Purchases and Sales Made in Q3 2023 in Global X Fds Fintech ETF (De) (FINX)
This table provides information about the institutional ownership of Global X Fds Fintech ETF (De) (FINX) during Q3 2023. The information is specifically focused on institutions that hold shares of GLOBAL X FDS FINTECH ETF (DE) .
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
BUY
|
- |
64.7K+ 22.47% |
$1.28M - $1.6M
|
353K
$12M
|
|
Nov 13, 2023
Q3 2023
|
Stelac Advisory Services LLC
New York, NY |
BUY
|
- |
46.7K+ 31.65% |
$920K - $1.15M
|
194K
$6.6M
|
|
Nov 08, 2023
Q3 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
24.8K+ 116.56% |
$490K - $614K
|
46.1K
$1.57M
|
|
Nov 13, 2023
Q3 2023
|
Glenview Trust CO
Louisville, KY |
BUY
|
- |
23.5KNew |
$463K - $581K
|
23.5K
$799K
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
19.7K+ 93.34% |
$388K - $487K
|
40.8K
$1.39M
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
16K+ 9.69% |
$316K - $396K
|
181K
$6.16M
|
|
Nov 06, 2023
Q3 2023
|
Phoenix Wealth Advisors
|
BUY
|
- |
15KNew |
$296K - $371K
|
15K
$511K
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
14.9K+ 73.38% |
$294K - $369K
|
35.2K
$1.2M
|
|
Nov 08, 2023
Q3 2023
|
Bbjs Financial Advisors, LLC
Seattle, WA |
BUY
|
- |
14.1K+ 6.8% |
$278K - $349K
|
221K
$7.53M
|
|
Oct 26, 2023
Q3 2023
|
Mirae Asset Global Investments Co., Ltd.
|
BUY
|
- |
11.8K+ 5.66% |
$233K - $293K
|
221K
$7.51M
|
|
Nov 14, 2023
Q3 2023
|
Freestone Capital Holdings, LLC
Seattle, WA |
BUY
|
- |
11.1KNew |
$219K - $274K
|
11.1K
$377K
|
|
Nov 13, 2023
Q3 2023
|
Credit Suisse Ag
Zurich, V8 |
BUY
|
- |
10.8KNew |
$213K - $268K
|
10.8K
$368K
|
|
Nov 02, 2023
Q3 2023
|
Compass Ion Advisors, LLC
|
BUY
|
- |
10.8KNew |
$213K - $267K
|
10.8K
$367K
|
|
Nov 07, 2023
Q3 2023
|
Eagle Strategies LLC
New York, NY |
BUY
|
- |
7.88K+ 16.08% |
$155K - $195K
|
56.9K
$1.93M
|
|
Nov 07, 2023
Q3 2023
|
Insight Advisors, LLC
Newtown, PA |
BUY
|
- |
4.53K+ 7.9% |
$89.2K - $112K
|
61.8K
$2.1M
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
2.58K+ 2.97% |
$50.9K - $63.8K
|
89.3K
$3.04M
|
|
Nov 01, 2023
Q3 2023
|
Simplex Trading, LLC
|
BUY
|
- |
2.25KNew |
$44.4K - $55.7K
|
2.25K
$76.6K
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
2.23K+ 1.07% |
$44K - $55.2K
|
210K
$7.15M
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
2.04K+ 5.34% |
$40.3K - $50.5K
|
40.3K
$1.37M
|
|
Nov 13, 2023
Q3 2023
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
1.5K+ 11.31% |
$29.5K - $37.1K
|
14.8K
$502K
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
1.5K+ 1.5% |
$29.5K - $37K
|
101K
$3.45M
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
1.33KNew |
$26.1K - $32.8K
|
1.33K
$45.1K
|
|
Nov 14, 2023
Q3 2023
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
1.12K+ 6.54% |
$22.1K - $27.7K
|
18.2K
$620K
|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
937+ 1.73% |
$18.5K - $23.2K
|
55.2K
$1.88M
|
|
Nov 13, 2023
Q3 2023
|
Geo Wealth Management, LLC
Chicago, IL |
BUY
|
- |
892+ 5.86% |
$17.6K - $22.1K
|
16.1K
$548K
|
|
Nov 08, 2023
Q3 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
698+ 3.86% |
$13.8K - $17.3K
|
18.8K
$639K
|
|
Oct 25, 2023
Q3 2023
|
Baystate Wealth Management LLC
|
BUY
|
- |
594+ 116.7% |
$11.7K - $14.7K
|
1.1K
$37.5K
|
|
Nov 14, 2023
Q3 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
446New |
$8.79K - $11K
|
446
$15.2K
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
446+ 56.6% |
$8.79K - $11K
|
1.23K
$42K
|
|
Nov 13, 2023
Q3 2023
|
Tradition Wealth Management, LLC
|
BUY
|
- |
359+ 6.23% |
$7.08K - $8.87K
|
6.12K
$208K
|
|
Nov 08, 2023
Q3 2023
|
Spire Wealth Management
|
BUY
|
- |
200+ 555.56% |
$3.94K - $4.94K
|
236
$8.02K
|
|
Nov 13, 2023
Q3 2023
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
169+ 132.03% |
$3.33K - $4.18K
|
297
$10.1K
|
|
Nov 14, 2023
Q3 2023
|
Gerber Kawasaki Wealth & Investment Management
|
BUY
|
- |
159+ 0.1% |
$3.13K - $3.93K
|
157K
$5.35M
|
|
Nov 15, 2023
Q3 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
134+ 3.01% |
$2.64K - $3.31K
|
4.59K
$156K
|
|
Oct 20, 2023
Q3 2023
|
Steward Financial Group LLC
|
BUY
|
- |
85New |
$1.68K - $2.1K
|
85
$2.89K
|
|
Nov 09, 2023
Q3 2023
|
Blair William & CO
Chicago, IL |
BUY
|
- |
70+ 5.15% |
$1.38K - $1.73K
|
1.43K
$48.6K
|
|
Nov 08, 2023
Q3 2023
|
Banque Cantonale Vaudoise
|
BUY
|
- |
64+ 1.98% |
$1.26K - $1.58K
|
3.3K
$112K
|
|
Oct 10, 2023
Q3 2023
|
Dhjj Financial Advisors, Ltd.
|
BUY
|
- |
12New |
$237 - $297
|
12
$408
|
|
Oct 23, 2023
Q3 2023
|
Financial Advisory Service, Inc.
|
BUY
|
- |
2+ 0.21% |
$39.4 - $49.4
|
944
$32.1K
|
|
Oct 26, 2023
Q3 2023
|
Duncker Streett & CO Inc
|
BUY
|
- |
2+ 0.19% |
$39.4 - $49.4
|
1.08K
$36.6K
|
|
Oct 12, 2023
Q3 2023
|
Advisor Net Financial, Inc
|
BUY
|
- |
1+ 0.19% |
$19.7 - $24.7
|
533
$18.1K
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-5- 0.39% |
$98.6 - $124
|
1.28K
$43.4K
|
|
Nov 14, 2023
Q3 2023
|
Creative Financial Designs Inc
|
SELL
|
- |
-101- 0.64% |
$1.99K - $2.5K
|
15.8K
$537K
|
|
Nov 13, 2023
Q3 2023
|
Covestor LTD
Boston, MA |
SELL
|
- |
-127- 5.95% |
$2.5K - $3.14K
|
2.01K
$68.3K
|
|
Oct 26, 2023
Q3 2023
|
Macroview Investment Management LLC
|
SELL
|
- |
-127- 65.8% |
$2.5K - $3.14K
|
66
$2.24K
|
|
Nov 14, 2023
Q3 2023
|
Key Client Fiduciary Advisors, LLC
|
SELL
|
- |
-200- 1.61% |
$3.94K - $4.94K
|
12.2K
$416K
|
|
May 20, 2024
Q3 2023
|
Parallel Advisors, LLC
|
SELL
|
- |
-217- 30.01% |
$4.28K - $5.36K
|
506
$17.2K
|
|
Nov 13, 2023
Q3 2023
|
Parallel Advisors, LLC
|
SELL
|
- |
-217- 30.01% |
$4.28K - $5.36K
|
506
$17.2K
|