Purchases and Sales Made in Q3 2021 in First Trust Europe Alphadex Fu (FEP)
This table provides information about the institutional ownership of First Trust Europe Alphadex Fu (FEP) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST EUROPE ALPHADEX FU.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
1.41MNew |
$58.4M - $63.5M
|
1.41M
$50.8M
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
110K+ 29.01% |
$4.55M - $4.95M
|
489K
$17.6M
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
90.6K+ 503.27% |
$3.75M - $4.08M
|
109K
$3.91M
|
|
Nov 12, 2021
Q3 2021
|
Old Mission Capital LLC
|
BUY
|
- |
75.4K+ 840.15% |
$3.12M - $3.39M
|
84.4K
$3.03M
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
66.4K+ 35.77% |
$2.75M - $2.99M
|
252K
$9.06M
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
36.2K+ 10.39% |
$1.5M - $1.63M
|
385K
$13.8M
|
|
Oct 06, 2021
Q3 2021
|
Ifp Advisors, Inc
|
BUY
|
- |
35.4K+ 61.3% |
$1.46M - $1.59M
|
93.1K
$3.35M
|
|
Nov 12, 2021
Q3 2021
|
Arvest Bank Trust Division
Dewey, OK |
BUY
|
- |
33.4K+ 5.42% |
$1.38M - $1.5M
|
651K
$23.4M
|
|
Oct 21, 2021
Q3 2021
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
29.6K+ 50.32% |
$1.22M - $1.33M
|
88.4K
$3.18M
|
|
Nov 15, 2021
Q3 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
29K+ 65.51% |
$1.2M - $1.3M
|
73.2K
$2.63M
|
|
Nov 04, 2021
Q3 2021
|
Woodward Diversified Capital, LLC
|
BUY
|
- |
28.4KNew |
$1.18M - $1.28M
|
28.4K
$1.02M
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
26K+ 112.26% |
$1.07M - $1.17M
|
49.1K
$1.77M
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
25.5K+ 9.84% |
$1.05M - $1.15M
|
285K
$10.2M
|
|
Oct 21, 2021
Q3 2021
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
24.4K+ 24.1% |
$1.01M - $1.1M
|
126K
$4.51M
|
|
Nov 12, 2021
Q3 2021
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
23.6KNew |
$975K - $1.06M
|
23.6K
$848K
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
23K+ 2.75% |
$950K - $1.03M
|
857K
$30.8M
|
|
Oct 28, 2021
Q3 2021
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
22.2K+ 49.49% |
$920K - $1M
|
67.2K
$2.41M
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
21.7KNew |
$897K - $976K
|
21.7K
$780K
|
|
Oct 20, 2021
Q3 2021
|
Csenge Advisory Group
|
BUY
|
- |
20.3KNew |
$840K - $914K
|
20.3K
$730K
|
|
Oct 22, 2021
Q3 2021
|
Spire Wealth Management
|
BUY
|
- |
19.4K+ 1494.46% |
$804K - $874K
|
20.7K
$745K
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
18.9K+ 10.09% |
$782K - $851K
|
206K
$7.42M
|
|
Nov 12, 2021
Q3 2021
|
Virtue Capital Management, LLC
Brentwood, TN |
BUY
|
- |
18.2KNew |
$755K - $821K
|
18.2K
$656K
|
|
Nov 16, 2021
Q3 2021
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
17.5K+ 192.88% |
$724K - $788K
|
26.6K
$956K
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
14.8K+ 26.52% |
$611K - $665K
|
70.5K
$2.53M
|
|
Nov 15, 2021
Q3 2021
|
D.A. Davidson & Co.
|
BUY
|
- |
13K+ 27.61% |
$538K - $585K
|
60.1K
$2.16M
|
|
Nov 12, 2021
Q3 2021
|
Centaurus Financial, Inc.
|
BUY
|
- |
11KNew |
$457K - $497K
|
11K
$397K
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
10.6K+ 32.84% |
$437K - $475K
|
42.7K
$1.54M
|
|
Oct 08, 2021
Q3 2021
|
Sterling Manor Financial, LLC
|
BUY
|
- |
8.96K+ 6.08% |
$371K - $403K
|
156K
$5.62M
|
|
Nov 04, 2021
Q3 2021
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
7.66K+ 19.79% |
$317K - $345K
|
46.4K
$1.67M
|
|
Oct 29, 2021
Q3 2021
|
Vontobel Holding Ltd.
|
BUY
|
- |
7.42KNew |
$307K - $334K
|
7.42K
$267K
|
|
Oct 19, 2021
Q3 2021
|
Rfg Advisory, LLC
Birmingham, AL |
BUY
|
- |
6.82KNew |
$282K - $307K
|
6.82K
$245K
|
|
Nov 12, 2021
Q3 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
6.68K+ 25.48% |
$276K - $300K
|
32.9K
$1.18M
|
|
Nov 04, 2021
Q3 2021
|
Transcend Capital Advisors, LLC
|
BUY
|
- |
6.53KNew |
$270K - $294K
|
6.53K
$235K
|
|
Nov 03, 2021
Q3 2021
|
Kovack Advisors, Inc.
|
BUY
|
- |
6KNew |
$248K - $270K
|
6K
$216K
|
|
Nov 15, 2021
Q3 2021
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
5.98K+ 9.1% |
$247K - $269K
|
71.7K
$2.58M
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
4.81K+ 7.9% |
$199K - $216K
|
65.6K
$2.36M
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
4.73K+ 8.41% |
$196K - $213K
|
61K
$2.19M
|
|
Nov 12, 2021
Q3 2021
|
Pinnacle Family Advisors, LLC
Springfield, MO |
BUY
|
- |
4.24K+ 58.14% |
$175K - $191K
|
11.5K
$414K
|
|
Nov 01, 2021
Q3 2021
|
Ae Wealth Management LLC
|
BUY
|
- |
3.98K+ 29.87% |
$165K - $179K
|
17.3K
$622K
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
3.55K+ 18.59% |
$147K - $160K
|
22.6K
$814K
|
|
Oct 21, 2021
Q3 2021
|
1776 Wealth LLC
|
BUY
|
- |
3.3K+ 30.93% |
$137K - $149K
|
14K
$503K
|
|
Nov 04, 2021
Q3 2021
|
Walkner Condon Financial Advisors LLC
|
BUY
|
- |
3.26K+ 30.33% |
$135K - $147K
|
14K
$503K
|
|
Feb 23, 2022
Q3 2021
|
Fsb Premier Wealth Management, Inc.
|
BUY
|
- |
2.69K+ 48.91% |
$111K - $121K
|
8.18K
$294K
|
|
Nov 16, 2021
Q3 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
2.52K+ 7.89% |
$104K - $114K
|
34.5K
$1.24M
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
2.36K+ 8.78% |
$97.5K - $106K
|
29.2K
$1.05M
|
|
Oct 28, 2021
Q3 2021
|
Signal Point Asset Management, LLC
|
BUY
|
- |
2.13K+ 5.2% |
$88K - $95.7K
|
43K
$1.55M
|
|
Oct 12, 2021
Q3 2021
|
Ifg Advisory, LLC
|
BUY
|
- |
2.09K+ 27.19% |
$86.3K - $93.9K
|
9.76K
$351K
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
2.02KNew |
$83.6K - $91K
|
2.02K
$72.7K
|
|
Jan 27, 2023
Q3 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
1.51K+ 28.53% |
$62.6K - $68.1K
|
6.82K
$245K
|
|
Nov 15, 2021
Q3 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
1.51K+ 28.53% |
$62.6K - $68.1K
|
6.82K
$245K
|