Purchases and Sales Made in Q3 2021 in First Trust Enhanced Equity Income Fund (FFA)
This table provides information about the institutional ownership of First Trust Enhanced Equity Income Fund (FFA) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST ENHANCED EQUITY INCOME FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
1.36MNew |
$26.9M - $30.2M
|
1.36M
$26.9M
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
43.5K+ 80.12% |
$857K - $964K
|
97.8K
$1.93M
|
|
|
Nov 05, 2021
Q3 2021
|
Opal Wealth Advisors, LLC
Jericho, NY |
BUY
|
- |
41.7K+ 81.56% |
$821K - $923K
|
92.8K
$1.83M
|
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
39.1K+ 9.39% |
$771K - $867K
|
456K
$8.99M
|
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
21.6K+ 360.0% |
$426K - $479K
|
27.6K
$544K
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
10.9K+ 184.57% |
$214K - $241K
|
16.8K
$331K
|
|
|
Oct 28, 2021
Q3 2021
|
Kovitz Investment Group Partners, LLC
|
BUY
|
- |
10KNew |
$197K - $222K
|
10K
$197K
|
|
|
Oct 12, 2021
Q3 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
8.83KNew |
$174K - $196K
|
8.83K
$174K
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
7.61K+ 24.21% |
$150K - $169K
|
39K
$770K
|
|
|
Oct 21, 2021
Q3 2021
|
Total Clarity Wealth Management, Inc.
|
BUY
|
- |
6.81KNew |
$134K - $151K
|
6.81K
$134K
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
5.38K+ 2.24% |
$106K - $119K
|
246K
$4.84M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
5.14K+ 5.62% |
$101K - $114K
|
96.6K
$1.9M
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
4.54K+ 1.58% |
$89.5K - $101K
|
292K
$5.77M
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
3.81K+ 1.27% |
$75K - $84.3K
|
303K
$5.98M
|
|
|
Oct 20, 2021
Q3 2021
|
North Star Investment Management Corp.
Chicago, IL |
BUY
|
- |
2.44K+ 1.21% |
$48.1K - $54.1K
|
204K
$4.01M
|
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
1.85K+ 3.32% |
$36.4K - $41K
|
57.5K
$1.13M
|
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
1.32KNew |
$26.1K - $29.3K
|
1.32K
$26.1K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
760+ 7.62% |
$15K - $16.8K
|
10.7K
$212K
|
|
|
Oct 28, 2021
Q3 2021
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
735+ 3.1% |
$14.5K - $16.3K
|
24.5K
$483K
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
705+ 1.82% |
$13.9K - $15.6K
|
39.4K
$778K
|
|
|
Nov 09, 2021
Q3 2021
|
Black Rock Inc.
New York, NY |
BUY
|
- |
204New |
$4.02K - $4.52K
|
204
$4.02K
|
|
|
Oct 22, 2021
Q3 2021
|
Spire Wealth Management
|
BUY
|
- |
203+ 0.38% |
$4K - $4.5K
|
53.3K
$1.05M
|
|
|
Nov 15, 2021
Q3 2021
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
56+ 3.15% |
$1.1K - $1.24K
|
1.84K
$36.2K
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
55+ 0.5% |
$1.08K - $1.22K
|
11.1K
$220K
|
|
|
Nov 16, 2021
Q3 2021
|
Fin Trust Capital Advisors, LLC
|
BUY
|
- |
14+ 1.54% |
$276 - $310
|
921
$18.2K
|
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
9+ 1.6% |
$177 - $199
|
571
$11.3K
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
9+ 0.05% |
$177 - $199
|
19.9K
$392K
|
|
|
Oct 21, 2021
Q3 2021
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
1+ 0.01% |
$19.7 - $22.2
|
11.3K
$222K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
9258 Wealth Management, LLC
|
SELL
|
- |
-80- 0.13% |
$1.58K - $1.77K
|
63.7K
$1.26M
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-211- 0.67% |
$4.16K - $4.68K
|
31.1K
$613K
|
|
|
Nov 12, 2021
Q3 2021
|
Laurel Wealth Advisors, Inc.
Solana Beach, CA |
SELL
|
- |
-470- 4.39% |
$9.26K - $10.4K
|
10.2K
$202K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-497Closed |
$9.79K - $11K
|
0
$0
|
|
|
Oct 18, 2021
Q3 2021
|
Raymond James Trust N.A.
|
SELL
|
- |
-663- 3.57% |
$13.1K - $14.7K
|
17.9K
$353K
|
|
|
Oct 19, 2021
Q3 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-908- 73.46% |
$17.9K - $20.1K
|
328
$6.47K
|
|
|
Oct 19, 2021
Q3 2021
|
Edmonds Duncan Registered Investment Advisors, LLC
|
SELL
|
- |
-2.82K- 3.99% |
$55.6K - $62.6K
|
68K
$1.34M
|
|
|
Oct 12, 2021
Q3 2021
|
Pinnacle Bancorp, Inc.
|
SELL
|
- |
-3KClosed |
$59.1K - $66.5K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-6.46K- 2.3% |
$127K - $143K
|
275K
$5.42M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-8.46K- 2.69% |
$167K - $188K
|
306K
$6.04M
|
|
|
Oct 22, 2021
Q3 2021
|
Exeter Financial, LLC
|
SELL
|
- |
-8.63K- 1.84% |
$170K - $191K
|
460K
$9.08M
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-22.6KClosed |
$445K - $500K
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Shaker Financial Services, LLC
|
SELL
|
- |
-48.9K- 65.31% |
$964K - $1.08M
|
26K
$513K
|
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-62.2K- 12.27% |
$1.23M - $1.38M
|
444K
$8.76M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-84.1K- 17.73% |
$1.66M - $1.86M
|
390K
$7.69M
|