Purchases and Sales Made in Q4 2023 in First Trust Enhanced Equity Income Fund (FFA)
This table provides information about the institutional ownership of First Trust Enhanced Equity Income Fund (FFA) during Q4 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST ENHANCED EQUITY INCOME FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 24, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
203K+ 1391.9% |
$3.22M - $3.7M
|
217K
$4.49M
|
|
|
Feb 07, 2024
Q4 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
156K+ 450.59% |
$2.49M - $2.86M
|
191K
$3.96M
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
64.5K+ 96.3% |
$1.03M - $1.18M
|
132K
$2.72M
|
|
|
Feb 14, 2024
Q4 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
30.7K+ 11.79% |
$489K - $562K
|
291K
$6.03M
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
22.8K+ 1.56% |
$363K - $417K
|
1.49M
$30.8M
|
|
|
Feb 12, 2024
Q4 2023
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
18.9K+ 7.42% |
$300K - $345K
|
273K
$5.66M
|
|
|
Feb 14, 2024
Q4 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
18.8K+ 62.23% |
$299K - $343K
|
49K
$1.01M
|
|
|
Feb 01, 2024
Q4 2023
|
Cwm, LLC
|
BUY
|
- |
15.9K+ 247.74% |
$253K - $291K
|
22.4K
$463K
|
|
|
Feb 09, 2024
Q4 2023
|
Certified Advisory Corp
Altamonte Springs, FL |
BUY
|
- |
10.4KNew |
$166K - $190K
|
10.4K
$216K
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
6.47K+ 14.5% |
$103K - $118K
|
51.1K
$1.06M
|
|
|
Dec 26, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
3.92K+ 1305.67% |
$62.3K - $71.6K
|
4.22K
$87.3K
|
|
|
Feb 14, 2024
Q4 2023
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
3.25K+ 1.43% |
$51.7K - $59.4K
|
230K
$4.76M
|
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
3.08K+ 271.54% |
$49K - $56.3K
|
4.22K
$87.3K
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
1.81K+ 16.79% |
$28.8K - $33.1K
|
12.6K
$261K
|
|
|
Feb 07, 2024
Q4 2023
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
1.77KNew |
$28.1K - $32.3K
|
1.77K
$36.6K
|
|
|
Feb 06, 2024
Q4 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
1.4K+ 12.9% |
$22.3K - $25.6K
|
12.3K
$254K
|
|
|
Feb 05, 2024
Q4 2023
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
571+ 3.33% |
$9.08K - $10.4K
|
17.7K
$367K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
497New |
$7.9K - $9.08K
|
497
$10.3K
|
|
|
Feb 13, 2024
Q4 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
410New |
$6.52K - $7.49K
|
410
$8.49K
|
|
|
Jan 30, 2024
Q4 2023
|
Aurora Private Wealth, Inc.
|
BUY
|
- |
278+ 1.84% |
$4.42K - $5.08K
|
15.4K
$319K
|
|
|
Jan 16, 2024
Q4 2023
|
Exeter Financial, LLC
|
BUY
|
- |
242+ 0.05% |
$3.85K - $4.42K
|
530K
$11M
|
|
|
Feb 13, 2024
Q4 2023
|
Fin Trust Capital Advisors, LLC
|
BUY
|
- |
19+ 1.78% |
$302 - $347
|
1.08K
$22.4K
|
|
|
Jan 12, 2024
Q4 2023
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
12+ 1.74% |
$191 - $219
|
702
$14.5K
|
|
|
Feb 14, 2024
Q4 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
2+ 0.02% |
$31.8 - $36.5
|
12.2K
$252K
|
|
|
Feb 12, 2024
Q4 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-38- 0.35% |
$604 - $694
|
10.8K
$224K
|
|
|
Feb 12, 2024
Q4 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-155- 0.81% |
$2.46K - $2.83K
|
18.9K
$392K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-232Closed |
$3.69K - $4.24K
|
0
$0
|
|
|
Feb 12, 2024
Q4 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-256- 0.71% |
$4.07K - $4.68K
|
35.7K
$740K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-512- 0.66% |
$8.14K - $9.35K
|
76.8K
$1.59M
|
|
|
Feb 02, 2024
Q4 2023
|
Truist Financial Corp
|
SELL
|
- |
-672- 2.26% |
$10.7K - $12.3K
|
29.1K
$602K
|
|
|
Feb 14, 2024
Q4 2023
|
Comerica Bank
|
SELL
|
- |
-675- 3.92% |
$10.7K - $12.3K
|
16.6K
$343K
|
|
|
Jan 11, 2024
Q4 2023
|
Edmonds Duncan Registered Investment Advisors, LLC
|
SELL
|
- |
-946- 1.35% |
$15K - $17.3K
|
69.1K
$1.43M
|
|
|
Feb 09, 2024
Q4 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-1.07K- 3.83% |
$17K - $19.6K
|
26.9K
$557K
|
|
|
Feb 07, 2024
Q4 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-1.1K- 3.79% |
$17.5K - $20.1K
|
28K
$580K
|
|
|
Feb 06, 2024
Q4 2023
|
9258 Wealth Management, LLC
|
SELL
|
- |
-1.48K- 3.03% |
$23.5K - $27K
|
47.3K
$978K
|
|
|
Jan 22, 2024
Q4 2023
|
Buttonwood Financial Advisors Inc.
|
SELL
|
- |
-2.2K- 15.98% |
$35K - $40.2K
|
11.6K
$239K
|
|
|
Jan 10, 2024
Q4 2023
|
Raymond James Trust N.A.
|
SELL
|
- |
-2.22K- 12.67% |
$35.3K - $40.6K
|
15.3K
$317K
|
|
|
Jan 19, 2024
Q4 2023
|
Opal Wealth Advisors, LLC
Jericho, NY |
SELL
|
- |
-2.23K- 6.46% |
$35.4K - $40.7K
|
32.2K
$667K
|
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-2.91K- 4.57% |
$46.3K - $53.2K
|
60.8K
$1.26M
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-2.99K- 0.53% |
$47.6K - $54.7K
|
559K
$11.6M
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
SELL
|
- |
-3.64K- 1.3% |
$57.9K - $66.5K
|
277K
$5.74M
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-7.85K- 2.84% |
$125K - $143K
|
268K
$5.55M
|
|
|
Feb 13, 2024
Q4 2023
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-14.2K- 15.51% |
$225K - $259K
|
77.3K
$1.6M
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-20.8K- 23.3% |
$330K - $380K
|
68.4K
$1.42M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-22.8K- 9.56% |
$362K - $416K
|
216K
$4.46M
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-23.7K- 1.56% |
$376K - $432K
|
1.49M
$30.8M
|
|
|
Jan 10, 2024
Q4 2023
|
North Star Investment Management Corp.
Chicago, IL |
SELL
|
- |
-28.6K- 14.22% |
$455K - $523K
|
173K
$3.58M
|
|
|
Feb 13, 2024
Q4 2023
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-33.1K- 11.71% |
$526K - $605K
|
250K
$5.17M
|
|
|
Jan 25, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-205K- 94.53% |
$3.26M - $3.75M
|
11.9K
$246K
|