Purchases and Sales Made in Q1 2021 in First Trust Enhanced Equity Income Fund (FFA)
This table provides information about the institutional ownership of First Trust Enhanced Equity Income Fund (FFA) during Q1 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST ENHANCED EQUITY INCOME FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 14, 2021
Q1 2021
|
Shaker Financial Services, LLC
|
BUY
|
- |
52.8K+ 21.96% |
$888K - $996K
|
293K
$5.82M
|
|
|
May 21, 2021
Q1 2021
|
Spire Wealth Management
|
BUY
|
- |
52.4KNew |
$881K - $989K
|
52.4K
$1.04M
|
|
|
May 07, 2021
Q1 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
46.8K+ 21.49% |
$785K - $882K
|
264K
$5.25M
|
|
|
May 13, 2021
Q1 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
31.1K+ 7.57% |
$523K - $587K
|
442K
$8.78M
|
|
|
May 13, 2021
Q1 2021
|
Axiom Investment Management LLC
New York, NY |
BUY
|
- |
28.2KNew |
$473K - $531K
|
28.2K
$559K
|
|
|
Apr 19, 2021
Q1 2021
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
22.7K+ 92.93% |
$382K - $429K
|
47.2K
$937K
|
|
|
May 14, 2021
Q1 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
16.4K+ 74.62% |
$276K - $310K
|
38.4K
$763K
|
|
|
May 12, 2021
Q1 2021
|
Ubs Group Ag
|
BUY
|
- |
16.1K+ 5.89% |
$270K - $304K
|
290K
$5.75M
|
|
|
May 17, 2021
Q1 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
13.6K+ 2.82% |
$228K - $256K
|
495K
$9.83M
|
|
|
Mar 22, 2023
Q1 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
10.9K+ 184.57% |
$183K - $205K
|
16.8K
$333K
|
|
|
May 14, 2021
Q1 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
9.53K+ 190.5% |
$160K - $180K
|
14.5K
$288K
|
|
|
May 05, 2021
Q1 2021
|
Total Clarity Wealth Management, Inc.
|
BUY
|
- |
7.17KNew |
$120K - $135K
|
7.17K
$142K
|
|
|
May 07, 2021
Q1 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
5.29K+ 34.93% |
$88.9K - $99.8K
|
20.4K
$406K
|
|
|
May 17, 2021
Q1 2021
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
1.75KNew |
$29.4K - $33K
|
1.75K
$34.7K
|
|
|
Apr 12, 2021
Q1 2021
|
Huntington National Bank
Columbus, OH |
BUY
|
- |
1.72KNew |
$28.9K - $32.4K
|
1.72K
$34.1K
|
|
|
Apr 27, 2021
Q1 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
1.47K+ 3.76% |
$24.7K - $27.7K
|
40.5K
$803K
|
|
|
Aug 17, 2021
Q1 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
700New |
$11.8K - $13.2K
|
700
$13.9K
|
|
|
Apr 15, 2021
Q1 2021
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
640New |
$10.8K - $12.1K
|
640
$12.7K
|
|
|
May 13, 2021
Q1 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
316+ 0.15% |
$5.31K - $5.96K
|
209K
$4.15M
|
|
|
May 04, 2021
Q1 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
199+ 0.65% |
$3.34K - $3.75K
|
31K
$615K
|
|
|
May 17, 2021
Q1 2021
|
Fin Trust Capital Advisors, LLC
|
BUY
|
- |
15+ 1.71% |
$252 - $283
|
893
$17.7K
|
|
|
May 24, 2021
Q1 2021
|
Fiduciary Planning LLC
Coral Springs, FL |
BUY
|
- |
14+ 1.7% |
$235 - $264
|
836
$16.6K
|
|
|
May 11, 2021
Q1 2021
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
4+ 0.04% |
$67.2 - $75.4
|
11.2K
$223K
|
|
|
May 13, 2021
Q1 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Apr 26, 2021
Q1 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-28- 12.61% |
$470 - $528
|
194
$3.85K
|
|
|
May 04, 2021
Q1 2021
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-81- 0.72% |
$1.36K - $1.53K
|
11.1K
$220K
|
|
|
May 05, 2021
Q1 2021
|
Diversified, LLC
|
SELL
|
- |
-226Closed |
$3.8K - $4.26K
|
0
$0
|
|
|
May 06, 2021
Q1 2021
|
Edmonds Duncan Registered Investment Advisors, LLC
|
SELL
|
- |
-482- 0.34% |
$8.1K - $9.09K
|
141K
$2.81M
|
|
|
May 24, 2021
Q1 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-497Closed |
$8.35K - $9.37K
|
0
$0
|
|
|
May 03, 2021
Q1 2021
|
Raymond James Trust N.A.
|
SELL
|
- |
-1.14K- 5.71% |
$19.1K - $21.4K
|
18.7K
$372K
|
|
|
Apr 30, 2021
Q1 2021
|
Exeter Financial, LLC
|
SELL
|
- |
-1.31K- 0.27% |
$21.9K - $24.6K
|
483K
$9.59M
|
|
|
May 14, 2021
Q1 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-3.65K- 6.82% |
$61.3K - $68.9K
|
49.9K
$991K
|
|
|
May 13, 2021
Q1 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-4.34K- 6.13% |
$72.8K - $81.8K
|
66.4K
$1.32M
|
|
|
May 14, 2021
Q1 2021
|
Laurel Wealth Advisors, Inc.
Solana Beach, CA |
SELL
|
- |
-4.5K- 29.59% |
$75.6K - $84.9K
|
10.7K
$213K
|
|
|
May 17, 2021
Q1 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-5.21K- 9.25% |
$87.5K - $98.2K
|
51.1K
$1.01M
|
|
|
May 11, 2021
Q1 2021
|
9258 Wealth Management, LLC
|
SELL
|
- |
-5.83K- 8.39% |
$97.9K - $110K
|
63.7K
$1.26M
|
|
|
Apr 19, 2021
Q1 2021
|
North Star Investment Management Corp.
Chicago, IL |
SELL
|
- |
-5.96K- 2.92% |
$100K - $112K
|
198K
$3.94M
|
|
|
May 17, 2021
Q1 2021
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-10.5KClosed |
$176K - $198K
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-15.3K- 3.11% |
$257K - $288K
|
477K
$9.47M
|
|
|
Apr 29, 2021
Q1 2021
|
Opal Wealth Advisors, LLC
Jericho, NY |
SELL
|
- |
-35.9K- 41.25% |
$603K - $676K
|
51.1K
$1.01M
|
|
|
May 17, 2021
Q1 2021
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-36.8K- 45.04% |
$618K - $694K
|
44.9K
$891K
|
|
|
May 14, 2021
Q1 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-242K- 44.05% |
$4.06M - $4.56M
|
307K
$6.09M
|
|