Purchases and Sales Made in Q4 2023 in First Trust Japan Alphadex Fun (FJP)
This table provides information about the institutional ownership of First Trust Japan Alphadex Fun (FJP) during Q4 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST JAPAN ALPHADEX FUN.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 18, 2024
Q4 2023
|
Global Retirement Partners, LLC
|
SELL
|
- |
-1.44K- 23.7% |
$67.2K - $73.4K
|
4.62K
$243K
|
|
|
Feb 09, 2024
Q4 2023
|
Congress Wealth Management LLC
Boston, MA |
SELL
|
- |
-1.79K- 0.25% |
$83.9K - $91.7K
|
713K
$37.4M
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-2.83KClosed |
$133K - $145K
|
0
$0
|
|
|
Feb 07, 2024
Q4 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-2.85K- 11.83% |
$134K - $146K
|
21.3K
$1.12M
|
|
|
Feb 13, 2024
Q4 2023
|
Rathbones Group PLC
Liverpool, X0 |
SELL
|
- |
-4.43K- 9.02% |
$207K - $227K
|
44.7K
$2.35M
|
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-4.8K- 2.18% |
$225K - $245K
|
215K
$11.3M
|
|
|
Feb 12, 2024
Q4 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-5.89K- 53.22% |
$276K - $301K
|
5.18K
$272K
|
|
|
Jan 23, 2024
Q4 2023
|
Tsfg, LLC
|
SELL
|
- |
-6.36K- 81.17% |
$298K - $325K
|
1.48K
$77.4K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-6.75K- 21.48% |
$316K - $345K
|
24.7K
$1.3M
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-17K- 14.9% |
$796K - $869K
|
97.1K
$5.1M
|
|
|
Feb 06, 2024
Q4 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-22K- 30.19% |
$1.03M - $1.13M
|
50.9K
$2.67M
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-23.3K- 28.28% |
$1.09M - $1.19M
|
59K
$3.1M
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-26.1K- 6.19% |
$1.22M - $1.33M
|
395K
$20.7M
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-48.5K- 10.95% |
$2.27M - $2.48M
|
395K
$20.7M
|
|
|
Feb 13, 2024
Q4 2023
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-196K- 19.4% |
$9.17M - $10M
|
814K
$42.7M
|