Purchases and Sales Made in Q3 2021 in First Tr Mid Cap Core Alphadex (FNX)
This table provides information about the institutional ownership of First Tr Mid Cap Core Alphadex (FNX) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TR MID CAP CORE ALPHADEX.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
1.26MNew |
$119M - $130M
|
1.26M
$151M
|
|
|
Nov 15, 2021
Q3 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
40.4KNew |
$3.81M - $4.17M
|
40.4K
$4.86M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
33.5K+ 14.38% |
$3.16M - $3.45M
|
266K
$32M
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
27.9K+ 4.0% |
$2.63M - $2.88M
|
726K
$87.4M
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
18.5K+ 14.11% |
$1.74M - $1.91M
|
150K
$18M
|
|
|
Nov 01, 2021
Q3 2021
|
Perigon Wealth Management, LLC
San Francisco, CA |
BUY
|
- |
16.4KNew |
$1.54M - $1.69M
|
16.4K
$1.97M
|
|
|
Nov 12, 2021
Q3 2021
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
13.6KNew |
$1.28M - $1.4M
|
13.6K
$1.63M
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
12.5K+ 12.34% |
$1.18M - $1.29M
|
114K
$13.7M
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
11KNew |
$1.04M - $1.13M
|
11K
$1.32M
|
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
BUY
|
- |
8.2K+ 46.48% |
$772K - $844K
|
25.8K
$3.11M
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
7.3K+ 1.04% |
$688K - $752K
|
712K
$85.6M
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
6.51K+ 2.64% |
$613K - $671K
|
253K
$30.5M
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
6.07K+ 8.49% |
$572K - $625K
|
77.5K
$9.32M
|
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
5.8K+ 9.76% |
$547K - $598K
|
65.2K
$7.84M
|
|
|
Feb 05, 2024
Q3 2021
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
5.75K+ 15.33% |
$542K - $592K
|
43.2K
$5.2M
|
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
5.47K+ 2.88% |
$516K - $564K
|
195K
$23.5M
|
|
|
Nov 04, 2021
Q3 2021
|
Independent Wealth Network Inc.
|
BUY
|
- |
5.43KNew |
$512K - $560K
|
5.43K
$653K
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
4.71K+ 16.01% |
$444K - $485K
|
34.1K
$4.1M
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
4.62K+ 4.41% |
$435K - $476K
|
109K
$13.1M
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
4.35K+ 2.06% |
$410K - $449K
|
216K
$26M
|
|
|
Oct 06, 2021
Q3 2021
|
Ifp Advisors, Inc
|
BUY
|
- |
4.2K+ 37.95% |
$396K - $433K
|
15.3K
$1.84M
|
|
|
Nov 15, 2021
Q3 2021
|
Golden State Equity Partners
South Coast Metro, CA |
BUY
|
- |
3.62K+ 3.9% |
$341K - $373K
|
96.5K
$11.6M
|
|
|
Oct 22, 2021
Q3 2021
|
Spire Wealth Management
|
BUY
|
- |
3.05K+ 74.05% |
$288K - $314K
|
7.17K
$862K
|
|
|
Oct 12, 2021
Q3 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
1.59KNew |
$149K - $163K
|
1.59K
$191K
|
|
|
Nov 12, 2021
Q3 2021
|
Kowal Investment Group, LLC
Waukesha, WI |
BUY
|
- |
1.49KNew |
$140K - $153K
|
1.49K
$179K
|
|
|
Nov 16, 2021
Q3 2021
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
1.38K+ 1.06% |
$130K - $143K
|
132K
$15.8M
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
1.36K+ 16.37% |
$128K - $140K
|
9.67K
$1.16M
|
|
|
Oct 21, 2021
Q3 2021
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
1.28K+ 6.98% |
$121K - $132K
|
19.6K
$2.36M
|
|
|
Nov 15, 2021
Q3 2021
|
D.A. Davidson & Co.
|
BUY
|
- |
1.25K+ 8.62% |
$118K - $129K
|
15.8K
$1.9M
|
|
|
Nov 05, 2021
Q3 2021
|
Bellevue Asset Management, LLC
Bellevue, WA |
BUY
|
- |
1.21K+ 1.99% |
$114K - $124K
|
62K
$7.46M
|
|
|
Oct 21, 2021
Q3 2021
|
Total Clarity Wealth Management, Inc.
|
BUY
|
- |
1.16K+ 3.6% |
$110K - $120K
|
33.5K
$4.03M
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
1.15K+ 22.12% |
$108K - $118K
|
6.32K
$760K
|
|
|
Nov 01, 2021
Q3 2021
|
Ae Wealth Management LLC
|
BUY
|
- |
1.1K+ 34.12% |
$103K - $113K
|
4.31K
$519K
|
|
|
Oct 28, 2021
Q3 2021
|
Mcdonald Partners LLC
|
BUY
|
- |
882+ 18.79% |
$83.1K - $90.9K
|
5.58K
$671K
|
|
|
Nov 04, 2021
Q3 2021
|
Strategic Asset Management, LLC
|
BUY
|
- |
837New |
$78.9K - $86.2K
|
837
$101K
|
|
|
Oct 21, 2021
Q3 2021
|
1776 Wealth LLC
|
BUY
|
- |
798+ 30.87% |
$75.2K - $82.2K
|
3.38K
$407K
|
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
742New |
$69.9K - $76.5K
|
742
$89.2K
|
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
733+ 4.83% |
$69.1K - $75.5K
|
15.9K
$1.91M
|
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
709+ 10.57% |
$66.8K - $73.1K
|
7.42K
$892K
|
|
|
Oct 01, 2021
Q3 2021
|
Park National Corp
|
BUY
|
- |
672+ 2.35% |
$63.3K - $69.2K
|
29.3K
$3.52M
|
|
|
Nov 12, 2021
Q3 2021
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
668+ 5.26% |
$63K - $68.8K
|
13.4K
$1.61M
|
|
|
Oct 19, 2021
Q3 2021
|
Rfg Advisory, LLC
Birmingham, AL |
BUY
|
- |
635+ 16.66% |
$59.8K - $65.4K
|
4.45K
$535K
|
|
|
Nov 05, 2021
Q3 2021
|
Cozad Asset Management Inc
Champaign, IL |
BUY
|
- |
625+ 5.26% |
$58.9K - $64.4K
|
12.5K
$1.5M
|
|
|
Nov 16, 2021
Q3 2021
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
493+ 2.12% |
$46.5K - $50.8K
|
23.7K
$2.85M
|
|
|
Nov 12, 2021
Q3 2021
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
470+ 1.4% |
$44.3K - $48.4K
|
34.1K
$4.1M
|
|
|
Nov 15, 2021
Q3 2021
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
413+ 9.58% |
$38.9K - $42.6K
|
4.72K
$568K
|
|
|
Jan 27, 2023
Q3 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
401+ 10.41% |
$37.8K - $41.3K
|
4.25K
$511K
|
|
|
Nov 15, 2021
Q3 2021
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
401+ 10.41% |
$37.8K - $41.3K
|
4.25K
$511K
|
|
|
Nov 04, 2021
Q3 2021
|
Rathbones Group PLC
Liverpool, X0 |
BUY
|
- |
336+ 13.08% |
$31.7K - $34.6K
|
2.9K
$349K
|
|
|
Oct 19, 2021
Q3 2021
|
Arkadios Wealth Advisors
|
BUY
|
- |
303+ 26.81% |
$28.6K - $31.2K
|
1.43K
$172K
|