Purchases and Sales Made in Q4 2022 in First Trust New Opportunities Mlp & Energy Fund (FPL)
This table provides information about the institutional ownership of First Trust New Opportunities Mlp & Energy Fund (FPL) during Q4 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2023
Q4 2022
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
390KNew |
$2.29M - $2.46M
|
390K
$0
|
|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
57.3K+ 5.19% |
$336K - $362K
|
1.16M
$0
|
|
|
Feb 13, 2023
Q4 2022
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
37K+ 7.36% |
$217K - $234K
|
540K
$0
|
|
|
Feb 08, 2023
Q4 2022
|
Coastal Bridge Advisors, LLC
|
BUY
|
- |
33.7K+ 2.09% |
$198K - $213K
|
1.64M
$0
|
|
|
Feb 01, 2023
Q4 2022
|
Wolverine Asset Management LLC
|
BUY
|
- |
32.4K+ 41.01% |
$190K - $205K
|
112K
$0
|
|
|
Feb 09, 2023
Q4 2022
|
Arlington Capital Management, Inc.
Arlington Heights, IL |
BUY
|
- |
31.2KNew |
$183K - $197K
|
31.2K
$0
|
|
|
Feb 14, 2023
Q4 2022
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
28.9KNew |
$170K - $183K
|
28.9K
$0
|
|
|
Feb 14, 2023
Q4 2022
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
26.6KNew |
$156K - $168K
|
26.6K
$0
|
|
|
Feb 06, 2023
Q4 2022
|
Pinnacle Wealth Management Advisory Group, LLC
|
BUY
|
- |
18.8KNew |
$110K - $119K
|
18.8K
$0
|
|
|
Jan 31, 2023
Q4 2022
|
Pinnacle Associates LTD
|
BUY
|
- |
18.8KNew |
$110K - $119K
|
18.8K
$0
|
|
|
Feb 10, 2023
Q4 2022
|
Destination Wealth Management
|
BUY
|
- |
11.7KNew |
$68.6K - $73.8K
|
11.7K
$0
|
|
|
Feb 14, 2023
Q4 2022
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
9.54K+ 49.99% |
$56K - $60.3K
|
28.6K
$0
|
|
|
Feb 14, 2023
Q4 2022
|
Quantedge Capital Pte LTD
Singapore, U0 |
BUY
|
- |
6.3K+ 8.1% |
$37K - $39.8K
|
84.1K
$0
|
|
|
Feb 06, 2023
Q4 2022
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
5.68KNew |
$33.4K - $35.9K
|
5.68K
$0
|
|
|
Feb 07, 2023
Q4 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
5.15K+ 19.37% |
$30.2K - $32.6K
|
31.7K
$0
|
|
|
Feb 10, 2023
Q4 2022
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
4.3K+ 2.02% |
$25.2K - $27.2K
|
218K
$0
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
BUY
|
- |
4.11K+ 10.71% |
$24.1K - $26K
|
42.5K
$0
|
|
|
Feb 21, 2023
Q4 2022
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
3.5K+ 5.79% |
$20.5K - $22.1K
|
64K
$0
|
|
|
Feb 07, 2023
Q4 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
3.35K+ 581.74% |
$19.6K - $21.1K
|
3.92K
$0
|
|
|
Feb 13, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
2.3K+ 19.98% |
$13.5K - $14.5K
|
13.8K
$0
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
2.07K+ 1.27% |
$12.1K - $13.1K
|
166K
$0
|
|
|
Feb 13, 2023
Q4 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
1.87K+ 8.74% |
$11K - $11.8K
|
23.3K
$0
|
|
|
Feb 03, 2023
Q4 2022
|
Retirement Planning CO Of New England, Inc.
Warwick, RI |
BUY
|
- |
1.22K+ 5.83% |
$7.18K - $7.74K
|
22.2K
$0
|
|
|
Feb 08, 2023
Q4 2022
|
Belpointe Asset Management LLC
|
BUY
|
- |
1KNew |
$5.87K - $6.32K
|
1K
$0
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
110+ 1.08% |
$646 - $695
|
10.3K
$0
|
|
|
Feb 07, 2023
Q4 2022
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
91+ 0.75% |
$534 - $575
|
12.2K
$0
|
|
|
Jan 13, 2023
Q4 2022
|
Allworth Financial LP
|
BUY
|
- |
18+ 1.25% |
$106 - $114
|
1.46K
$0
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 30, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-84- 0.72% |
$493 - $531
|
11.5K
$0
|
|
|
Feb 17, 2023
Q4 2022
|
Truist Financial Corp
|
SELL
|
- |
-1.9K- 5.23% |
$11.2K - $12K
|
34.5K
$0
|
|
|
Jan 05, 2023
Q4 2022
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-3.81K- 12.88% |
$22.3K - $24.1K
|
25.8K
$0
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-6.02K- 10.57% |
$35.3K - $38K
|
50.9K
$0
|
|
|
Feb 14, 2023
Q4 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-6.35K- 5.07% |
$37.2K - $40.1K
|
119K
$0
|
|
|
Feb 08, 2023
Q4 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-9K- 25.47% |
$52.8K - $56.9K
|
26.3K
$0
|
|
|
Feb 09, 2023
Q4 2022
|
Nottingham Advisors, Inc.
Amherst, NY |
SELL
|
- |
-10K- 47.62% |
$58.7K - $63.2K
|
11K
$0
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-12.7K- 7.34% |
$74.3K - $79.9K
|
160K
$0
|
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-19.2K- 28.81% |
$113K - $121K
|
47.4K
$0
|
|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-32.6K- 99.07% |
$191K - $206K
|
307
$0
|
|
|
Feb 14, 2023
Q4 2022
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-42.3K- 12.96% |
$248K - $267K
|
284K
$0
|
|
|
Jan 18, 2023
Q4 2022
|
Private Advisor Group, LLC
|
SELL
|
- |
-48.8K- 29.21% |
$286K - $308K
|
118K
$0
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-130K- 74.25% |
$764K - $822K
|
45.1K
$0
|