Purchases and Sales Made in Q3 2021 in First Trust Japan Alphadex Fun (FJP)
This table provides information about the institutional ownership of First Trust Japan Alphadex Fun (FJP) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST JAPAN ALPHADEX FUN.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
346KNew |
$17.2M - $19.5M
|
346K
$17.8M
|
|
|
Nov 15, 2021
Q3 2021
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
19.1KNew |
$954K - $1.08M
|
19.1K
$987K
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
927+ 11.87% |
$46.2K - $52.4K
|
8.74K
$451K
|
|
|
Nov 15, 2021
Q3 2021
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
821+ 11.2% |
$40.9K - $46.4K
|
8.15K
$421K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
476+ 26.14% |
$23.7K - $26.9K
|
2.3K
$119K
|
|
|
Nov 04, 2021
Q3 2021
|
Rathbones Group PLC
Liverpool, X0 |
BUY
|
- |
119+ 0.47% |
$5.93K - $6.73K
|
25.6K
$1.32M
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
D.A. Davidson & Co.
|
SELL
|
- |
-51- 0.65% |
$2.54K - $2.88K
|
7.82K
$403K
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-61- 2.33% |
$3.04K - $3.45K
|
2.55K
$132K
|
|
|
Oct 28, 2021
Q3 2021
|
Signal Point Asset Management, LLC
|
SELL
|
- |
-63- 0.34% |
$3.14K - $3.56K
|
18.3K
$944K
|
|
|
Oct 06, 2021
Q3 2021
|
Ifp Advisors, Inc
|
SELL
|
- |
-70Closed |
$3.49K - $3.96K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-78- 21.97% |
$3.89K - $4.41K
|
277
$14.3K
|
|
|
Oct 22, 2021
Q3 2021
|
Spire Wealth Management
|
SELL
|
- |
-895Closed |
$44.6K - $50.6K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-1.29K- 44.82% |
$64.3K - $72.9K
|
1.59K
$81.9K
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-2.96K- 8.58% |
$148K - $167K
|
31.5K
$1.63M
|
|
|
Nov 15, 2021
Q3 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-7.94K- 53.35% |
$396K - $449K
|
6.94K
$358K
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-17.9K- 95.41% |
$895K - $1.02M
|
864
$44.6K
|
|
|
Nov 16, 2021
Q3 2021
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-33.4K- 65.6% |
$1.67M - $1.89M
|
17.5K
$905K
|