Purchases and Sales Made in Q3 2021 in First Trust Energy Infrastructure Fund (FIF)
This table provides information about the institutional ownership of First Trust Energy Infrastructure Fund (FIF) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST ENERGY INFRASTRUCTURE FUND.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
1.05MNew |
$13.4M - $14.5M
|
1.05M
$0
|
|
Nov 12, 2021
Q3 2021
|
Wolverine Asset Management LLC
|
BUY
|
- |
93.7KNew |
$1.19M - $1.29M
|
93.7K
$0
|
|
Nov 15, 2021
Q3 2021
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
27.1K+ 13.91% |
$345K - $374K
|
222K
$0
|
|
Nov 15, 2021
Q3 2021
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
24.1K+ 10.48% |
$307K - $333K
|
254K
$0
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
20.2K+ 6.94% |
$257K - $279K
|
311K
$0
|
|
Nov 12, 2021
Q3 2021
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
17.2K+ 21.56% |
$219K - $238K
|
97.1K
$0
|
|
Nov 15, 2021
Q3 2021
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
12.2KNew |
$156K - $169K
|
12.2K
$0
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
12.2KNew |
$155K - $169K
|
12.2K
$0
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
12K+ 5.29% |
$153K - $166K
|
240K
$0
|
|
Nov 15, 2021
Q3 2021
|
Quantedge Capital Pte LTD
Singapore, U0 |
BUY
|
- |
8.29K+ 11.17% |
$106K - $115K
|
82.6K
$0
|
|
Nov 02, 2021
Q3 2021
|
Armor Investment Advisors, LLC
|
BUY
|
- |
7.49K+ 4.5% |
$95.3K - $103K
|
174K
$0
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
6.6K+ 22.68% |
$84K - $91.1K
|
35.7K
$0
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
BUY
|
- |
4.9KNew |
$62.4K - $67.7K
|
4.9K
$0
|
|
Oct 22, 2021
Q3 2021
|
Spire Wealth Management
|
BUY
|
- |
4.63K+ 99.19% |
$58.9K - $63.9K
|
9.29K
$0
|
|
Dec 03, 2021
Q3 2021
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
4.2K+ 5.47% |
$53.5K - $58K
|
80.9K
$0
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
1.08K+ 1.74% |
$13.7K - $14.9K
|
63K
$0
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
753+ 0.82% |
$9.59K - $10.4K
|
92.6K
$0
|
|
Nov 12, 2021
Q3 2021
|
Latash Investments, LLC
Anchorage, AK |
BUY
|
- |
466+ 1.41% |
$5.93K - $6.44K
|
33.4K
$0
|
|
Jan 02, 2024
Q3 2021
|
Anchor Investment Management, LLC
Columbia, SC |
BUY
|
- |
320New |
$4.07K - $4.42K
|
320
$0
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
300New |
$3.82K - $4.14K
|
300
$0
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
225New |
$2.86K - $3.11K
|
225
$0
|
|
Nov 15, 2021
Q3 2021
|
Veritable, L.P.
Newtown Square, PA |
BUY
|
- |
179+ 1.42% |
$2.28K - $2.47K
|
12.8K
$0
|
|
Oct 28, 2021
Q3 2021
|
Kesler, Norman & Wride, LLC
|
BUY
|
- |
123+ 0.37% |
$1.57K - $1.7K
|
33.5K
$0
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
50+ 11.44% |
$637 - $691
|
487
$0
|
|
Oct 27, 2021
Q3 2021
|
Moloney Securities Asset Management, LLC
|
BUY
|
- |
44+ 0.07% |
$560 - $608
|
60.9K
$0
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
14New |
$178 - $193
|
14
$0
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Magnus Financial Group LLC
New York, NY |
SELL
|
- |
-200- 0.28% |
$2.55K - $2.76K
|
70.7K
$0
|
|
Nov 09, 2021
Q3 2021
|
Washington Trust CO
|
SELL
|
- |
-650Closed |
$8.27K - $8.98K
|
0
$0
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-752- 1.74% |
$9.57K - $10.4K
|
42.4K
$0
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-1K- 6.67% |
$12.7K - $13.8K
|
14K
$0
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-1.41K- 5.48% |
$17.9K - $19.5K
|
24.3K
$0
|
|
Nov 15, 2021
Q3 2021
|
Walleye Trading LLC
Plymouth, MN |
SELL
|
- |
-1.51K- 9.22% |
$19.2K - $20.8K
|
14.8K
$0
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-1.83K- 5.17% |
$23.2K - $25.2K
|
33.5K
$0
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-2.63K- 3.92% |
$33.4K - $36.3K
|
64.4K
$0
|
|
Nov 12, 2021
Q3 2021
|
Prospera Financial Services Inc
|
SELL
|
- |
-2.65K- 6.85% |
$33.7K - $36.5K
|
36K
$0
|
|
Nov 12, 2021
Q3 2021
|
Beta Wealth Group, Inc.
|
SELL
|
- |
-3.52K- 11.33% |
$44.8K - $48.6K
|
27.5K
$0
|
|
Oct 18, 2021
Q3 2021
|
Sterneck Capital Management, LLC
Kansas City, MO |
SELL
|
- |
-5.87K- 16.13% |
$74.7K - $81K
|
30.5K
$0
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-5.89K- 3.13% |
$74.9K - $81.3K
|
182K
$0
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-7.56K- 14.49% |
$96.3K - $104K
|
44.6K
$0
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-7.63K- 24.57% |
$97.1K - $105K
|
23.4K
$0
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-7.76K- 9.32% |
$98.8K - $107K
|
75.5K
$0
|
|
Nov 12, 2021
Q3 2021
|
Mariner Investment Group LLC
Harrison, NY |
SELL
|
- |
-8.68K- 40.15% |
$110K - $120K
|
12.9K
$0
|
|
Nov 10, 2021
Q3 2021
|
Robertson Stephens Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-10.8K- 50.0% |
$138K - $149K
|
10.8K
$0
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-16.3K- 35.2% |
$208K - $225K
|
30K
$0
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-20K- 8.96% |
$254K - $276K
|
203K
$0
|
|
Nov 15, 2021
Q3 2021
|
Wealthspire Advisors, LLC
New York, NY |
SELL
|
- |
-24.4K- 3.56% |
$311K - $337K
|
662K
$0
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-25.5K- 25.02% |
$325K - $353K
|
76.6K
$0
|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-26.1K- 3.21% |
$332K - $360K
|
786K
$0
|
|
Nov 08, 2021
Q3 2021
|
Matisse Capital
|
SELL
|
- |
-30KClosed |
$382K - $414K
|
0
$0
|