Purchases and Sales Made in Q4 2020 in Northern Lts Fd Tr Iv (FFTI)
This table provides information about the institutional ownership of Northern Lts Fd Tr Iv (FFTI) during Q4 2020. The information is specifically focused on institutions that hold shares of NORTHERN LTS FD TR IV.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 01, 2021
Q4 2020
|
Private Advisor Group, LLC
|
BUY
|
- |
14.6KNew |
N/A
|
14.6K
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Financial Gravity Asset Management, Inc.
|
BUY
|
- |
320New |
N/A
|
320
$0
|
|
|
Jan 26, 2021
Q4 2020
|
Allworth Financial LP
|
BUY
|
- |
234New |
N/A
|
234
$0
|
|
|
Jan 25, 2021
Q4 2020
|
Ifp Advisors, Inc
|
BUY
|
- |
0New |
N/A
|
0
$0
|
|
|
Feb 02, 2021
Q4 2020
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
N/A
|
0
$0
|
|
|
Sep 07, 2021
Q4 2020
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-302Closed |
N/A
|
0
$0
|
|
|
Feb 11, 2021
Q4 2020
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-313Closed |
N/A
|
0
$0
|
|
|
Jan 11, 2021
Q4 2020
|
Sound Income Strategies, LLC
|
SELL
|
- |
-1.22K- 83.66% |
N/A
|
239
$0
|
|
|
Feb 11, 2021
Q4 2020
|
Ubs Group Ag
|
SELL
|
- |
-1.97K- 64.62% |
N/A
|
1.08K
$0
|
|
|
Feb 10, 2021
Q4 2020
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-2.86KClosed |
N/A
|
0
$0
|
|
|
Mar 28, 2023
Q4 2020
|
Prostatis Group LLC
Hanover, MD |
SELL
|
- |
-4.84K- 23.84% |
N/A
|
15.5K
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-8.87KClosed |
N/A
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Creative One Wealth, LLC
Overland Park, KS |
SELL
|
- |
-9KClosed |
N/A
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-9.91KClosed |
N/A
|
0
$0
|
|
|
Feb 09, 2021
Q4 2020
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-10.7KClosed |
N/A
|
0
$0
|
|
|
Feb 01, 2021
Q4 2020
|
Ae Wealth Management LLC
|
SELL
|
- |
-10.9KClosed |
N/A
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-15.1K- 33.98% |
N/A
|
29.3K
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-27KClosed |
N/A
|
0
$0
|
|
|
Feb 17, 2021
Q4 2020
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-83.2K- 67.08% |
N/A
|
40.8K
$0
|
|
|
Mar 23, 2023
Q4 2020
|
Prostatis Group LLC
Hanover, MD |
SELL
|
- |
-92.1K- 42.44% |
N/A
|
125K
$0
|