Purchases and Sales Made in Q4 2021 in Global X Fds Fintech ETF (De) (FINX)
This table provides information about the institutional ownership of Global X Fds Fintech ETF (De) (FINX) during Q4 2021. The information is specifically focused on institutions that hold shares of GLOBAL X FDS FINTECH ETF (DE) .
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Jan 14, 2022
Q4 2021
|
Centerpoint Advisors, LLC
|
BUY
|
- |
10New |
$400 - $528
|
10
$340
|
|
Feb 04, 2022
Q4 2021
|
Capital Asset Advisory Services LLC
Haslett, MI |
BUY
|
- |
9+ 3.72% |
$360 - $475
|
251
$8.53K
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Institutional & Family Asset Management, LLC
|
SELL
|
- |
-40- 2.05% |
$1.6K - $2.11K
|
1.91K
$65.1K
|
|
Feb 02, 2022
Q4 2021
|
Mirador Capital Partners LP
|
SELL
|
- |
-41- 0.3% |
$1.64K - $2.17K
|
13.8K
$468K
|
|
Feb 07, 2022
Q4 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-44- 2.0% |
$1.76K - $2.32K
|
2.16K
$73.4K
|
|
Jan 12, 2022
Q4 2021
|
Ifp Advisors, Inc
|
SELL
|
- |
-66- 5.71% |
$2.64K - $3.49K
|
1.09K
$37K
|
|
Jan 14, 2022
Q4 2021
|
Spire Wealth Management
|
SELL
|
- |
-84- 14.87% |
$3.36K - $4.44K
|
481
$16.4K
|
|
Jan 31, 2022
Q4 2021
|
Toth Financial Advisory Corp
|
SELL
|
- |
-100- 24.39% |
$4K - $5.28K
|
310
$10.5K
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-138- 0.12% |
$5.52K - $7.29K
|
113K
$3.83M
|
|
Jan 26, 2022
Q4 2021
|
Avitas Wealth Management LLC
|
SELL
|
- |
-139- 2.25% |
$5.56K - $7.34K
|
6.04K
$205K
|
|
Feb 14, 2022
Q4 2021
|
Laidlaw Wealth Management LLC
New York City, NY |
SELL
|
- |
-180- 1.39% |
$7.21K - $9.51K
|
12.8K
$434K
|
|
Jan 19, 2022
Q4 2021
|
Hudock, Inc.
|
SELL
|
- |
-200- 2.08% |
$8.01K - $10.6K
|
9.39K
$319K
|
|
Jan 28, 2022
Q4 2021
|
Ironwood Financial, LLC
|
SELL
|
- |
-217Closed |
$8.69K - $11.5K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Legend Financial Advisors, Inc.
Pittsburgh, PA |
SELL
|
- |
-475- 5.67% |
$19K - $25.1K
|
7.9K
$269K
|
|
Feb 14, 2022
Q4 2021
|
Merit Financial Group, LLC
|
SELL
|
- |
-593- 0.73% |
$23.7K - $31.3K
|
80.3K
$2.73M
|
|
Feb 09, 2022
Q4 2021
|
Plante Moran Financial Advisors, LLC
|
SELL
|
- |
-602- 82.02% |
$24.1K - $31.8K
|
132
$4.49K
|
|
Mar 21, 2023
Q4 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-675- 34.18% |
$27K - $35.7K
|
1.3K
$44.2K
|
|
Feb 10, 2022
Q4 2021
|
Vontobel Holding Ltd.
|
SELL
|
- |
-678Closed |
$27.1K - $35.8K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-688- 49.89% |
$27.5K - $36.3K
|
691
$23.5K
|
|
Feb 02, 2022
Q4 2021
|
Migdal Insurance & Financial Holdings Ltd.
|
SELL
|
- |
-760- 21.61% |
$30.4K - $40.2K
|
2.76K
$93.7K
|
|
Feb 14, 2022
Q4 2021
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-1.1K- 12.38% |
$44K - $58.1K
|
7.79K
$265K
|
|
Feb 14, 2022
Q4 2021
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-1.31K- 10.22% |
$52.2K - $68.9K
|
11.5K
$390K
|
|
Jan 20, 2022
Q4 2021
|
Archford Capital Strategies, LLC
|
SELL
|
- |
-1.59K- 5.48% |
$63.8K - $84.2K
|
27.5K
$934K
|
|
Feb 04, 2022
Q4 2021
|
Hills Bank & Trust CO
|
SELL
|
- |
-2.4KClosed |
$96.1K - $127K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Tocqueville Asset Management L.P.
New York, NY |
SELL
|
- |
-3.05K- 6.07% |
$122K - $161K
|
47.3K
$1.61M
|
|
Feb 08, 2022
Q4 2021
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-4.2KClosed |
$168K - $222K
|
0
$0
|
|
Feb 02, 2022
Q4 2021
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-4.21K- 17.47% |
$169K - $223K
|
19.9K
$677K
|
|
Jan 27, 2022
Q4 2021
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-4.26KClosed |
$171K - $225K
|
0
$0
|
|
Feb 08, 2022
Q4 2021
|
Srs Capital Advisors, Inc.
Denver, CO |
SELL
|
- |
-4.43KClosed |
$177K - $234K
|
0
$0
|
|
Feb 04, 2022
Q4 2021
|
Hcr Wealth Advisors
Los Angeles, CA |
SELL
|
- |
-4.46KClosed |
$179K - $236K
|
0
$0
|
|
Feb 04, 2022
Q4 2021
|
Bank Hapoalim Bm
|
SELL
|
- |
-4.6K- 31.92% |
$184K - $243K
|
9.81K
$334K
|
|
Jan 20, 2022
Q4 2021
|
Transcend Capital Advisors, LLC
|
SELL
|
- |
-4.6KClosed |
$184K - $243K
|
0
$0
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-4.8K- 46.97% |
$192K - $253K
|
5.42K
$184K
|
|
Feb 04, 2022
Q4 2021
|
Envestnet Asset Management Inc
|
SELL
|
- |
-4.81K- 4.87% |
$193K - $254K
|
94K
$3.2M
|
|
Feb 14, 2022
Q4 2021
|
Wetherby Asset Management Inc
San Francisco, CA |
SELL
|
- |
-4.84KClosed |
$194K - $256K
|
0
$0
|
|
Jan 12, 2022
Q4 2021
|
Legacy Private Trust Co.
|
SELL
|
- |
-4.85K- 29.49% |
$194K - $256K
|
11.6K
$394K
|
|
Feb 11, 2022
Q4 2021
|
Essex Financial Services, Inc.
|
SELL
|
- |
-4.89KClosed |
$196K - $258K
|
0
$0
|
|
Feb 09, 2022
Q4 2021
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-4.93KClosed |
$197K - $260K
|
0
$0
|
|
Jan 31, 2022
Q4 2021
|
Rda Financial Network
|
SELL
|
- |
-4.94KClosed |
$198K - $261K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-5.15K- 23.6% |
$206K - $272K
|
16.7K
$567K
|
|
Feb 02, 2022
Q4 2021
|
Castle Rock Wealth Management, LLC
|
SELL
|
- |
-5.24K- 24.37% |
$210K - $277K
|
16.3K
$553K
|
|
Jan 21, 2022
Q4 2021
|
Wealthfront Advisers LLC
|
SELL
|
- |
-5.43KClosed |
$217K - $287K
|
0
$0
|
|
Jan 20, 2022
Q4 2021
|
Ae Wealth Management LLC
|
SELL
|
- |
-5.77KClosed |
$231K - $305K
|
0
$0
|
|
Feb 09, 2022
Q4 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-5.77K- 10.3% |
$231K - $305K
|
50.3K
$1.71M
|
|
Feb 14, 2022
Q4 2021
|
Wolverine Trading, LLC
Chicago, IL |
SELL
|
- |
-5.92KClosed |
$237K - $313K
|
0
$0
|
|
Jan 26, 2022
Q4 2021
|
Lincoln National Corp
|
SELL
|
- |
-7.1KClosed |
$284K - $375K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Ipg Investment Advisors LLC
San Diego, CA |
SELL
|
- |
-7.2K- 59.9% |
$288K - $380K
|
4.82K
$164K
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-7.9K- 19.3% |
$316K - $418K
|
33K
$1.12M
|
|
Apr 08, 2022
Q4 2021
|
Park Avenue Securities LLC
|
SELL
|
- |
-9.01KClosed |
$361K - $476K
|
0
$0
|