Purchases and Sales Made in Q3 2021 in First Trust Us Equity Opportun (FPX)
This table provides information about the institutional ownership of First Trust Us Equity Opportun (FPX) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST US EQUITY OPPORTUN.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 14, 2021
Q3 2021
|
Capital Asset Advisory Services LLC
Haslett, MI |
SELL
|
- |
-150- 2.84% |
$18K - $19.7K
|
5.13K
$622K
|
|
|
Nov 10, 2021
Q3 2021
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-154- 3.38% |
$18.5K - $20.2K
|
4.41K
$534K
|
|
|
Nov 12, 2021
Q3 2021
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-158- 0.38% |
$19K - $20.7K
|
41.1K
$4.98M
|
|
|
Nov 12, 2021
Q3 2021
|
Prospera Financial Services Inc
|
SELL
|
- |
-178- 0.35% |
$21.4K - $23.4K
|
51K
$6.18M
|
|
|
Oct 19, 2021
Q3 2021
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-180- 7.91% |
$21.6K - $23.6K
|
2.1K
$254K
|
|
|
Nov 12, 2021
Q3 2021
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-193- 4.28% |
$23.2K - $25.3K
|
4.32K
$524K
|
|
|
Nov 05, 2021
Q3 2021
|
Pfg Advisors
|
SELL
|
- |
-198- 7.24% |
$23.8K - $26K
|
2.54K
$307K
|
|
|
Nov 12, 2021
Q3 2021
|
Kowal Investment Group, LLC
Waukesha, WI |
SELL
|
- |
-199- 7.38% |
$23.9K - $26.1K
|
2.5K
$303K
|
|
|
Oct 14, 2021
Q3 2021
|
Purus Wealth Management, LLC
|
SELL
|
- |
-201- 3.43% |
$24.1K - $26.4K
|
5.66K
$686K
|
|
|
Nov 12, 2021
Q3 2021
|
Concentrum Wealth Management
|
SELL
|
- |
-205- 2.53% |
$24.6K - $26.9K
|
7.89K
$956K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-205- 0.64% |
$24.6K - $26.9K
|
32K
$3.88M
|
|
|
Nov 12, 2021
Q3 2021
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-210- 2.5% |
$25.2K - $27.6K
|
8.19K
$992K
|
|
|
Oct 26, 2021
Q3 2021
|
Triton Wealth Management, Pllc
|
SELL
|
- |
-233- 3.59% |
$28K - $30.6K
|
6.26K
$759K
|
|
|
Oct 29, 2021
Q3 2021
|
Paragon Wealth Strategies, LLC
|
SELL
|
- |
-261Closed |
$31.3K - $34.3K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Intercontinental Wealth Advisors, LLC
|
SELL
|
- |
-275- 3.44% |
$33K - $36.1K
|
7.72K
$936K
|
|
|
Nov 16, 2021
Q3 2021
|
Atria Investments LLC
Charlotte, NC |
SELL
|
- |
-298- 1.82% |
$35.8K - $39.1K
|
16.1K
$1.95M
|
|
|
Oct 29, 2021
Q3 2021
|
Rda Financial Network
|
SELL
|
- |
-300- 4.07% |
$36K - $39.4K
|
7.07K
$858K
|
|
|
Oct 12, 2021
Q3 2021
|
Ifg Advisory, LLC
|
SELL
|
- |
-317- 1.84% |
$38K - $41.6K
|
16.9K
$2.04M
|
|
|
Nov 12, 2021
Q3 2021
|
Leelyn Smith, LLC
Geneva, IL |
SELL
|
- |
-318- 21.63% |
$38.2K - $41.8K
|
1.15K
$140K
|
|
|
Nov 10, 2021
Q3 2021
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-420- 7.14% |
$50.4K - $55.1K
|
5.47K
$663K
|
|
|
Nov 17, 2021
Q3 2021
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
SELL
|
- |
-447- 3.47% |
$53.6K - $58.7K
|
12.4K
$1.51M
|
|
|
Nov 02, 2021
Q3 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-462- 5.29% |
$55.4K - $60.7K
|
8.28K
$1M
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-497- 0.72% |
$59.6K - $65.3K
|
68.2K
$8.26M
|
|
|
Nov 05, 2021
Q3 2021
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-551- 20.48% |
$66.1K - $72.3K
|
2.14K
$259K
|
|
|
Nov 15, 2021
Q3 2021
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-610- 19.13% |
$73.2K - $80.1K
|
2.58K
$313K
|
|
|
Oct 08, 2021
Q3 2021
|
Wedbush Securities Inc
|
SELL
|
- |
-611- 3.95% |
$73.3K - $80.2K
|
14.9K
$1.8M
|
|
|
Oct 22, 2021
Q3 2021
|
Spire Wealth Management
|
SELL
|
- |
-908- 11.1% |
$109K - $119K
|
7.27K
$881K
|
|
|
Nov 12, 2021
Q3 2021
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-943- 5.97% |
$113K - $124K
|
14.8K
$1.8M
|
|
|
Oct 14, 2021
Q3 2021
|
Appleton Partners Inc
|
SELL
|
- |
-1.18K- 32.19% |
$141K - $154K
|
2.48K
$300K
|
|
|
Nov 12, 2021
Q3 2021
|
Wintrust Investments LLC
Chicago, IL |
SELL
|
- |
-1.23K- 18.35% |
$147K - $161K
|
5.45K
$661K
|
|
|
Nov 15, 2021
Q3 2021
|
Eldridge Investment Advisors, Inc.
Manchester, NH |
SELL
|
- |
-1.36K- 7.8% |
$163K - $179K
|
16.1K
$1.95M
|
|
|
Oct 28, 2021
Q3 2021
|
Morris Retirement Advisors, LLC
Parsippany, NJ |
SELL
|
- |
-1.57K- 6.77% |
$189K - $207K
|
21.7K
$2.63M
|
|
|
Oct 27, 2021
Q3 2021
|
Thoroughbred Financial Services, LLC
|
SELL
|
- |
-1.72KClosed |
$207K - $226K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
SELL
|
- |
-1.9KClosed |
$228K - $249K
|
0
$0
|
|
|
Oct 28, 2021
Q3 2021
|
Ahrens Investment Partners LLC
|
SELL
|
- |
-1.92K- 4.37% |
$230K - $252K
|
42K
$5.09M
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-2.06K- 2.28% |
$247K - $270K
|
88.1K
$10.7M
|
|
|
Nov 10, 2021
Q3 2021
|
Ntv Asset Management LLC
|
SELL
|
- |
-2.25K- 19.19% |
$270K - $295K
|
9.47K
$1.15M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-2.88K- 1.32% |
$345K - $378K
|
214K
$26M
|
|
|
Nov 12, 2021
Q3 2021
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-3.33KClosed |
$400K - $438K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
D.A. Davidson & Co.
|
SELL
|
- |
-3.37K- 5.78% |
$405K - $443K
|
55K
$6.67M
|
|
|
Nov 04, 2021
Q3 2021
|
Prw Wealth Management LLC
|
SELL
|
- |
-3.62KClosed |
$434K - $475K
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Barclays PLC
London, X0 |
SELL
|
- |
-3.88KClosed |
$465K - $509K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-3.93KClosed |
$472K - $516K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
SELL
|
- |
-4.3KClosed |
$516K - $565K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-4.94K- 84.22% |
$592K - $648K
|
925
$112K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-5.32K- 2.31% |
$638K - $698K
|
225K
$27.3M
|
|
|
Nov 15, 2021
Q3 2021
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-6.11K- 23.52% |
$733K - $802K
|
19.9K
$2.41M
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-15.8KClosed |
$1.9M - $2.08M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-17.8K- 3.28% |
$2.14M - $2.34M
|
526K
$63.7M
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-18.5K- 2.38% |
$2.22M - $2.43M
|
757K
$91.8M
|