Purchases and Sales Made in Q3 2021 in ETF Ser Solutions Defiance Nex (FIVG)
This table provides information about the institutional ownership of ETF Ser Solutions Defiance Nex (FIVG) during Q3 2021. The information is specifically focused on institutions that hold shares of ETF SER SOLUTIONS DEFIANCE NEX.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 10, 2021
Q3 2021
|
Frisch Financial Group, Inc.
Melville, NY |
BUY
|
- |
142K+ 608.95% |
$5.17M - $5.53M
|
166K
$6.73M
|
|
|
Nov 12, 2021
Q3 2021
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
125KNew |
$4.55M - $4.86M
|
125K
$5.08M
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
103K+ 31.76% |
$3.76M - $4.02M
|
429K
$17.4M
|
|
|
Oct 27, 2021
Q3 2021
|
Stephens Inc
|
BUY
|
- |
92.4KNew |
$3.35M - $3.59M
|
92.4K
$3.75M
|
|
|
Oct 26, 2021
Q3 2021
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
43.2K+ 128.43% |
$1.57M - $1.68M
|
76.8K
$3.12M
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
41.5K+ 16.05% |
$1.51M - $1.61M
|
300K
$12.2M
|
|
|
Nov 16, 2021
Q3 2021
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
36.2K+ 100.9% |
$1.32M - $1.41M
|
72.2K
$2.93M
|
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
30.2K+ 54.9% |
$1.1M - $1.17M
|
85.3K
$3.46M
|
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
23.4K+ 27.83% |
$850K - $909K
|
108K
$4.37M
|
|
|
Nov 15, 2021
Q3 2021
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
23.4KNew |
$849K - $908K
|
23.4K
$949K
|
|
|
Nov 15, 2021
Q3 2021
|
Mirae Asset Global Investments Co., Ltd.
|
BUY
|
- |
20.6K+ 7.14% |
$748K - $800K
|
309K
$12.6M
|
|
|
Nov 15, 2021
Q3 2021
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
17.9KNew |
$650K - $695K
|
17.9K
$727K
|
|
|
Nov 01, 2021
Q3 2021
|
Ae Wealth Management LLC
|
BUY
|
- |
14.7K+ 80.71% |
$533K - $570K
|
32.9K
$1.33M
|
|
|
Nov 10, 2021
Q3 2021
|
Oak Family Advisors, LLC
|
BUY
|
- |
14.3K+ 18.11% |
$518K - $554K
|
93.1K
$3.78M
|
|
|
Nov 12, 2021
Q3 2021
|
Financial Architects, Inc
Marlton, NJ |
BUY
|
- |
13.5K+ 27.43% |
$491K - $525K
|
62.8K
$2.55M
|
|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
12.5KNew |
$456K - $487K
|
12.5K
$509K
|
|
|
Nov 05, 2021
Q3 2021
|
Pennsylvania Capital Management Inc
|
BUY
|
- |
12KNew |
$436K - $467K
|
12K
$488K
|
|
|
Nov 15, 2021
Q3 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
11.6K+ 41.7% |
$421K - $451K
|
39.4K
$1.6M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
11.3K+ 5.46% |
$409K - $438K
|
218K
$8.84M
|
|
|
Nov 16, 2021
Q3 2021
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
11.2KNew |
$407K - $435K
|
11.2K
$455K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
11.2K+ 37.39% |
$406K - $434K
|
41.1K
$1.67M
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
10.8K+ 19.05% |
$392K - $419K
|
67.4K
$2.74M
|
|
|
Nov 09, 2021
Q3 2021
|
Fagan Associates, Inc.
|
BUY
|
- |
9.15K+ 5.42% |
$332K - $355K
|
178K
$7.23M
|
|
|
Nov 15, 2021
Q3 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
8.49K+ 33.33% |
$308K - $330K
|
34K
$1.38M
|
|
|
Nov 15, 2021
Q3 2021
|
Mc Gowan Group Asset Management, Inc.
Dallas, TX |
BUY
|
- |
8.22K+ 121.55% |
$298K - $319K
|
15K
$608K
|
|
|
Nov 12, 2021
Q3 2021
|
Tcg Advisory Services, LLC
Austin, TX |
BUY
|
- |
6.9K+ 15.12% |
$251K - $268K
|
52.6K
$2.13M
|
|
|
Nov 09, 2021
Q3 2021
|
Strategic Family Wealth Counselors, L.L.C.
Fairfield, NJ |
BUY
|
- |
6.58KNew |
$239K - $256K
|
6.58K
$267K
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
6.54K+ 3.48% |
$237K - $254K
|
195K
$7.9M
|
|
|
Oct 15, 2021
Q3 2021
|
Wt Wealth Management
|
BUY
|
- |
6.24K+ 19.66% |
$227K - $242K
|
38K
$1.54M
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
6.04K+ 44.02% |
$219K - $234K
|
19.8K
$802K
|
|
|
Nov 12, 2021
Q3 2021
|
Intercontinental Wealth Advisors, LLC
|
BUY
|
- |
5.94KNew |
$216K - $231K
|
5.94K
$241K
|
|
|
Mar 24, 2023
Q3 2021
|
Ratio Wealth Group
Denver, CO |
BUY
|
- |
5.87K+ 12.02% |
$213K - $228K
|
54.7K
$2.22M
|
|
|
Oct 20, 2021
Q3 2021
|
Johnson Bixby & Associates, LLC
|
BUY
|
- |
5.6K+ 4.48% |
$204K - $218K
|
131K
$5.3M
|
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
5.48K+ 88.25% |
$199K - $213K
|
11.7K
$475K
|
|
|
Dec 08, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
5.15K+ 139.18% |
$187K - $200K
|
8.85K
$359K
|
|
|
Nov 10, 2021
Q3 2021
|
Valley National Advisers Inc
|
BUY
|
- |
4.76K+ 6.68% |
$173K - $185K
|
76K
$3.09M
|
|
|
Nov 05, 2021
Q3 2021
|
Resources Investment Advisors, Llc.
Overland Park, KS |
BUY
|
- |
4.06K+ 18.4% |
$147K - $158K
|
26.1K
$1.06M
|
|
|
Oct 21, 2021
Q3 2021
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
3.65K+ 46.87% |
$132K - $142K
|
11.4K
$464K
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
3.53K+ 32.21% |
$128K - $137K
|
14.5K
$588K
|
|
|
Oct 07, 2021
Q3 2021
|
Kwmg, LLC
|
BUY
|
- |
3.15K+ 4.05% |
$114K - $122K
|
80.8K
$3.28M
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
3.13K+ 47.56% |
$114K - $121K
|
9.7K
$394K
|
|
|
Nov 12, 2021
Q3 2021
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
3.07K+ 30.39% |
$112K - $119K
|
13.2K
$535K
|
|
|
Oct 21, 2021
Q3 2021
|
Joel Isaacson & Co., LLC
|
BUY
|
- |
3.02K+ 53.57% |
$110K - $117K
|
8.66K
$352K
|
|
|
Nov 04, 2021
Q3 2021
|
Strategic Asset Management, LLC
|
BUY
|
- |
2.88KNew |
$105K - $112K
|
2.88K
$117K
|
|
|
Oct 21, 2021
Q3 2021
|
V Wealth Advisors LLC
|
BUY
|
- |
2.8K+ 34.57% |
$102K - $109K
|
10.9K
$443K
|
|
|
Oct 12, 2021
Q3 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
2.45KNew |
$89.1K - $95.2K
|
2.45K
$99.6K
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
2.4K+ 3.78% |
$87.3K - $93.4K
|
66.1K
$2.68M
|
|
|
Nov 12, 2021
Q3 2021
|
Psi Advisors, LLC
|
BUY
|
- |
2.39KNew |
$86.7K - $92.7K
|
2.39K
$96.9K
|
|
|
Oct 13, 2021
Q3 2021
|
Beacon Financial Group
|
BUY
|
- |
1.9K+ 7.17% |
$68.8K - $73.6K
|
28.3K
$1.15M
|
|
|
Jan 02, 2024
Q3 2021
|
Anchor Investment Management, LLC
Columbia, SC |
BUY
|
- |
1.73K+ 233.78% |
$62.8K - $67.2K
|
2.47K
$100K
|