Purchases and Sales Made in Q3 2023 in First Trust Us Equity Opportun (FPX)
This table provides information about the institutional ownership of First Trust Us Equity Opportun (FPX) during Q3 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST US EQUITY OPPORTUN.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Dec 01, 2023
Q3 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-120- 2.39% |
$9.77K - $11.5K
|
4.9K
$594K
|
|
|
Oct 11, 2023
Q3 2023
|
Cwm, LLC
|
SELL
|
- |
-124- 2.36% |
$10.1K - $11.8K
|
5.14K
$623K
|
|
|
Nov 14, 2023
Q3 2023
|
Cresset Asset Management, LLC
Chicago, IL |
SELL
|
- |
-174- 4.07% |
$14.2K - $16.6K
|
4.1K
$497K
|
|
|
Nov 13, 2023
Q3 2023
|
Integrity Financial Corp
|
SELL
|
- |
-182- 7.08% |
$14.8K - $17.4K
|
2.39K
$289K
|
|
|
Oct 24, 2023
Q3 2023
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-235- 3.64% |
$19.1K - $22.4K
|
6.22K
$753K
|
|
|
Nov 14, 2023
Q3 2023
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-264- 3.55% |
$21.5K - $25.2K
|
7.17K
$869K
|
|
|
Oct 18, 2023
Q3 2023
|
Rda Financial Network
|
SELL
|
- |
-280- 4.72% |
$22.8K - $26.7K
|
5.65K
$685K
|
|
|
Nov 06, 2023
Q3 2023
|
Ascension Capital Advisors, Inc.
Houston, TX |
SELL
|
- |
-281- 0.62% |
$22.9K - $26.8K
|
45.2K
$5.48M
|
|
|
Nov 13, 2023
Q3 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-326- 4.42% |
$26.5K - $31.1K
|
7.05K
$854K
|
|
|
Oct 10, 2023
Q3 2023
|
Atlas Private Wealth Advisors
Matawan, NJ |
SELL
|
- |
-333- 4.02% |
$27.1K - $31.8K
|
7.95K
$964K
|
|
|
Nov 14, 2023
Q3 2023
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-335- 11.52% |
$27.3K - $32K
|
2.57K
$312K
|
|
|
Oct 25, 2023
Q3 2023
|
Spectrum Wealth Advisory Group, LLC
|
SELL
|
- |
-379- 2.91% |
$30.8K - $36.2K
|
12.7K
$1.53M
|
|
|
Nov 09, 2023
Q3 2023
|
Citigroup Inc
|
SELL
|
- |
-386- 17.19% |
$31.4K - $36.8K
|
1.86K
$225K
|
|
|
Nov 16, 2023
Q3 2023
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-420- 9.25% |
$34.2K - $40.1K
|
4.12K
$499K
|
|
|
Oct 25, 2023
Q3 2023
|
Paul Damon & Associates, Inc.
Grand Rapids, MI |
SELL
|
- |
-435- 13.44% |
$35.4K - $41.5K
|
2.8K
$340K
|
|
|
Nov 13, 2023
Q3 2023
|
Wintrust Investments LLC
Chicago, IL |
SELL
|
- |
-440- 15.37% |
$35.8K - $42K
|
2.42K
$294K
|
|
|
Oct 19, 2023
Q3 2023
|
Pcg Wealth Advisors, LLC
|
SELL
|
- |
-485- 4.68% |
$39.5K - $46.3K
|
9.88K
$1.2M
|
|
|
Nov 07, 2023
Q3 2023
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-521- 3.69% |
$42.4K - $49.7K
|
13.6K
$1.65M
|
|
|
Oct 26, 2023
Q3 2023
|
Chicago Partners Investment Group LLC
|
SELL
|
- |
-584- 2.83% |
$47.5K - $55.7K
|
20.1K
$2.43M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-597- 0.41% |
$48.6K - $57K
|
146K
$17.7M
|
|
|
Oct 19, 2023
Q3 2023
|
Good Life Advisors, LLC
|
SELL
|
- |
-645- 1.15% |
$52.5K - $61.6K
|
55.6K
$6.74M
|
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-691- 53.19% |
$56.2K - $65.9K
|
608
$73.7K
|
|
|
Nov 13, 2023
Q3 2023
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-699- 13.35% |
$56.9K - $66.7K
|
4.54K
$550K
|
|
|
Nov 06, 2023
Q3 2023
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-829- 7.52% |
$67.5K - $79.1K
|
10.2K
$1.24M
|
|
|
Nov 08, 2023
Q3 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-835- 2.23% |
$68K - $79.7K
|
36.7K
$4.45M
|
|
|
Oct 19, 2023
Q3 2023
|
Accel Wealth Management
|
SELL
|
- |
-1.17K- 20.63% |
$94.9K - $111K
|
4.49K
$544K
|
|
|
Jan 11, 2024
Q3 2023
|
Pacific Sun Financial Corp
|
SELL
|
- |
-1.21K- 11.19% |
$98.5K - $115K
|
9.6K
$1.16M
|
|
|
Oct 16, 2023
Q3 2023
|
Cassia Capital Partners, LLC
Winston Salem, NC |
SELL
|
- |
-1.23K- 2.51% |
$100K - $118K
|
47.9K
$5.81M
|
|
|
Nov 15, 2023
Q3 2023
|
Vital Stone Financial, LLC
Shavano Park, TX |
SELL
|
- |
-1.26K- 56.79% |
$102K - $120K
|
955
$116K
|
|
|
Nov 14, 2023
Q3 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-1.26K- 12.05% |
$103K - $120K
|
9.2K
$1.12M
|
|
|
Nov 01, 2023
Q3 2023
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-1.42K- 89.56% |
$115K - $135K
|
165
$20K
|
|
|
Nov 08, 2023
Q3 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-1.52K- 3.66% |
$124K - $145K
|
40.1K
$4.86M
|
|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-1.7K- 1.97% |
$138K - $162K
|
84.7K
$10.3M
|
|
|
Oct 18, 2023
Q3 2023
|
Advisory Alpha, LLC
|
SELL
|
- |
-1.84K- 7.29% |
$150K - $176K
|
23.4K
$2.84M
|
|
|
Nov 13, 2023
Q3 2023
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-1.91K- 12.86% |
$156K - $182K
|
13K
$1.57M
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-1.97K- 3.28% |
$161K - $188K
|
58.3K
$7.06M
|
|
|
Nov 07, 2023
Q3 2023
|
Atria Investments LLC
Charlotte, NC |
SELL
|
- |
-2.07K- 14.5% |
$169K - $198K
|
12.2K
$1.48M
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-2.13K- 11.86% |
$173K - $203K
|
15.8K
$1.91M
|
|
|
Oct 19, 2023
Q3 2023
|
Kovack Advisors, Inc.
|
SELL
|
- |
-2.14K- 26.03% |
$174K - $204K
|
6.07K
$736K
|
|
|
Nov 15, 2023
Q3 2023
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-2.24K- 6.34% |
$182K - $214K
|
33.1K
$4.01M
|
|
|
Nov 14, 2023
Q3 2023
|
Truist Financial Corp
|
SELL
|
- |
-2.33K- 5.35% |
$190K - $222K
|
41.3K
$5M
|
|
|
Nov 13, 2023
Q3 2023
|
Prospera Financial Services Inc
|
SELL
|
- |
-2.49K- 6.2% |
$202K - $237K
|
37.6K
$4.56M
|
|
|
Oct 16, 2023
Q3 2023
|
Kraft, Davis & Associates, LLC
St. Louis, MO |
SELL
|
- |
-2.64K- 12.73% |
$215K - $252K
|
18.1K
$2.19M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-3.1K- 8.35% |
$252K - $296K
|
34.1K
$4.13M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-3.97K- 6.94% |
$323K - $379K
|
53.2K
$6.45M
|
|
|
Oct 16, 2023
Q3 2023
|
Onyx Bridge Wealth Group LLC
|
SELL
|
- |
-5.22K- 16.61% |
$425K - $498K
|
26.2K
$3.18M
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-9.09K- 2.48% |
$739K - $867K
|
358K
$43.4M
|
|
|
Nov 07, 2023
Q3 2023
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-9.83K- 79.84% |
$800K - $938K
|
2.48K
$301K
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-10K- 7.18% |
$818K - $959K
|
130K
$15.7M
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-16K- 5.62% |
$1.3M - $1.53M
|
269K
$32.6M
|