Purchases and Sales Made in Q2 2023 in First Tr Pfd Secs & Income ETF (FPE)
This table provides information about the institutional ownership of First Tr Pfd Secs & Income ETF (FPE) during Q2 2023. The information is specifically focused on institutions that hold shares of FIRST TR PFD SECS & INCOME ETF.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 14, 2023
Q2 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
2.45M+ 151.55% |
$38.1M - $39.6M
|
4.07M
$72.3M
|
|
|
Jul 13, 2023
Q2 2023
|
Stonebridge Advisors LLC
Wilton, CT |
BUY
|
- |
1.49M+ 231.08% |
$23.1M - $24M
|
2.13M
$37.8M
|
|
|
Jul 26, 2023
Q2 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
1.21MNew |
$18.7M - $19.5M
|
1.21M
$21.4M
|
|
|
Jul 31, 2023
Q2 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
1M+ 10.24% |
$15.6M - $16.2M
|
10.8M
$192M
|
|
|
Aug 14, 2023
Q2 2023
|
Prostatis Group LLC
Hanover, MD |
BUY
|
- |
960K+ 2574.9% |
$14.9M - $15.5M
|
997K
$17.7M
|
|
|
Aug 14, 2023
Q2 2023
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
912KNew |
$14.2M - $14.7M
|
912K
$16.2M
|
|
|
Aug 11, 2023
Q2 2023
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
BUY
|
- |
887KNew |
$13.8M - $14.3M
|
887K
$15.8M
|
|
|
Aug 14, 2023
Q2 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
877K+ 4.55% |
$13.6M - $14.2M
|
20.2M
$358M
|
|
|
Aug 14, 2023
Q2 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
577K+ 386.04% |
$8.96M - $9.31M
|
726K
$12.9M
|
|
|
Aug 03, 2023
Q2 2023
|
Eldridge Investment Advisors, Inc.
Manchester, NH |
BUY
|
- |
350K+ 711.56% |
$5.44M - $5.65M
|
399K
$7.08M
|
|
|
Aug 23, 2023
Q2 2023
|
Dunhill Financial, LLC
London, X0 |
BUY
|
- |
293KNew |
$4.55M - $4.72M
|
293K
$5.2M
|
|
|
Jul 06, 2023
Q2 2023
|
Glassy Mountain Advisors, Inc.
|
BUY
|
- |
261KNew |
$4.05M - $4.21M
|
261K
$4.63M
|
|
|
Aug 10, 2023
Q2 2023
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
241K+ 215.78% |
$3.74M - $3.88M
|
352K
$6.25M
|
|
|
Aug 04, 2023
Q2 2023
|
Price Capital Management, Inc.
Lafayette, LA |
BUY
|
- |
225KNew |
$3.5M - $3.63M
|
225K
$4M
|
|
|
Jul 25, 2023
Q2 2023
|
Advisory Alpha, LLC
|
BUY
|
- |
198K+ 632.03% |
$3.08M - $3.2M
|
230K
$4.08M
|
|
|
Jul 20, 2023
Q2 2023
|
Naviter Wealth, LLC
|
BUY
|
- |
190KNew |
$2.95M - $3.06M
|
190K
$3.37M
|
|
|
Aug 14, 2023
Q2 2023
|
Schonfeld Strategic Advisors LLC
New York, NY |
BUY
|
- |
188KNew |
$2.92M - $3.03M
|
188K
$3.34M
|
|
|
Aug 08, 2023
Q2 2023
|
Prospera Financial Services Inc
|
BUY
|
- |
169K+ 44.85% |
$2.63M - $2.73M
|
546K
$9.69M
|
|
|
Jul 10, 2023
Q2 2023
|
Ae Wealth Management LLC
|
BUY
|
- |
167K+ 103.06% |
$2.59M - $2.69M
|
329K
$5.84M
|
|
|
Aug 02, 2023
Q2 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
155K+ 90.08% |
$2.41M - $2.51M
|
328K
$5.82M
|
|
|
Aug 11, 2023
Q2 2023
|
Regal Investment Advisors LLC
Kentwood, MI |
BUY
|
- |
151K+ 68.43% |
$2.34M - $2.43M
|
371K
$6.59M
|
|
|
Aug 14, 2023
Q2 2023
|
Consolidated Planning Corp
Atlanta, GA |
BUY
|
- |
138KNew |
$2.15M - $2.23M
|
138K
$2.46M
|
|
|
Aug 14, 2023
Q2 2023
|
Asset Allocation Strategies LLC
Farmington, MI |
BUY
|
- |
122KNew |
$1.9M - $1.97M
|
122K
$2.17M
|
|
|
Aug 11, 2023
Q2 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
122K+ 66.71% |
$1.89M - $1.97M
|
305K
$5.41M
|
|
|
Aug 14, 2023
Q2 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
118K+ 10.02% |
$1.84M - $1.91M
|
1.3M
$23.1M
|
|
|
Aug 14, 2023
Q2 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
102K+ 1.53% |
$1.59M - $1.65M
|
6.82M
$121M
|
|
|
Aug 08, 2023
Q2 2023
|
Ironwood Investment Counsel, LLC
|
BUY
|
- |
92.2K+ 27.76% |
$1.43M - $1.49M
|
424K
$7.53M
|
|
|
Aug 03, 2023
Q2 2023
|
Triumph Capital Management
|
BUY
|
- |
84.7K+ 24.68% |
$1.32M - $1.37M
|
428K
$7.6M
|
|
|
Aug 15, 2023
Q2 2023
|
Gts Securities LLC
New York, NY |
BUY
|
- |
78.9KNew |
$1.23M - $1.27M
|
78.9K
$1.4M
|
|
|
Aug 10, 2023
Q2 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
73K+ 35.9% |
$1.13M - $1.18M
|
276K
$4.91M
|
|
|
Jul 07, 2023
Q2 2023
|
River & Mercantile LLC
Waltham, MA |
BUY
|
- |
71.6K+ 55.0% |
$1.11M - $1.16M
|
202K
$3.58M
|
|
|
Aug 14, 2023
Q2 2023
|
Connectus Wealth, LLC
Cincinnati, OH |
BUY
|
- |
70KNew |
$1.09M - $1.13M
|
70K
$1.24M
|
|
|
Aug 08, 2023
Q2 2023
|
Advisor Os, LLC
|
BUY
|
- |
67.5K+ 17.22% |
$1.05M - $1.09M
|
459K
$8.16M
|
|
|
Aug 14, 2023
Q2 2023
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
66.9K+ 57.72% |
$1.04M - $1.08M
|
183K
$3.25M
|
|
|
Jul 07, 2023
Q2 2023
|
Bangor Savings Bank
Bangor, ME |
BUY
|
- |
66.6KNew |
$1.04M - $1.08M
|
66.6K
$1.18M
|
|
|
Aug 11, 2023
Q2 2023
|
Ubs Group Ag
|
BUY
|
- |
65.5K+ 0.67% |
$1.02M - $1.06M
|
9.79M
$174M
|
|
|
Jul 12, 2023
Q2 2023
|
Country Trust Bank
|
BUY
|
- |
62.7K+ 3.49% |
$974K - $1.01M
|
1.86M
$33M
|
|
|
Aug 10, 2023
Q2 2023
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
60K+ 30.14% |
$932K - $968K
|
259K
$4.6M
|
|
|
Aug 01, 2023
Q2 2023
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
50.8K+ 23.36% |
$789K - $820K
|
268K
$4.76M
|
|
|
Aug 14, 2023
Q2 2023
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
50.5K+ 4.61% |
$784K - $815K
|
1.15M
$20.4M
|
|
|
Aug 10, 2023
Q2 2023
|
Axs Investments LLC
Port Chester, NY |
BUY
|
- |
50KNew |
$777K - $807K
|
50K
$888K
|
|
|
Aug 02, 2023
Q2 2023
|
Newman Dignan & Sheerar, Inc.
|
BUY
|
- |
47.5K+ 14.91% |
$738K - $767K
|
366K
$6.51M
|
|
|
Aug 08, 2023
Q2 2023
|
Soltis Investment Advisors LLC
St. George, UT |
BUY
|
- |
47KNew |
$730K - $758K
|
47K
$834K
|
|
|
Jul 13, 2023
Q2 2023
|
Twelve Points Wealth Management LLC
|
BUY
|
- |
44.6K+ 23.99% |
$693K - $720K
|
230K
$4.09M
|
|
|
Jul 13, 2023
Q2 2023
|
Atlas Private Wealth Management
|
BUY
|
- |
43.3K+ 20.83% |
$673K - $699K
|
251K
$4.47M
|
|
|
Aug 10, 2023
Q2 2023
|
Citigroup Inc
|
BUY
|
- |
43.2K+ 8.81% |
$672K - $698K
|
534K
$9.48M
|
|
|
Jul 13, 2023
Q2 2023
|
Transform Wealth, LLC
|
BUY
|
- |
42.9K+ 6.83% |
$667K - $693K
|
672K
$11.9M
|
|
|
Jul 18, 2023
Q2 2023
|
Blackhawk Capital Partners Llc.
Thiensville, WI |
BUY
|
- |
42.6KNew |
$662K - $688K
|
42.6K
$757K
|
|
|
Jul 19, 2023
Q2 2023
|
Foundations Investment Advisors, LLC
|
BUY
|
- |
39.9KNew |
$621K - $645K
|
39.9K
$709K
|
|
|
Aug 11, 2023
Q2 2023
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
BUY
|
- |
37.5K+ 3.79% |
$583K - $606K
|
1.03M
$18.3M
|