Purchases and Sales Made in Q3 2023 in First Trust Enhanced Equity Income Fund (FFA)
This table provides information about the institutional ownership of First Trust Enhanced Equity Income Fund (FFA) during Q3 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST ENHANCED EQUITY INCOME FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
62.1K+ 12.41% |
$1.05M - $1.14M
|
562K
$11.6M
|
|
|
Nov 14, 2023
Q3 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
56.4K+ 27.61% |
$957K - $1.03M
|
261K
$5.4M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
21.4K+ 31.48% |
$362K - $391K
|
89.2K
$1.85M
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
17.2KNew |
$292K - $315K
|
17.2K
$357K
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
16.2K+ 1.12% |
$275K - $297K
|
1.47M
$30.4M
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
BUY
|
- |
13.2K+ 4.95% |
$225K - $242K
|
281K
$5.81M
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
10.9K+ 19.43% |
$185K - $199K
|
67K
$1.39M
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
8.06K+ 22.04% |
$137K - $148K
|
44.6K
$924K
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
4.28K+ 1.57% |
$72.6K - $78.3K
|
276K
$5.71M
|
|
|
Nov 14, 2023
Q3 2023
|
Truist Financial Corp
|
BUY
|
- |
3K+ 11.21% |
$50.9K - $54.9K
|
29.7K
$616K
|
|
|
Nov 13, 2023
Q3 2023
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
2.26K+ 0.89% |
$38.3K - $41.3K
|
254K
$5.27M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
2.14K+ 2.85% |
$36.3K - $39.2K
|
77.3K
$1.6M
|
|
|
Oct 16, 2023
Q3 2023
|
Exeter Financial, LLC
|
BUY
|
- |
682+ 0.13% |
$11.6K - $12.5K
|
529K
$11M
|
|
|
Oct 18, 2023
Q3 2023
|
Aurora Private Wealth, Inc.
|
BUY
|
- |
265+ 1.78% |
$4.5K - $4.85K
|
15.1K
$313K
|
|
|
Nov 08, 2023
Q3 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
135+ 0.71% |
$2.29K - $2.47K
|
19.1K
$395K
|
|
|
Oct 24, 2023
Q3 2023
|
Fin Trust Capital Advisors, LLC
|
BUY
|
- |
58+ 5.76% |
$984 - $1.06K
|
1.07K
$22K
|
|
|
Nov 08, 2023
Q3 2023
|
Spire Wealth Management
|
BUY
|
- |
52+ 0.19% |
$882 - $952
|
28K
$579K
|
|
|
Oct 31, 2023
Q3 2023
|
Centurion Wealth Management LLC
Mclean, VA |
BUY
|
- |
52+ 0.19% |
$882 - $952
|
28K
$579K
|
|
|
Nov 07, 2023
Q3 2023
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
14+ 0.08% |
$238 - $256
|
17.1K
$355K
|
|
|
Oct 25, 2023
Q3 2023
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
13+ 1.92% |
$221 - $238
|
690
$14.3K
|
|
|
Nov 14, 2023
Q3 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
12+ 0.1% |
$204 - $220
|
12.2K
$252K
|
|
|
Oct 11, 2023
Q3 2023
|
Cwm, LLC
|
BUY
|
- |
5+ 0.08% |
$84.9 - $91.5
|
6.44K
$133K
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
1+ 0.0% |
$17 - $18.3
|
28K
$579K
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-123- 9.78% |
$2.09K - $2.25K
|
1.14K
$23.5K
|
|
|
Nov 13, 2023
Q3 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-290- 2.37% |
$4.92K - $5.31K
|
12K
$247K
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-318- 0.5% |
$5.4K - $5.82K
|
63.7K
$1.32M
|
|
|
Oct 16, 2023
Q3 2023
|
Edmonds Duncan Registered Investment Advisors, LLC
|
SELL
|
- |
-332- 0.47% |
$5.63K - $6.08K
|
70K
$1.45M
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-360- 1.22% |
$6.11K - $6.59K
|
29.1K
$602K
|
|
|
Nov 08, 2023
Q3 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-561- 4.21% |
$9.52K - $10.3K
|
12.8K
$264K
|
|
|
Nov 08, 2023
Q3 2023
|
9258 Wealth Management, LLC
|
SELL
|
- |
-905- 1.82% |
$15.4K - $16.6K
|
48.7K
$1.01M
|
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-1.08K- 2.9% |
$18.2K - $19.7K
|
36K
$745K
|
|
|
Oct 18, 2023
Q3 2023
|
Opal Wealth Advisors, LLC
Jericho, NY |
SELL
|
- |
-3.31K- 8.75% |
$56.1K - $60.5K
|
34.5K
$713K
|
|
|
Nov 06, 2023
Q3 2023
|
North Star Investment Management Corp.
Chicago, IL |
SELL
|
- |
-4.83K- 2.34% |
$82K - $88.4K
|
201K
$4.17M
|
|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-6.16K- 16.96% |
$105K - $113K
|
30.2K
$625K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-6.75K- 2.75% |
$115K - $124K
|
238K
$4.93M
|
|
|
Nov 14, 2023
Q3 2023
|
Raymond James Trust N.A.
|
SELL
|
- |
-7.14K- 28.95% |
$121K - $131K
|
17.5K
$363K
|
|
|
Nov 15, 2023
Q3 2023
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-7.37K- 7.45% |
$125K - $135K
|
91.5K
$1.89M
|
|
|
Nov 09, 2023
Q3 2023
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-30.9K- 9.83% |
$524K - $565K
|
283K
$5.86M
|
|
|
Nov 02, 2023
Q3 2023
|
Shaker Financial Services, LLC
|
SELL
|
- |
-118K- 77.28% |
$2M - $2.16M
|
34.7K
$719K
|