Purchases and Sales Made in Q4 2021 in First Trust Energy Infrastructure Fund (FIF)
This table provides information about the institutional ownership of First Trust Energy Infrastructure Fund (FIF) during Q4 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST ENERGY INFRASTRUCTURE FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
215K+ 69.17% |
$2.74M - $3.05M
|
527K
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Retirement Planning CO Of New England, Inc.
Warwick, RI |
BUY
|
- |
64KNew |
$815K - $906K
|
64K
$0
|
|
|
Feb 09, 2022
Q4 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
38.7KNew |
$493K - $548K
|
38.7K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Wealthspire Advisors, LLC
New York, NY |
BUY
|
- |
32.2K+ 4.86% |
$410K - $456K
|
695K
$0
|
|
|
May 11, 2022
Q4 2021
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
26.5K+ 27.28% |
$337K - $375K
|
124K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
26K+ 10.85% |
$332K - $369K
|
266K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
23.2K+ 10.46% |
$295K - $328K
|
245K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
17.7K+ 6.95% |
$225K - $250K
|
272K
$0
|
|
|
Feb 15, 2022
Q4 2021
|
Creative One Wealth, LLC
Overland Park, KS |
BUY
|
- |
16.6KNew |
$211K - $235K
|
16.6K
$0
|
|
|
Feb 04, 2022
Q4 2021
|
Capital Advisors Wealth Management, LLC
|
BUY
|
- |
10.9KNew |
$139K - $154K
|
10.9K
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
10.1K+ 23.71% |
$128K - $142K
|
52.4K
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Prospera Financial Services Inc
|
BUY
|
- |
6.41K+ 17.81% |
$81.6K - $90.7K
|
42.4K
$0
|
|
|
Feb 17, 2022
Q4 2021
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
5.89K+ 7.28% |
$75.1K - $83.4K
|
86.8K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
5.43K+ 5.87% |
$69.2K - $76.9K
|
98.1K
$0
|
|
|
Jan 31, 2022
Q4 2021
|
Nottingham Advisors, Inc.
Amherst, NY |
BUY
|
- |
3.5K+ 13.63% |
$44.6K - $49.6K
|
29.2K
$0
|
|
|
Mar 03, 2022
Q4 2021
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
3.27K+ 26.71% |
$41.7K - $46.3K
|
15.5K
$0
|
|
|
Feb 02, 2022
Q4 2021
|
Pathway Financial Advisors LLC
|
BUY
|
- |
2.18K+ 2.44% |
$27.7K - $30.8K
|
91.3K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
1.14K+ 4.87% |
$14.5K - $16.1K
|
24.6K
$0
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
982+ 2.2% |
$12.5K - $13.9K
|
45.6K
$0
|
|
|
Jan 28, 2022
Q4 2021
|
Moloney Securities Asset Management, LLC
|
BUY
|
- |
823+ 1.35% |
$10.5K - $11.7K
|
61.7K
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Magnus Financial Group LLC
New York, NY |
BUY
|
- |
500+ 0.71% |
$6.37K - $7.08K
|
71.2K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Latash Investments, LLC
Anchorage, AK |
BUY
|
- |
457+ 1.37% |
$5.82K - $6.47K
|
33.9K
$0
|
|
|
Jan 21, 2022
Q4 2021
|
Allworth Financial LP
|
BUY
|
- |
227New |
$2.89K - $3.21K
|
227
$0
|
|
|
Mar 21, 2023
Q4 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
225New |
$2.87K - $3.19K
|
225
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Veritable, L.P.
Newtown Square, PA |
BUY
|
- |
177+ 1.38% |
$2.25K - $2.51K
|
13K
$0
|
|
|
Feb 04, 2022
Q4 2021
|
Outfitter Financial LLC
|
BUY
|
- |
100New |
$1.27K - $1.42K
|
100
$0
|
|
|
Feb 10, 2022
Q4 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
42+ 0.3% |
$535 - $595
|
14K
$0
|
|
|
Feb 07, 2022
Q4 2021
|
Kayne Anderson Capital Advisors LP
|
BUY
|
- |
41+ 0.05% |
$522 - $581
|
85.5K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
7+ 1.44% |
$89.2 - $99.1
|
494
$0
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
SELL
|
- |
-14Closed |
$178 - $198
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-71- 0.29% |
$905 - $1.01K
|
24.2K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-109- 36.33% |
$1.39K - $1.54K
|
191
$0
|
|
|
Jan 19, 2022
Q4 2021
|
Advisor Net Financial, Inc
|
SELL
|
- |
-500- 28.57% |
$6.37K - $7.08K
|
1.25K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-695- 5.69% |
$8.85K - $9.84K
|
11.5K
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-700- 1.96% |
$8.92K - $9.91K
|
35K
$0
|
|
|
Jan 25, 2022
Q4 2021
|
Sterneck Capital Management, LLC
Kansas City, MO |
SELL
|
- |
-710- 2.33% |
$9.05K - $10.1K
|
29.8K
$0
|
|
|
Jan 27, 2022
Q4 2021
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-1.22K- 3.63% |
$15.5K - $17.2K
|
32.3K
$0
|
|
|
Feb 07, 2022
Q4 2021
|
Kesler, Norman & Wride, LLC
|
SELL
|
- |
-1.53K- 4.57% |
$19.5K - $21.7K
|
32K
$0
|
|
|
Feb 07, 2022
Q4 2021
|
Armor Investment Advisors, LLC
|
SELL
|
- |
-2.92K- 1.68% |
$37.2K - $41.3K
|
171K
$0
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-2.95K- 4.68% |
$37.6K - $41.8K
|
60.1K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Walleye Trading LLC
Plymouth, MN |
SELL
|
- |
-4.41K- 29.77% |
$56.2K - $62.5K
|
10.4K
$0
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-4.9KClosed |
$62.4K - $69.4K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-8.6K- 28.61% |
$110K - $122K
|
21.5K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Robertson Stephens Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-10.8KClosed |
$138K - $153K
|
0
$0
|
|
|
Feb 09, 2022
Q4 2021
|
Mariner Investment Group LLC
Harrison, NY |
SELL
|
- |
-12.9KClosed |
$165K - $183K
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-13.4K- 7.35% |
$171K - $190K
|
169K
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-18.1K- 21.87% |
$230K - $256K
|
64.5K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-27.2K- 13.39% |
$346K - $384K
|
176K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-31.7K- 41.93% |
$403K - $448K
|
43.9K
$0
|