Management, Inc.
Peoria, IL |
BUY
|
- |
8+ 0.44% |
$112 - $127
|
1.84K
$0
|
|
Feb 08, 2023
Q4 2022
|
L.M. Kohn & Company
|
BUY
|
- |
430+ 2.96% |
$6.02K - $6.82K
|
15K
$0
|
|
Feb 07, 2023
Q4 2022
|
Richard W. Paul & Associates, LLC
Novi, MI |
BUY
|
- |
2New |
$28 - $31.7
|
2
$0
|
|
Feb 03, 2023
Q4 2022
|
Ellevest, Inc.
|
BUY
|
- |
2.5KNew |
$35K - $39.7K
|
2.5K
$0
|
|
Feb 01, 2023
Q4 2022
|
All Season Financial Advisors, Inc.
|
BUY
|
- |
884+ 3.03% |
$12.4K - $14K
|
30K
$0
|
|
Jan 10, 2023
Q4 2022
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
1+ 0.45% |
$14 - $15.9
|
223
$0
|
|
Q3 2022 | |||||||
Nov 15, 2022
Q3 2022
|
Altfest L J & CO Inc
|
BUY
|
- |
102+ 0.1% |
$1.43K - $1.65K
|
105K
$0
|
|
Nov 07, 2022
Q3 2022
|
Castle Wealth Management LLC
|
SELL
|
- |
-451- 5.91% |
$6.34K - $7.32K
|
7.18K
$0
|
|
Nov 07, 2022
Q3 2022
|
D.A. Davidson & Co.
|
BUY
|
- |
208+ 1.69% |
$2.92K - $3.37K
|
12.5K
$0
|
|
Oct 31, 2022
Q3 2022
|
Oakworth Capital, Inc.
|
BUY
|
- |
1.8KNew |
$25.3K - $29.2K
|
1.8K
$0
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-40- 0.37% |
$562 - $649
|
10.8K
$0
|
|
Oct 19, 2022
Q3 2022
|
Cfo4 Life Group, LLC
|
BUY
|
- |
13.3KNew |
$187K - $216K
|
13.3K
$0
|
|
Q2 2022 | |||||||
Aug 15, 2022
Q2 2022
|
Brasada Capital Management, LP
Houston, TX |
BUY
|
- |
15.1K+ 16.47% |
$214K - $255K
|
107K
$0
|
|
Aug 12, 2022
Q2 2022
|
Smith, Moore & Co.
Clayton, MO |
SELL
|
- |
-18.2KClosed |
$258K - $308K
|
0
$0
|
|
Aug 11, 2022
Q2 2022
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-15.5KClosed |
$219K - $261K
|
0
$0
|
|
Aug 05, 2022
Q2 2022
|
Cullen/Frost Bankers, Inc.
|
SELL
|
- |
-614- 44.33% |
$8.7K - $10.4K
|
771
$0
|
|
Jul 29, 2022
Q2 2022
|
Total Clarity Wealth Management, Inc.
|
BUY
|
- |
721New |
$10.2K - $12.2K
|
721
$0
|
|
Jul 28, 2022
Q2 2022
|
Schnieders Capital Management LLC
|
SELL
|
- |
-10.1KClosed |
$143K - $170K
|
0
$0
|
|
Jul 07, 2022
Q2 2022
|
Advisor Net Financial, Inc
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
Q1 2022 | |||||||
May 04, 2022
Q1 2022
|
Prospera Financial Services Inc
|
BUY
|
- |
2KNew |
$28.6K - $32.4K
|
2K
$0
|
|
Apr 27, 2022
Q1 2022
|
Cyrus J. Lawrence, LLC
|
BUY
|
- |
1.33KNew |
$19K - $21.6K
|
1.33K
$0
|
|
Apr 19, 2022
Q1 2022
|
Fifth Third Bancorp
|
SELL
|
- |
-4.75K- 84.82% |
$67.8K - $77K
|
850
$0
|
|
Q4 2021 | |||||||
Feb 14, 2022
Q4 2021
|
Jacobi Capital Management LLC
|
SELL
|
- |
-335Closed |
$4.28K - $5.09K
|
0
$0
|
|
Feb 10, 2022
Q4 2021
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-542Closed |
$6.93K - $8.24K
|
0
$0
|
|
Feb 08, 2022
Q4 2021
|
Ranch Capital Advisors Inc.
Sarasota, FL |
SELL
|
- |
-4.24KClosed |
$54.2K - $64.4K
|
0
$0
|
|
Feb 07, 2022
Q4 2021
|
Terril Brothers, Inc.
|
BUY
|
- |
14.2KNew |
$182K - $216K
|
14.2K
$0
|
|
Jan 18, 2022
Q4 2021
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-14.6KClosed |
$187K - $222K
|
0
$0
|
|
Q3 2021 | |||||||
Nov 09, 2021
Q3 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
400+ 17.39% |
$5.29K - $5.98K
|
2.7K
$0
|
|
Oct 27, 2021
Q3 2021
|
Solstein Capital, LLC
Menlo Park, CA |
SELL
|
- |
-326Closed |
$4.31K - $4.87K
|
0
$0
|
|
Oct 27, 2021
Q3 2021
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-17.9KClosed |
$237K - $268K
|
0
$0
|
|
Q2 2021 | |||||||
Aug 13, 2021
Q2 2021
|
Advisor Resource Council
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Aug 11, 2021
Q2 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-187Closed |
$2.49K - $2.87K
|
0
$0
|
|
Aug 04, 2021
Q2 2021
|
Nwam LLC
Mercer Island, WA |
SELL
|
- |
-13.3KClosed |
$177K - $203K
|
0
$0
|
|
Aug 02, 2021
Q2 2021
|
Optimum Investment Advisors
|
SELL
|
- |
-1K- 58.82% |
$13.3K - $15.3K
|
700
$0
|
|
Jul 20, 2021
Q2 2021
|
Barnett & Company, Inc.
|
SELL
|
- |
-1.62KClosed |
$21.5K - $24.8K
|
0
$0
|
|
Q1 2021 | |||||||
May 17, 2021
Q1 2021
|
Walleye Capital LLC
Plymouth, MN |
SELL
|
- |
-23.9KClosed |
$257K - $321K
|
0
$0
|
|
May 17, 2021
Q1 2021
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-505KClosed |
$5.43M - $6.77M
|
0
$0
|
|
May 10, 2021
Q1 2021
|
Parkside Financial Bank & Trust
|
SELL
|
- |
-384Closed |
$4.13K - $5.15K
|
0
$0
|
|
May 10, 2021
Q1 2021
|
Arlington Capital Management, Inc.
Arlington Heights, IL |
SELL
|
- |
-22.2KClosed |
$239K - $298K
|
0
$0
|
|
Apr 29, 2021
Q1 2021
|
Maltin Wealth Management, Inc.
|
SELL
|
- |
-68.3KClosed |
$735K - $916K
|
0
$0
|
|
Apr 22, 2021
Q1 2021
|
First Merchants Corp
|
SELL
|
- |
-13.4KClosed |
$144K - $179K
|
0
$0
|
|
Apr 14, 2021
Q1 2021
|
Ota Financial Group L.P.
|
SELL
|
- |
-81.5KClosed |
$877K - $1.09M
|
0
$0
|
|
Q4 2020 | |||||||
Feb 16, 2021
Q4 2020
|
Walleye Trading LLC
Plymouth, MN |
SELL
|
- |
-28.9KClosed |
$260K - $330K
|
0
$0
|
|
Feb 12, 2021
Q4 2020
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
SELL
|
- |
-1.5KClosed |
$13.5K - $17.1K
|
0
$0
|
|
Feb 09, 2021
Q4 2020
|
Winch Advisory Services, LLC
Appleton, WI |
SELL
|
- |
-134Closed |
$1.2K - $1.53K
|
0
$0
|
|
Feb 08, 2021
Q4 2020
|
Adams Wealth Management
|
SELL
|
- |
-10.7KClosed |
$95.8K - $122K
|
0
$0
|
|
Q3 2020 | |||||||
Nov 16, 2020
Q3 2020
|
Summit Trail Advisors, LLC
New York, NY |
BUY
|
- |
4.09KNew |
$36.8K - $44.7K
|
4.09K
$0
|