Purchases and Sales Made in Q4 2023 in First Trust Mortgage Income Fund (FMY)
This table provides information about the institutional ownership of First Trust Mortgage Income Fund (FMY) during Q4 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST MORTGAGE INCOME FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 24, 2024
Q4 2023
|
Narwhal Capital Management
|
BUY
|
- |
18.1K+ 58.56% |
$196K - $220K
|
49K
$570K
|
|
|
Feb 13, 2024
Q4 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
6.66K+ 0.32% |
$72.2K - $81K
|
2.09M
$24.3M
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
72+ 1.45% |
$780 - $875
|
5.03K
$58.5K
|
|
|
Feb 13, 2024
Q4 2023
|
Clear Street LLC
|
BUY
|
- |
70New |
$759 - $851
|
70
$815
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1Closed |
$10.8 - $12.2
|
0
$0
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
SELL
|
- |
-106- 99.07% |
$1.15K - $1.29K
|
1
$11.6
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-339- 2.29% |
$3.67K - $4.12K
|
14.5K
$169K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-418- 1.79% |
$4.53K - $5.08K
|
23K
$267K
|
|
|
Feb 13, 2024
Q4 2023
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-6.7K- 2.11% |
$72.6K - $81.4K
|
311K
$3.62M
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-71.5K- 93.43% |
$775K - $869K
|
5.03K
$58.5K
|