Purchases and Sales Made in Q1 2023 in First Trust Us Equity Opportun (FPX)
This table provides information about the institutional ownership of First Trust Us Equity Opportun (FPX) during Q1 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST US EQUITY OPPORTUN.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-1.08K- 1.1% |
$83K - $94.9K
|
97.1K
$12.4M
|
|
|
May 12, 2023
Q1 2023
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-1.22K- 11.61% |
$94K - $108K
|
9.31K
$1.19M
|
|
|
Apr 28, 2023
Q1 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-1.3K- 2.08% |
$100K - $115K
|
61.4K
$7.84M
|
|
|
May 15, 2023
Q1 2023
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-1.4K- 22.06% |
$108K - $123K
|
4.96K
$632K
|
|
|
Apr 28, 2023
Q1 2023
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-1.46K- 9.27% |
$112K - $128K
|
14.3K
$1.82M
|
|
|
May 15, 2023
Q1 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-1.61K- 6.91% |
$124K - $142K
|
21.7K
$2.76M
|
|
|
Aug 30, 2023
Q1 2023
|
Western Wealth Management, LLC
|
SELL
|
- |
-1.75K- 6.38% |
$135K - $154K
|
25.7K
$3.28M
|
|
|
May 12, 2023
Q1 2023
|
Prospera Financial Services Inc
|
SELL
|
- |
-1.97K- 4.56% |
$151K - $173K
|
41.2K
$5.25M
|
|
|
May 15, 2023
Q1 2023
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-2.14K- 14.76% |
$165K - $188K
|
12.4K
$1.58M
|
|
|
May 11, 2023
Q1 2023
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-2.14K- 11.35% |
$165K - $188K
|
16.7K
$2.14M
|
|
|
May 08, 2023
Q1 2023
|
Pcg Wealth Advisors, LLC
|
SELL
|
- |
-2.27K- 15.98% |
$174K - $199K
|
11.9K
$1.52M
|
|
|
May 15, 2023
Q1 2023
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-2.73K- 6.68% |
$210K - $240K
|
38.2K
$4.87M
|
|
|
May 09, 2023
Q1 2023
|
Integrity Financial Corp
|
SELL
|
- |
-3.22K- 15.58% |
$248K - $283K
|
17.5K
$2.23M
|
|
|
Apr 19, 2023
Q1 2023
|
Quantum Private Wealth, LLC
Lake Forest, IL |
SELL
|
- |
-3.45K- 39.06% |
$265K - $303K
|
5.38K
$687K
|
|
|
Apr 27, 2023
Q1 2023
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-4.32K- 46.89% |
$332K - $380K
|
4.89K
$624K
|
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-4.74K- 1.97% |
$365K - $417K
|
237K
$30.2M
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
SELL
|
- |
-6.55K- 9.98% |
$504K - $576K
|
59.1K
$7.54M
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-6.68K- 2.19% |
$514K - $588K
|
299K
$38.1M
|
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-6.71K- 3.55% |
$516K - $590K
|
183K
$23.3M
|
|
|
May 10, 2023
Q1 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-6.92K- 24.18% |
$532K - $608K
|
21.7K
$2.77M
|
|
|
May 12, 2023
Q1 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-9K- 51.84% |
$692K - $791K
|
8.36K
$1.07M
|
|
|
May 12, 2023
Q1 2023
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-9.5K- 38.26% |
$730K - $836K
|
15.3K
$1.96M
|
|
|
May 10, 2023
Q1 2023
|
Atria Investments LLC
Charlotte, NC |
SELL
|
- |
-9.5K- 40.26% |
$730K - $836K
|
14.1K
$1.8M
|
|
|
Sep 12, 2023
Q1 2023
|
Prosperity Financial Group, Inc.
San Ramon, CA |
SELL
|
- |
-9.6KClosed |
$738K - $844K
|
0
$0
|
|
|
Apr 18, 2023
Q1 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-13.3K- 94.87% |
$1.02M - $1.17M
|
719
$91.7K
|
|
|
May 15, 2023
Q1 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-16.1K- 59.76% |
$1.23M - $1.41M
|
10.8K
$1.38M
|
|
|
May 11, 2023
Q1 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-23.9K- 18.24% |
$1.84M - $2.1M
|
107K
$13.7M
|
|
|
May 15, 2023
Q1 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-24.6K- 21.56% |
$1.89M - $2.16M
|
89.3K
$11.4M
|
|
|
May 04, 2023
Q1 2023
|
Ten Capital Wealth Advisors, LLC
Spokane, WA |
SELL
|
- |
-28.2K- 35.42% |
$2.17M - $2.48M
|
51.4K
$6.55M
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-58.2K- 13.03% |
$4.48M - $5.12M
|
389K
$49.6M
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-61.6K- 41.76% |
$4.73M - $5.42M
|
85.8K
$11M
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-69.4K- 8.58% |
$5.34M - $6.11M
|
740K
$94.4M
|