Purchases and Sales Made in Q3 2022 in ETF Ser Solutions Defiance Nex (FIVG)
This table provides information about the institutional ownership of ETF Ser Solutions Defiance Nex (FIVG) during Q3 2022. The information is specifically focused on institutions that hold shares of ETF SER SOLUTIONS DEFIANCE NEX.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-2.62K- 3.16% |
$74.6K - $94.3K
|
80.1K
$3.25M
|
|
|
Nov 10, 2022
Q3 2022
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-2.84K- 19.75% |
$81.1K - $103K
|
11.6K
$469K
|
|
|
Nov 16, 2022
Q3 2022
|
Advisors Capital Management, LLC
Ridgewood, NJ |
SELL
|
- |
-3K- 22.13% |
$85.5K - $108K
|
10.6K
$429K
|
|
|
Nov 09, 2022
Q3 2022
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-3.06K- 7.78% |
$87.3K - $110K
|
36.3K
$1.47M
|
|
|
Nov 14, 2022
Q3 2022
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-3.08K- 2.08% |
$87.8K - $111K
|
145K
$5.89M
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-3.09K- 1.61% |
$88K - $111K
|
189K
$7.66M
|
|
|
Nov 10, 2022
Q3 2022
|
Envestnet Asset Management Inc
|
SELL
|
- |
-3.17K- 22.47% |
$90.4K - $114K
|
10.9K
$444K
|
|
|
Nov 14, 2022
Q3 2022
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-3.53K- 24.08% |
$101K - $127K
|
11.1K
$452K
|
|
|
Nov 01, 2022
Q3 2022
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-4.06K- 36.51% |
$116K - $146K
|
7.06K
$287K
|
|
|
Nov 10, 2022
Q3 2022
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-4.1K- 9.61% |
$117K - $148K
|
38.5K
$1.56M
|
|
|
Oct 21, 2022
Q3 2022
|
626 Financial, LLC
|
SELL
|
- |
-4.18K- 1.94% |
$119K - $151K
|
212K
$8.6M
|
|
|
Nov 10, 2022
Q3 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-5.34K- 7.9% |
$152K - $192K
|
62.2K
$2.53M
|
|
|
Oct 26, 2022
Q3 2022
|
Portfolio Strategies, Inc.
|
SELL
|
- |
-6.01K- 3.24% |
$171K - $217K
|
179K
$7.28M
|
|
|
Nov 04, 2022
Q3 2022
|
Vontobel Holding Ltd.
|
SELL
|
- |
-7.4K- 17.07% |
$211K - $267K
|
36K
$1.46M
|
|
|
Nov 01, 2022
Q3 2022
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-7.81K- 11.34% |
$223K - $282K
|
61.1K
$2.48M
|
|
|
Oct 26, 2022
Q3 2022
|
Orca Investment Management, LLC
|
SELL
|
- |
-7.91K- 12.15% |
$226K - $285K
|
57.2K
$2.32M
|
|
|
Nov 08, 2022
Q3 2022
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-8.32K- 42.69% |
$237K - $300K
|
11.2K
$454K
|
|
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-10.3K- 10.77% |
$293K - $370K
|
85.1K
$3.45M
|
|
|
Nov 10, 2022
Q3 2022
|
Oak Family Advisors, LLC
|
SELL
|
- |
-13.6K- 51.18% |
$389K - $492K
|
13K
$528K
|
|
|
Nov 14, 2022
Q3 2022
|
Clal Insurance Enterprises Holdings LTD
Tel Aviv, L3 |
SELL
|
- |
-14.6K- 12.15% |
$416K - $526K
|
105K
$4.28M
|
|
|
Nov 04, 2022
Q3 2022
|
Sierra Capital LLC
|
SELL
|
- |
-15.9K- 41.95% |
$453K - $573K
|
22K
$894K
|
|
|
Oct 24, 2022
Q3 2022
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-17.3K- 44.75% |
$493K - $623K
|
21.3K
$866K
|
|
|
Mar 24, 2023
Q3 2022
|
Ratio Wealth Group
Denver, CO |
SELL
|
- |
-18.2K- 41.14% |
$519K - $656K
|
26K
$1.06M
|
|
|
Nov 14, 2022
Q3 2022
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-19K- 28.9% |
$541K - $683K
|
46.6K
$1.89M
|
|
|
Oct 14, 2022
Q3 2022
|
Private Advisor Group, LLC
|
SELL
|
- |
-36.1K- 61.62% |
$1.03M - $1.3M
|
22.5K
$914K
|
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-37.1K- 17.32% |
$1.06M - $1.34M
|
177K
$7.2M
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
SELL
|
- |
-47.5K- 5.74% |
$1.35M - $1.71M
|
781K
$31.7M
|
|
|
Nov 10, 2022
Q3 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-55.6K- 14.13% |
$1.58M - $2M
|
338K
$13.7M
|
|
|
Oct 19, 2022
Q3 2022
|
Northstar Asset Management LLC
|
SELL
|
- |
-89.6K- 54.5% |
$2.56M - $3.23M
|
74.8K
$3.04M
|
|
|
Oct 12, 2022
Q3 2022
|
Johnson Bixby & Associates, LLC
|
SELL
|
- |
-129K- 77.66% |
$3.68M - $4.65M
|
37.1K
$1.51M
|