Purchases and Sales Made in Q3 2021 in First Trust Latin America Alph (FLN)
This table provides information about the institutional ownership of First Trust Latin America Alph (FLN) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST LATIN AMERICA ALPH.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2021
Q3 2021
|
Pgim Custom Harvest LLC
Newark, NJ |
BUY
|
- |
19.7KNew |
$354K - $395K
|
19.7K
$320K
|
|
|
Nov 03, 2021
Q3 2021
|
One Charles Private Wealth Services, LLC
|
BUY
|
- |
18.6KNew |
$335K - $374K
|
18.6K
$303K
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
11.9KNew |
$214K - $239K
|
11.9K
$194K
|
|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
854New |
$15.3K - $17.1K
|
854
$13.9K
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
382+ 35.47% |
$6.86K - $7.67K
|
1.46K
$23.7K
|
|
|
Nov 09, 2021
Q3 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
10+ 0.99% |
$180 - $201
|
1.02K
$16.6K
|
|
|
Oct 06, 2021
Q3 2021
|
Ifp Advisors, Inc
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-4- 2.6% |
$71.8 - $80.3
|
150
$2.44K
|
|
|
Oct 28, 2021
Q3 2021
|
Signal Point Asset Management, LLC
|
SELL
|
- |
-113- 0.28% |
$2.03K - $2.27K
|
40.8K
$664K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-144- 1.62% |
$2.58K - $2.89K
|
8.76K
$142K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-1.67KClosed |
$29.9K - $33.5K
|
0
$0
|
|
|
Oct 25, 2021
Q3 2021
|
Colonial River Wealth Management, LLC
Midlothian, VA |
SELL
|
- |
-26.5KClosed |
$475K - $531K
|
0
$0
|
|
|
Nov 16, 2021
Q3 2021
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-36.2K- 33.48% |
$650K - $727K
|
72K
$1.17M
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-55.3KClosed |
$992K - $1.11M
|
0
$0
|