Purchases and Sales Made in Q3 2022 in First Trust Us Equity Opportun (FPX)
This table provides information about the institutional ownership of First Trust Us Equity Opportun (FPX) during Q3 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST US EQUITY OPPORTUN.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 10, 2022
Q3 2022
|
Citigroup Inc
|
SELL
|
- |
-879- 23.45% |
$70.6K - $83.4K
|
2.87K
$348K
|
|
|
Nov 10, 2022
Q3 2022
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-1.1K- 7.92% |
$87.9K - $104K
|
12.7K
$1.54M
|
|
|
Nov 14, 2022
Q3 2022
|
Inter Ocean Capital Group, LLC
Nashville, TN |
SELL
|
- |
-1.2K- 23.58% |
$96.3K - $114K
|
3.89K
$472K
|
|
|
Oct 25, 2022
Q3 2022
|
Ae Wealth Management LLC
|
SELL
|
- |
-1.22K- 22.87% |
$97.9K - $116K
|
4.11K
$498K
|
|
|
Oct 24, 2022
Q3 2022
|
Spectrum Wealth Advisory Group, LLC
|
SELL
|
- |
-1.31K- 8.12% |
$105K - $124K
|
14.8K
$1.8M
|
|
|
Oct 11, 2022
Q3 2022
|
Clarus Wealth Advisors
|
SELL
|
- |
-1.32K- 15.76% |
$106K - $125K
|
7.05K
$854K
|
|
|
Nov 09, 2022
Q3 2022
|
Chicago Partners Investment Group LLC
|
SELL
|
- |
-1.52K- 6.11% |
$122K - $144K
|
23.3K
$2.83M
|
|
|
Nov 14, 2022
Q3 2022
|
Bickling Financial Services, Inc.
Lexington, MA |
SELL
|
- |
-1.61K- 3.91% |
$129K - $152K
|
39.5K
$4.79M
|
|
|
Nov 08, 2022
Q3 2022
|
Accredited Investors Inc.
|
SELL
|
- |
-1.65K- 38.35% |
$132K - $156K
|
2.65K
$321K
|
|
|
Nov 03, 2022
Q3 2022
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-1.65K- 6.72% |
$133K - $157K
|
22.9K
$2.78M
|
|
|
Nov 07, 2022
Q3 2022
|
D.A. Davidson & Co.
|
SELL
|
- |
-1.9K- 3.59% |
$152K - $180K
|
50.8K
$6.16M
|
|
|
Oct 14, 2022
Q3 2022
|
Private Advisor Group, LLC
|
SELL
|
- |
-1.92K- 2.81% |
$154K - $182K
|
66.5K
$8.06M
|
|
|
Nov 14, 2022
Q3 2022
|
Kayne Anderson Rudnick Investment Management LLC
Los Angeles, CA |
SELL
|
- |
-2.05KClosed |
$165K - $194K
|
0
$0
|
|
|
Nov 09, 2022
Q3 2022
|
Tmd Wealth Management, LLC
|
SELL
|
- |
-2.32K- 1.89% |
$186K - $220K
|
120K
$14.5M
|
|
|
Nov 10, 2022
Q3 2022
|
Castleview Partners, LLC
Dallas, TX |
SELL
|
- |
-2.46K- 96.97% |
$198K - $234K
|
77
$9.33K
|
|
|
Nov 10, 2022
Q3 2022
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-2.55K- 5.77% |
$205K - $242K
|
41.7K
$5.05M
|
|
|
Nov 14, 2022
Q3 2022
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-2.57K- 80.86% |
$206K - $244K
|
608
$73.7K
|
|
|
Oct 25, 2022
Q3 2022
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-2.57K- 3.78% |
$206K - $244K
|
65.4K
$7.93M
|
|
|
Nov 01, 2022
Q3 2022
|
Atria Investments LLC
Charlotte, NC |
SELL
|
- |
-2.68K- 10.14% |
$215K - $254K
|
23.8K
$2.88M
|
|
|
Nov 10, 2022
Q3 2022
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-2.8K- 10.29% |
$225K - $266K
|
24.4K
$2.96M
|
|
|
Jul 24, 2024
Q3 2022
|
Focus Financial Network, Inc.
Minneapolis, MN |
SELL
|
- |
-3.37KClosed |
$271K - $320K
|
0
$0
|
|
|
Oct 17, 2022
Q3 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-4.32K- 2.75% |
$347K - $410K
|
153K
$18.5M
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-6.06K- 4.66% |
$487K - $575K
|
124K
$15.1M
|
|
|
Nov 14, 2022
Q3 2022
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-6.58K- 57.01% |
$528K - $624K
|
4.96K
$601K
|
|
|
Nov 09, 2022
Q3 2022
|
Ten Capital Wealth Advisors, LLC
Spokane, WA |
SELL
|
- |
-8.23K- 9.14% |
$661K - $781K
|
81.9K
$9.92M
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-8.48K- 6.5% |
$681K - $804K
|
122K
$14.8M
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-9.01K- 5.79% |
$723K - $854K
|
147K
$17.8M
|
|
|
Nov 08, 2022
Q3 2022
|
Alpha Omega Group, Inc.
|
SELL
|
- |
-14.2K- 26.45% |
$1.14M - $1.35M
|
39.5K
$4.79M
|
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-17.2K- 8.03% |
$1.38M - $1.64M
|
198K
$24M
|
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-27.3K- 4.99% |
$2.19M - $2.59M
|
519K
$62.9M
|
|
|
Nov 14, 2022
Q3 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-32.7K- 20.93% |
$2.63M - $3.1M
|
124K
$15M
|
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-87K- 8.27% |
$6.98M - $8.25M
|
964K
$117M
|
|
|
Nov 14, 2022
Q3 2022
|
Geo Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-93.5K- 77.31% |
$7.5M - $8.87M
|
27.4K
$3.33M
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-93.6K- 25.31% |
$7.52M - $8.88M
|
276K
$33.5M
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
SELL
|
- |
-126K- 66.27% |
$10.1M - $11.9M
|
64K
$7.76M
|