Purchases and Sales Made in Q1 2023 in Global X Fds Fintech ETF (De) (FINX)
This table provides information about the institutional ownership of Global X Fds Fintech ETF (De) (FINX) during Q1 2023. The information is specifically focused on institutions that hold shares of GLOBAL X FDS FINTECH ETF (DE) .
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 05, 2023
Q1 2023
|
Steward Financial Group LLC
|
BUY
|
- |
85New |
$1.63K - $2.03K
|
85
$2.89K
|
|
May 15, 2023
Q1 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
78+ 40.84% |
$1.5K - $1.87K
|
269
$9.15K
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
May 17, 2023
Q1 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-18- 15.38% |
$346 - $431
|
99
$3.37K
|
|
Apr 26, 2023
Q1 2023
|
Advisors Management Group Inc
|
SELL
|
- |
-64- 0.5% |
$1.23K - $1.53K
|
12.8K
$436K
|
|
May 30, 2023
Q1 2023
|
Aspire Private Capital, LLC
|
SELL
|
- |
-95- 15.3% |
$1.83K - $2.27K
|
526
$17.9K
|
|
May 03, 2023
Q1 2023
|
Aspire Private Capital, LLC
|
SELL
|
- |
-95- 15.3% |
$1.83K - $2.27K
|
526
$17.9K
|
|
May 19, 2023
Q1 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
SELL
|
- |
-100Closed |
$1.92K - $2.39K
|
0
$0
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-137- 0.22% |
$2.63K - $3.28K
|
62K
$2.11M
|
|
May 11, 2023
Q1 2023
|
Salem Investment Counselors Inc
Winston Salem, NC |
SELL
|
- |
-150- 5.92% |
$2.88K - $3.59K
|
2.39K
$81.1K
|
|
Apr 18, 2023
Q1 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-202- 51.93% |
$3.88K - $4.83K
|
187
$6.36K
|
|
Apr 14, 2023
Q1 2023
|
Mirador Capital Partners LP
|
SELL
|
- |
-439- 2.03% |
$8.44K - $10.5K
|
21.2K
$722K
|
|
Apr 25, 2023
Q1 2023
|
Key Client Fiduciary Advisors, LLC
|
SELL
|
- |
-465- 3.18% |
$8.94K - $11.1K
|
14.1K
$481K
|
|
Apr 21, 2023
Q1 2023
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-485- 26.15% |
$9.33K - $11.6K
|
1.37K
$46.6K
|
|
May 15, 2023
Q1 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-550- 30.05% |
$10.6K - $13.2K
|
1.28K
$43.5K
|
|
May 15, 2023
Q1 2023
|
Atom Investors LP
Austin, TX |
SELL
|
- |
-746- 5.93% |
$14.3K - $17.8K
|
11.8K
$402K
|
|
May 11, 2023
Q1 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-773- 3.27% |
$14.9K - $18.5K
|
22.9K
$779K
|
|
May 05, 2023
Q1 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-788- 4.92% |
$15.2K - $18.8K
|
15.2K
$518K
|
|
May 11, 2023
Q1 2023
|
Robertson Stephens Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-798- 2.09% |
$15.3K - $19.1K
|
37.4K
$1.27M
|
|
May 10, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-1.18K- 5.99% |
$22.6K - $28.1K
|
18.5K
$628K
|
|
Apr 27, 2023
Q1 2023
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-2.16K- 6.51% |
$41.5K - $51.6K
|
31K
$1.05M
|
|
May 15, 2023
Q1 2023
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-2.62K- 90.35% |
$50.4K - $62.7K
|
280
$9.52K
|
|
May 02, 2023
Q1 2023
|
Joseph P. Lucia & Associates, LLC
|
SELL
|
- |
-2.98K- 9.17% |
$57.3K - $71.3K
|
29.5K
$1M
|
|
May 12, 2023
Q1 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-3.59K- 95.79% |
$69.1K - $86K
|
158
$5.37K
|
|
May 15, 2023
Q1 2023
|
Gerber Kawasaki Wealth & Investment Management
|
SELL
|
- |
-3.71K- 2.38% |
$71.4K - $88.8K
|
153K
$5.19M
|
|
May 09, 2023
Q1 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-5.52K- 81.9% |
$106K - $132K
|
1.22K
$41.4K
|
|
May 10, 2023
Q1 2023
|
Banco Santander, S.A.
|
SELL
|
- |
-6.83K- 30.88% |
$131K - $163K
|
15.3K
$519K
|
|
May 11, 2023
Q1 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-7.56K- 19.53% |
$145K - $181K
|
31.1K
$1.06M
|
|
May 15, 2023
Q1 2023
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-7.73K- 18.48% |
$149K - $185K
|
34.1K
$1.16M
|
|
Jun 13, 2024
Q1 2023
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-8.75K- 85.82% |
$168K - $209K
|
1.45K
$49.2K
|
|
May 12, 2023
Q1 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-11.8K- 27.7% |
$227K - $282K
|
30.7K
$1.05M
|
|
May 11, 2023
Q1 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-22.9K- 11.2% |
$440K - $547K
|
181K
$6.17M
|
|
May 10, 2023
Q1 2023
|
Baltimore Washington Financial Advisors, Inc.
|
SELL
|
- |
-23.8K- 9.93% |
$457K - $568K
|
215K
$7.32M
|
|
May 01, 2023
Q1 2023
|
Ken Fisher
Fisher Asset Management, LLC | Camas, Wa
|
SELL
|
- |
-26.3K- 6.84% |
$506K - $629K
|
358K
$12.2M
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-28.9K- 30.49% |
$556K - $692K
|
66K
$2.24M
|
|
Apr 11, 2023
Q1 2023
|
Professional Advisory Services Inc
|
SELL
|
- |
-30.4K- 36.1% |
$585K - $727K
|
53.8K
$1.83M
|
|
Apr 20, 2023
Q1 2023
|
Mc Guire Investment Group, LLC
|
SELL
|
- |
-32.1K- 65.0% |
$617K - $768K
|
17.3K
$588K
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
SELL
|
- |
-35.5K- 8.2% |
$682K - $849K
|
397K
$13.5M
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-58.7K- 25.44% |
$1.13M - $1.4M
|
172K
$5.85M
|
|
May 15, 2023
Q1 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-89.4K- 5.88% |
$1.72M - $2.14M
|
1.43M
$48.7M
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-128K- 45.93% |
$2.47M - $3.07M
|
151K
$5.13M
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-152K- 30.22% |
$2.93M - $3.64M
|
352K
$12M
|
|
May 15, 2023
Q1 2023
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-1.22M- 73.45% |
$23.5M - $29.3M
|
442K
$15M
|