Purchases and Sales Made in Q4 2023 in First Trust Intermediate Duration Preferred & Income Fund (FPF)
This table provides information about the institutional ownership of First Trust Intermediate Duration Preferred & Income Fund (FPF) during Q4 2023. The information is specifically focused on institutions that hold shares of First Trust Intermediate Duration Preferred & Income Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2024
Q4 2023
|
Mgo One Seven LLC
Beachwood, OH |
BUY
|
- |
362K+ 2011.61% |
$5.05M - $5.98M
|
380K
$7.06M
|
|
|
Jan 24, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
208K+ 1531.9% |
$2.9M - $3.44M
|
222K
$4.12M
|
|
|
Nov 13, 2024
Q4 2023
|
Rareview Capital LLC
Las Vegas, NV |
BUY
|
- |
164KNew |
$2.29M - $2.71M
|
164K
$3.05M
|
|
|
Feb 14, 2024
Q4 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
140K+ 39.66% |
$1.95M - $2.31M
|
492K
$9.14M
|
|
|
Feb 05, 2024
Q4 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
124K+ 426.25% |
$1.73M - $2.04M
|
153K
$2.84M
|
|
|
Feb 05, 2024
Q4 2023
|
Magnus Financial Group LLC
New York, NY |
BUY
|
- |
116KNew |
$1.61M - $1.91M
|
116K
$2.15M
|
|
|
Feb 14, 2024
Q4 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
104KNew |
$1.45M - $1.72M
|
104K
$1.93M
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
101K+ 25.79% |
$1.41M - $1.67M
|
493K
$9.18M
|
|
|
Feb 14, 2024
Q4 2023
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
62.4KNew |
$872K - $1.03M
|
62.4K
$1.16M
|
|
|
Feb 14, 2024
Q4 2023
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
56.9KNew |
$794K - $941K
|
56.9K
$1.06M
|
|
|
Feb 07, 2024
Q4 2023
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
46.4KNew |
$648K - $768K
|
46.4K
$864K
|
|
|
Feb 12, 2024
Q4 2023
|
Gridiron Partners, LLC
Wexford, PA |
BUY
|
- |
45.9KNew |
$640K - $758K
|
45.9K
$853K
|
|
|
Feb 14, 2024
Q4 2023
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
45.8K+ 7.44% |
$639K - $757K
|
662K
$12.3M
|
|
|
Jan 10, 2024
Q4 2023
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
39.3K+ 28.24% |
$548K - $649K
|
178K
$3.32M
|
|
|
Feb 13, 2024
Q4 2023
|
Marathon Trading Investment Management LLC
Radnor, PA |
BUY
|
- |
30KNew |
$419K - $496K
|
30K
$558K
|
|
|
Feb 14, 2024
Q4 2023
|
Quarry LP
New York, NY |
BUY
|
- |
26.1KNew |
$364K - $431K
|
26.1K
$485K
|
|
|
Feb 01, 2024
Q4 2023
|
Cwm, LLC
|
BUY
|
- |
23.5K+ 294.14% |
$328K - $389K
|
31.5K
$586K
|
|
|
Feb 09, 2024
Q4 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
20.5K+ 19.08% |
$286K - $339K
|
128K
$2.38M
|
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
19.3K+ 18.1% |
$270K - $319K
|
126K
$2.35M
|
|
|
Feb 07, 2024
Q4 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
17.6K+ 14.16% |
$246K - $292K
|
142K
$2.64M
|
|
|
Feb 13, 2024
Q4 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
17.2K+ 61.4% |
$240K - $284K
|
45.2K
$841K
|
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
16.4K+ 8528.13% |
$229K - $271K
|
16.6K
$308K
|
|
|
Feb 12, 2024
Q4 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
15.7K+ 30.33% |
$220K - $260K
|
67.7K
$1.26M
|
|
|
Jan 29, 2024
Q4 2023
|
Consolidated Portfolio Review Corp
Woodbury, NY |
BUY
|
- |
14.8K+ 9.64% |
$207K - $245K
|
169K
$3.14M
|
|
|
Feb 14, 2024
Q4 2023
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
14.7KNew |
$205K - $243K
|
14.7K
$274K
|
|
|
Feb 12, 2024
Q4 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
14.6K+ 158.61% |
$204K - $241K
|
23.8K
$442K
|
|
|
Apr 15, 2024
Q4 2023
|
Concurrent Investment Advisors, LLC
Tampa, FL |
BUY
|
- |
12.7KNew |
$178K - $210K
|
12.7K
$237K
|
|
|
Feb 13, 2024
Q4 2023
|
Prevail Innovative Wealth Advisors, LLC
Leawood, KS |
BUY
|
- |
11.5K+ 52.32% |
$160K - $189K
|
33.4K
$621K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
11.2K+ 15.37% |
$157K - $186K
|
84.3K
$1.57M
|
|
|
Feb 07, 2024
Q4 2023
|
Envestnet Portfolio Solutions, Inc.
Berwyn, PA |
BUY
|
- |
11KNew |
$154K - $183K
|
11K
$205K
|
|
|
Feb 14, 2024
Q4 2023
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
10.5KNew |
$147K - $174K
|
10.5K
$196K
|
|
|
Jan 12, 2024
Q4 2023
|
Sterneck Capital Management, LLC
Kansas City, MO |
BUY
|
- |
10.3K+ 5.22% |
$144K - $171K
|
208K
$3.87M
|
|
|
Feb 12, 2024
Q4 2023
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
7.2K+ 0.99% |
$100K - $119K
|
734K
$13.7M
|
|
|
Feb 12, 2024
Q4 2023
|
Richardson Capital Management LLC
Menomonee Falls, WI |
BUY
|
- |
7KNew |
$97.7K - $116K
|
7K
$130K
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
6.53K+ 1.3% |
$91.2K - $108K
|
510K
$9.49M
|
|
|
Feb 14, 2024
Q4 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
6.11K+ 20.12% |
$85.2K - $101K
|
36.4K
$678K
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
5.96K+ 16.9% |
$83.3K - $98.6K
|
41.3K
$767K
|
|
|
Jan 10, 2024
Q4 2023
|
Park Avenue Securities LLC
|
BUY
|
- |
5.77K+ 6.28% |
$80.5K - $95.3K
|
97.5K
$1.81M
|
|
|
Feb 14, 2024
Q4 2023
|
Prospera Financial Services Inc
|
BUY
|
- |
5.49K+ 16.01% |
$76.6K - $90.7K
|
39.7K
$739K
|
|
|
Feb 14, 2024
Q4 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
4.65K+ 3.62% |
$64.9K - $76.8K
|
133K
$2.47M
|
|
|
Feb 14, 2024
Q4 2023
|
Boothbay Fund Management, LLC
New York, NY |
BUY
|
- |
4K+ 16.0% |
$55.8K - $66.1K
|
29K
$539K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
3.59KNew |
$50.1K - $59.3K
|
3.59K
$66.7K
|
|
|
Feb 07, 2024
Q4 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
3.55K+ 17.04% |
$49.6K - $58.7K
|
24.4K
$454K
|
|
|
Feb 14, 2024
Q4 2023
|
Truvestments Capital LLC
Sarasota, FL |
BUY
|
- |
3.5KNew |
$48.9K - $57.9K
|
3.5K
$65.1K
|
|
|
Jul 31, 2024
Q4 2023
|
Rothschild Investment LLC
Chicago, IL |
BUY
|
- |
2.7K+ 1.31% |
$37.7K - $44.6K
|
208K
$3.87M
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
BUY
|
- |
2.37K+ 1.85% |
$33.1K - $39.2K
|
131K
$2.43M
|
|
|
Feb 14, 2024
Q4 2023
|
Comerica Bank
|
BUY
|
- |
2.25K+ 6.32% |
$31.4K - $37.2K
|
37.9K
$704K
|
|
|
Jan 30, 2024
Q4 2023
|
Mathes Company, Inc.
|
BUY
|
- |
2.25K+ 8.41% |
$31.4K - $37.2K
|
29K
$539K
|
|
|
Feb 16, 2024
Q4 2023
|
Hobbs Group Advisors, LLC
Columbia, SC |
BUY
|
- |
1.5KNew |
$20.9K - $24.8K
|
1.5K
$27.9K
|
|
|
Jan 02, 2024
Q4 2023
|
Anchor Investment Management, LLC
Columbia, SC |
BUY
|
- |
1.38KNew |
$19.2K - $22.7K
|
1.38K
$25.6K
|