Purchases and Sales Made in Q3 2021 in First Trust Intermediate Duration Preferred & Income Fund (FPF)
This table provides information about the institutional ownership of First Trust Intermediate Duration Preferred & Income Fund (FPF) during Q3 2021. The information is specifically focused on institutions that hold shares of First Trust Intermediate Duration Preferred & Income Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 29, 2021
Q3 2021
|
Rda Financial Network
|
SELL
|
- |
-242- 0.77% |
$6.02K - $6.34K
|
31.1K
$579K
|
|
|
Nov 16, 2021
Q3 2021
|
Intellectus Partners, LLC
San Francisco, CA |
SELL
|
- |
-353- 2.41% |
$8.78K - $9.25K
|
14.3K
$266K
|
|
|
Oct 29, 2021
Q3 2021
|
Pinnacle Wealth Planning Services, Inc.
|
SELL
|
- |
-391- 4.52% |
$9.72K - $10.2K
|
8.26K
$154K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-400- 4.63% |
$9.95K - $10.5K
|
8.24K
$153K
|
|
|
Nov 09, 2021
Q3 2021
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-405- 4.81% |
$10.1K - $10.6K
|
8.01K
$149K
|
|
|
Oct 21, 2021
Q3 2021
|
Park Avenue Securities LLC
|
SELL
|
- |
-727- 5.16% |
$18.1K - $19K
|
13.4K
$249K
|
|
|
Sep 21, 2023
Q3 2021
|
Jefferies Group LLC
New York, NY |
SELL
|
- |
-822- 1.23% |
$20.4K - $21.5K
|
65.9K
$1.22M
|
|
|
Nov 15, 2021
Q3 2021
|
Jefferies Group LLC
New York, NY |
SELL
|
- |
-822- 1.23% |
$20.4K - $21.5K
|
65.9K
$1.22M
|
|
|
Jan 02, 2024
Q3 2021
|
Anchor Investment Management, LLC
Columbia, SC |
SELL
|
- |
-1K- 72.73% |
$24.9K - $26.2K
|
375
$6.98K
|
|
|
Oct 06, 2021
Q3 2021
|
Cooper Financial Group
|
SELL
|
- |
-1.05K- 3.53% |
$26.2K - $27.6K
|
28.8K
$535K
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-1.33K- 4.73% |
$33.1K - $34.8K
|
26.8K
$498K
|
|
|
Oct 27, 2021
Q3 2021
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-1.48KClosed |
$36.8K - $38.7K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-1.5K- 14.18% |
$37.3K - $39.3K
|
9.08K
$169K
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-1.89K- 8.16% |
$47K - $49.5K
|
21.3K
$396K
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
SELL
|
- |
-2.2K- 11.47% |
$54.8K - $57.7K
|
17K
$316K
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-2.27K- 19.69% |
$56.4K - $59.4K
|
9.26K
$172K
|
|
|
Oct 19, 2021
Q3 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-2.48K- 87.81% |
$61.7K - $64.9K
|
344
$6.4K
|
|
|
Oct 29, 2021
Q3 2021
|
Mathes Company, Inc.
|
SELL
|
- |
-2.5K- 4.28% |
$62.2K - $65.5K
|
56K
$1.04M
|
|
|
Nov 12, 2021
Q3 2021
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-2.86KClosed |
$71K - $74.8K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-2.93K- 0.91% |
$72.7K - $76.6K
|
318K
$5.92M
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-2.98K- 9.71% |
$74.1K - $78K
|
27.7K
$515K
|
|
|
Nov 12, 2021
Q3 2021
|
Four Thought Financial, LLC
Venice, FL |
SELL
|
- |
-3.39K- 5.72% |
$84.2K - $88.7K
|
55.8K
$1.04M
|
|
|
Nov 02, 2021
Q3 2021
|
Armor Investment Advisors, LLC
|
SELL
|
- |
-3.69K- 12.66% |
$91.7K - $96.6K
|
25.4K
$473K
|
|
|
Nov 10, 2021
Q3 2021
|
Bokf, Na
Tulsa, OK |
SELL
|
- |
-4.13K- 28.58% |
$103K - $108K
|
10.3K
$192K
|
|
|
Nov 12, 2021
Q3 2021
|
Prospera Financial Services Inc
|
SELL
|
- |
-4.18K- 15.46% |
$104K - $109K
|
22.8K
$425K
|
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
SELL
|
- |
-6.8K- 6.67% |
$169K - $178K
|
95.1K
$1.77M
|
|
|
Oct 15, 2021
Q3 2021
|
Fifth Third Bancorp
|
SELL
|
- |
-8.01K- 96.39% |
$199K - $210K
|
300
$5.58K
|
|
|
Nov 16, 2021
Q3 2021
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-9.56KClosed |
$238K - $250K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-11.4K- 1.65% |
$283K - $298K
|
677K
$12.6M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-11.8K- 8.08% |
$294K - $310K
|
135K
$2.5M
|
|
|
Nov 12, 2021
Q3 2021
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-11.9KClosed |
$295K - $311K
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-13.2K- 20.46% |
$327K - $345K
|
51.2K
$952K
|
|
|
Oct 27, 2021
Q3 2021
|
Aptus Capital Advisors, LLC
|
SELL
|
- |
-27.3KClosed |
$679K - $715K
|
0
$0
|
|
|
Oct 18, 2021
Q3 2021
|
Sterneck Capital Management, LLC
Kansas City, MO |
SELL
|
- |
-31.1K- 21.69% |
$773K - $814K
|
112K
$2.09M
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-34.9K- 3.33% |
$869K - $915K
|
1.01M
$18.9M
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-39.8K- 9.91% |
$991K - $1.04M
|
362K
$6.74M
|
|
|
Feb 15, 2022
Q3 2021
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-772K- 98.8% |
$19.2M - $20.2M
|
9.36K
$174K
|