Purchases and Sales Made in Q3 2023 in First Trust Intermediate Duration Preferred & Income Fund (FPF)
This table provides information about the institutional ownership of First Trust Intermediate Duration Preferred & Income Fund (FPF) during Q3 2023. The information is specifically focused on institutions that hold shares of First Trust Intermediate Duration Preferred & Income Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 10, 2023
Q3 2023
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
13+ 2.21% |
$191 - $205
|
602
$11.3K
|
|
|
Oct 10, 2023
Q3 2023
|
Activest Wealth Management
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 10, 2023
Q3 2023
|
Integrated Capital Management, Inc.
|
SELL
|
- |
-105- 0.81% |
$1.55K - $1.65K
|
12.8K
$241K
|
|
|
Nov 09, 2023
Q3 2023
|
Fiera Capital Corp
Montreal, A8 |
SELL
|
- |
-157- 0.19% |
$2.31K - $2.47K
|
83.5K
$1.57M
|
|
|
Nov 13, 2023
Q3 2023
|
Bramshill Investments, LLC
Naples, FL |
SELL
|
- |
-420- 16.71% |
$6.18K - $6.62K
|
2.09K
$39.4K
|
|
|
Nov 13, 2023
Q3 2023
|
Bison Wealth, LLC
|
SELL
|
- |
-422- 1.21% |
$6.21K - $6.65K
|
34.4K
$647K
|
|
|
Nov 08, 2023
Q3 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-486- 1.37% |
$7.15K - $7.66K
|
35K
$659K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-708- 3.54% |
$10.4K - $11.2K
|
19.3K
$363K
|
|
|
Aug 22, 2024
Q3 2023
|
Fiera Capital Corp
Montreal, A8 |
SELL
|
- |
-769- 0.91% |
$11.3K - $12.1K
|
83.5K
$1.57M
|
|
|
Oct 18, 2023
Q3 2023
|
Rda Financial Network
|
SELL
|
- |
-800- 2.47% |
$11.8K - $12.6K
|
31.6K
$596K
|
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-1.17K- 4.63% |
$17.2K - $18.4K
|
24.1K
$454K
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-1.51K- 1.4% |
$22.2K - $23.8K
|
107K
$2.01M
|
|
|
Oct 11, 2023
Q3 2023
|
Cwm, LLC
|
SELL
|
- |
-1.61K- 16.74% |
$23.7K - $25.4K
|
8K
$151K
|
|
|
Oct 13, 2023
Q3 2023
|
Cooper Financial Group
|
SELL
|
- |
-1.81K- 6.11% |
$26.7K - $28.6K
|
27.8K
$524K
|
|
|
Oct 11, 2023
Q3 2023
|
First Financial Corp
|
SELL
|
- |
-1.82K- 12.66% |
$26.8K - $28.7K
|
12.6K
$237K
|
|
|
Nov 09, 2023
Q3 2023
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-2.67K- 0.39% |
$39.3K - $42.1K
|
678K
$12.8M
|
|
|
Nov 13, 2023
Q3 2023
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-3.5K- 21.41% |
$51.5K - $55.2K
|
12.9K
$242K
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-3.63K- 2.75% |
$53.4K - $57.1K
|
128K
$2.42M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-5.18K- 12.09% |
$76.3K - $81.7K
|
37.7K
$709K
|
|
|
Nov 14, 2023
Q3 2023
|
Truist Financial Corp
|
SELL
|
- |
-6.04K- 7.47% |
$88.9K - $95.2K
|
74.8K
$1.41M
|
|
|
Nov 08, 2023
Q3 2023
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-7.02K- 13.36% |
$103K - $111K
|
45.5K
$857K
|
|
|
Oct 16, 2023
Q3 2023
|
Lex Aurum Advisors, LLC
|
SELL
|
- |
-8.2K- 24.14% |
$121K - $129K
|
25.8K
$485K
|
|
|
Nov 14, 2023
Q3 2023
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-9.22K- 23.3% |
$136K - $145K
|
30.3K
$571K
|
|
|
Nov 14, 2023
Q3 2023
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-10K- 2.34% |
$147K - $158K
|
417K
$7.85M
|
|
|
Oct 26, 2023
Q3 2023
|
Mathes Company, Inc.
|
SELL
|
- |
-11.5K- 30.07% |
$169K - $181K
|
26.8K
$504K
|
|
|
Nov 13, 2023
Q3 2023
|
Sterneck Capital Management, LLC
Kansas City, MO |
SELL
|
- |
-12.2K- 5.81% |
$179K - $192K
|
198K
$3.72M
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-16.4K- 63.21% |
$241K - $258K
|
9.53K
$179K
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-23K- 2.84% |
$339K - $363K
|
788K
$14.8M
|
|
|
Oct 10, 2023
Q3 2023
|
Householder Group Estate & Retirement Specialist, LLC
|
SELL
|
- |
-24.2K- 85.81% |
$356K - $381K
|
4K
$75.3K
|
|
|
Nov 13, 2023
Q3 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-35.2K- 4.63% |
$519K - $555K
|
727K
$13.7M
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-38.2K- 5.78% |
$563K - $603K
|
624K
$11.7M
|