Latest Institutional Sells of First Tr Pfd Secs & Income ETF (FPE)
This list provides information on the latest institutional transactions involving First Tr Pfd Secs & Income ETF (FPE) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 08, 2020
Q1 2020
|
United Asset Strategies, Inc.
Garden City, NY |
SELL
|
- |
-23.5KClosed |
$319K - $481K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Paloma Partners Management CO
Greenwich, CT |
SELL
|
- |
-17.3KClosed |
$235K - $354K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Mycio Wealth Partners, LLC
|
SELL
|
- |
-16.6KClosed |
$226K - $341K
|
0
$0
|
|
|
Apr 29, 2020
Q1 2020
|
Everett Harris & CO
|
SELL
|
- |
-12.6KClosed |
$172K - $259K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Raab & Moskowitz Asset Management LLC
Chatham, NJ |
SELL
|
- |
-286Closed |
$3.89K - $5.86K
|
0
$0
|
|
|
May 08, 2020
Q1 2020
|
Woodley Farra Manion Portfolio Management Inc
|
SELL
|
- |
-118Closed |
$1.6K - $2.42K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Jan 30, 2020
Q4 2019
|
Vision Point Advisory Group, LLC
Dallas, TX |
SELL
|
- |
-15.4KClosed |
$304K - $310K
|
0
$0
|
|
|
Feb 07, 2020
Q4 2019
|
Greenwich Investment Management, Inc.
Stamford, CT |
SELL
|
- |
-15.2KClosed |
$299K - $304K
|
0
$0
|
|
|
Jan 15, 2020
Q4 2019
|
Foresight Wealth Management, LLC
|
SELL
|
- |
-10.7KClosed |
$211K - $214K
|
0
$0
|
|
|
Jan 17, 2020
Q4 2019
|
Vigilant Capital Management, LLC
|
SELL
|
- |
-2.92KClosed |
$57.6K - $58.6K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 14, 2019
Q3 2019
|
Pinnacle Family Advisors, LLC
Springfield, MO |
SELL
|
- |
-44.3KClosed |
$858K - $878K
|
0
$0
|
|
|
Nov 14, 2019
Q3 2019
|
Alpha Star Capital Management, LLC
|
SELL
|
- |
-21KClosed |
$406K - $416K
|
0
$0
|
|
|
Nov 08, 2019
Q3 2019
|
Spectrum Wealth Advisory Group, LLC
|
SELL
|
- |
-18.7KClosed |
$363K - $371K
|
0
$0
|
|
|
Oct 31, 2019
Q3 2019
|
Stelac Advisory Services LLC
New York, NY |
SELL
|
- |
-11KClosed |
$213K - $218K
|
0
$0
|
|
|
Nov 14, 2019
Q3 2019
|
Avestar Capital, LLC
|
SELL
|
- |
-1.5KClosed |
$29.1K - $29.8K
|
0
$0
|
|
|
Oct 21, 2019
Q3 2019
|
First Command Financial Services, Inc.
|
SELL
|
- |
-1.25KClosed |
$24.2K - $24.8K
|
0
$0
|
|
|
Oct 15, 2019
Q3 2019
|
First Command Bank
|
SELL
|
- |
-1.25KClosed |
$24.2K - $24.8K
|
0
$0
|
|
|
Nov 07, 2019
Q3 2019
|
Bell Rock Capital LLC
|
SELL
|
- |
-1KClosed |
$19.4K - $19.8K
|
0
$0
|
|
|
Nov 07, 2019
Q3 2019
|
Semmax Financial Advisors Inc.
Winston Salem, NC |
SELL
|
- |
-669Closed |
$13K - $13.3K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 12, 2019
Q2 2019
|
E Rn Financial, LLC
|
SELL
|
- |
-36.7KClosed |
$700K - $712K
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Syntal Capital Partners, LLC
Midland, TX |
SELL
|
- |
-15KClosed |
$286K - $291K
|
0
$0
|
|
|
Jul 15, 2019
Q2 2019
|
Old National Bancorp
|
SELL
|
- |
-13KClosed |
$247K - $252K
|
0
$0
|
|
|
Mar 11, 2024
Q2 2019
|
Hobart Private Capital, LLC
Charlotte, NC |
SELL
|
- |
-11.9KClosed |
$227K - $231K
|
0
$0
|
|
|
Aug 02, 2019
Q2 2019
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-6.96KClosed |
$133K - $135K
|
0
$0
|
|
|
Aug 05, 2019
Q2 2019
|
Simon Quick Advisors, LLC
|
SELL
|
- |
-2.01KClosed |
$38.3K - $39K
|
0
$0
|
|
|
Jul 22, 2019
Q2 2019
|
Moody National Bank Trust Division
|
SELL
|
- |
-1.91KClosed |
$36.4K - $37.1K
|
0
$0
|
|
|
Aug 01, 2019
Q2 2019
|
Bedel Financial Consulting, Inc.
|
SELL
|
- |
-1.62KClosed |
$30.8K - $31.3K
|
0
$0
|
|
|
Aug 09, 2019
Q2 2019
|
Essex Savings Bank
|
SELL
|
- |
-1.59KClosed |
$30.3K - $30.8K
|
0
$0
|
|
|
Aug 08, 2019
Q2 2019
|
Intellectus Partners, LLC
San Francisco, CA |
SELL
|
- |
-475Closed |
$9.05K - $9.21K
|
0
$0
|
|
|
Aug 07, 2019
Q2 2019
|
Omnia Family Wealth, LLC
|
SELL
|
- |
-170Closed |
$3.24K - $3.3K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 08, 2019
Q1 2019
|
Wbi Investments, Inc.
|
SELL
|
- |
-923KClosed |
$16.6M - $17.6M
|
0
$0
|
|
|
May 10, 2019
Q1 2019
|
Principal Financial Group Inc
Des Moines, IA |
SELL
|
- |
-25.2KClosed |
$454K - $482K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Argent Trust CO
Nashville, TN |
SELL
|
- |
-11.8KClosed |
$212K - $225K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Parallax Volatility Advisers, L.P.
San Francisco, CA |
SELL
|
- |
-6.96KClosed |
$125K - $133K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Doyle Wealth Management
St. Petersburg, FL |
SELL
|
- |
-562Closed |
$10.1K - $10.7K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Institutional & Family Asset Management, LLC
|
SELL
|
- |
-500Closed |
$8.99K - $9.55K
|
0
$0
|
|
|
May 06, 2019
Q1 2019
|
Sandy Spring Bank
|
SELL
|
- |
-401Closed |
$7.21K - $7.66K
|
0
$0
|
|
|
May 08, 2019
Q1 2019
|
Hartford Financial Management Inc.
|
SELL
|
- |
-290Closed |
$5.21K - $5.54K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Winch Advisory Services, LLC
Appleton, WI |
SELL
|
- |
-150Closed |
$2.7K - $2.86K
|
0
$0
|
|
|
Jun 03, 2019
Q1 2019
|
Lake Point Wealth Management
|
SELL
|
- |
-54- 26.09% |
$971 - $1.03K
|
153
$2.72K
|
|
| Q4 2018 | |||||||
|
Feb 05, 2019
Q4 2018
|
Lvw Advisors, LLC
|
SELL
|
- |
-65KClosed |
$1.16M - $1.24M
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-16.7KClosed |
$298K - $319K
|
0
$0
|
|
|
Feb 07, 2019
Q4 2018
|
W.G. Shaheen & Associates Dba Whitney & CO
|
SELL
|
- |
-5.2KClosed |
$92.7K - $99.2K
|
0
$0
|
|
|
Feb 07, 2019
Q4 2018
|
Canton Hathaway, LLC
|
SELL
|
- |
-1.32KClosed |
$23.5K - $25.1K
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Girard Partners Ltd.
|
SELL
|
- |
-1.15KClosed |
$20.5K - $21.9K
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Mark Sheptoff Financial Planning, LLC
Glastonbury, CT |
SELL
|
- |
-500Closed |
$8.91K - $9.54K
|
0
$0
|
|
|
Jan 28, 2019
Q4 2018
|
Regions Financial Corp
|
SELL
|
- |
-282Closed |
$5.03K - $5.38K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-175Closed |
$3.12K - $3.34K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Krilogy Financial LLC
|
SELL
|
- |
-156Closed |
$2.78K - $2.97K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 13, 2018
Q3 2018
|
B. Riley Financial, Inc.
Los Angeles, CA |
SELL
|
- |
-23.7KClosed |
$452K - $457K
|
0
$0
|
|