Purchases and Sales Made in Q4 2021 in First Trust Us Equity Opportun (FPX)
This table provides information about the institutional ownership of First Trust Us Equity Opportun (FPX) during Q4 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST US EQUITY OPPORTUN.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Mar 11, 2024
Q4 2021
|
Nepc LLC
Boston, MA |
SELL
|
- |
-89Closed |
$10.3K - $12.1K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Pensionmark Financial Group, LLC
Santa Barbara, CA |
SELL
|
- |
-100- 4.13% |
$11.6K - $13.6K
|
2.32K
$281K
|
|
|
Feb 15, 2022
Q4 2021
|
Liberty Wealth Management LLC
Oakland, CA |
SELL
|
- |
-104Closed |
$12.1K - $14.1K
|
0
$0
|
|
|
Jan 31, 2022
Q4 2021
|
D.A. Davidson & Co.
|
SELL
|
- |
-111- 0.2% |
$12.9K - $15.1K
|
54.9K
$6.65M
|
|
|
Feb 04, 2022
Q4 2021
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-111- 2.52% |
$12.9K - $15.1K
|
4.29K
$521K
|
|
|
Feb 14, 2022
Q4 2021
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-130- 2.61% |
$15.1K - $17.7K
|
4.86K
$589K
|
|
|
Feb 14, 2022
Q4 2021
|
Altus Wealth Group LLC
Colorado Springs, CO |
SELL
|
- |
-134- 1.32% |
$15.6K - $18.2K
|
9.99K
$1.21M
|
|
|
Feb 15, 2022
Q4 2021
|
Chicago Partners Investment Group LLC
|
SELL
|
- |
-149- 0.63% |
$17.3K - $20.3K
|
23.5K
$2.85M
|
|
|
Jan 26, 2022
Q4 2021
|
Signature Securities Group Corporation
|
SELL
|
- |
-153Closed |
$17.8K - $20.8K
|
0
$0
|
|
|
Jan 21, 2022
Q4 2021
|
Pfg Advisors
|
SELL
|
- |
-172- 6.78% |
$20K - $23.4K
|
2.36K
$287K
|
|
|
Feb 10, 2022
Q4 2021
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-177- 6.58% |
$20.6K - $24.1K
|
2.51K
$304K
|
|
|
Feb 02, 2022
Q4 2021
|
Concentrum Wealth Management
|
SELL
|
- |
-200- 2.54% |
$23.2K - $27.2K
|
7.69K
$932K
|
|
|
Feb 01, 2022
Q4 2021
|
Fifth Third Bancorp
|
SELL
|
- |
-239- 41.49% |
$27.8K - $32.5K
|
337
$40.9K
|
|
|
Feb 02, 2022
Q4 2021
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-263- 12.55% |
$30.6K - $35.8K
|
1.83K
$222K
|
|
|
Feb 23, 2022
Q4 2021
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-269- 12.57% |
$31.2K - $36.6K
|
1.87K
$227K
|
|
|
Jan 26, 2022
Q4 2021
|
Lloyd Advisory Services, Llc.
Suwanee, GA |
SELL
|
- |
-308- 92.77% |
$35.8K - $41.9K
|
24
$2.91K
|
|
|
Feb 04, 2022
Q4 2021
|
Wintrust Investments LLC
Chicago, IL |
SELL
|
- |
-332- 6.09% |
$38.6K - $45.2K
|
5.12K
$621K
|
|
|
Feb 10, 2022
Q4 2021
|
Prospera Financial Services Inc
|
SELL
|
- |
-338- 0.66% |
$39.3K - $46K
|
50.7K
$6.14M
|
|
|
Sep 21, 2023
Q4 2021
|
Halpern Financial, Inc.
Ashburn, VA |
SELL
|
- |
-345- 52.67% |
$40.1K - $46.9K
|
310
$37.6K
|
|
|
Jan 21, 2022
Q4 2021
|
Global Retirement Partners, LLC
|
SELL
|
- |
-348Closed |
$40.4K - $47.3K
|
0
$0
|
|
|
Jan 19, 2022
Q4 2021
|
Pinnacle Bancorp, Inc.
|
SELL
|
- |
-350Closed |
$40.7K - $47.6K
|
0
$0
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-352- 8.44% |
$40.9K - $47.9K
|
3.82K
$463K
|
|
|
Feb 07, 2022
Q4 2021
|
Triton Wealth Management, Pllc
|
SELL
|
- |
-416- 6.65% |
$48.3K - $56.6K
|
5.84K
$708K
|
|
|
Jan 28, 2022
Q4 2021
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-475- 4.93% |
$55.2K - $64.6K
|
9.15K
$1.11M
|
|
|
Feb 08, 2022
Q4 2021
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-500- 20.0% |
$58.1K - $68K
|
2K
$242K
|
|
|
Feb 04, 2022
Q4 2021
|
Ntv Asset Management LLC
|
SELL
|
- |
-525- 5.54% |
$61K - $71.4K
|
8.95K
$1.08M
|
|
|
Feb 11, 2022
Q4 2021
|
Mai Capital Management
|
SELL
|
- |
-526- 13.17% |
$61.1K - $71.6K
|
3.47K
$421K
|
|
|
Jan 31, 2022
Q4 2021
|
Raymond James Trust N.A.
|
SELL
|
- |
-546- 12.89% |
$63.4K - $74.3K
|
3.69K
$447K
|
|
|
Feb 14, 2022
Q4 2021
|
Smithfield Trust CO
Pittsburgh, PA |
SELL
|
- |
-611Closed |
$71K - $83.1K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Kowal Investment Group, LLC
Waukesha, WI |
SELL
|
- |
-627- 25.11% |
$72.8K - $85.3K
|
1.87K
$227K
|
|
|
Feb 07, 2022
Q4 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-640- 7.73% |
$74.3K - $87.1K
|
7.64K
$926K
|
|
|
Feb 14, 2022
Q4 2021
|
Bickling Financial Services, Inc.
Lexington, MA |
SELL
|
- |
-659- 1.51% |
$76.6K - $89.6K
|
43K
$5.22M
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-678- 2.12% |
$78.8K - $92.2K
|
31.3K
$3.8M
|
|
|
Feb 14, 2022
Q4 2021
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-700- 75.68% |
$81.3K - $95.2K
|
225
$27.3K
|
|
|
Feb 11, 2022
Q4 2021
|
Gerber Kawasaki Wealth & Investment Management
|
SELL
|
- |
-703Closed |
$81.7K - $95.6K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-771- 3.88% |
$89.6K - $105K
|
19.1K
$2.31M
|
|
|
Feb 11, 2022
Q4 2021
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-859- 15.72% |
$99.8K - $117K
|
4.61K
$558K
|
|
|
Feb 14, 2022
Q4 2021
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-893- 6.02% |
$104K - $121K
|
14K
$1.69M
|
|
|
Feb 03, 2022
Q4 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-894Closed |
$104K - $122K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Leelyn Smith, LLC
Geneva, IL |
SELL
|
- |
-984- 85.42% |
$114K - $134K
|
168
$20.4K
|
|
|
Jan 27, 2022
Q4 2021
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-991- 1.45% |
$115K - $135K
|
67.2K
$8.14M
|
|
|
Jan 19, 2022
Q4 2021
|
Purus Wealth Management, LLC
|
SELL
|
- |
-1.21K- 21.41% |
$141K - $165K
|
4.45K
$539K
|
|
|
Jan 14, 2022
Q4 2021
|
Spire Wealth Management
|
SELL
|
- |
-1.25K- 17.14% |
$145K - $169K
|
6.03K
$730K
|
|
|
Feb 08, 2022
Q4 2021
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-1.25K- 5.45% |
$145K - $170K
|
21.7K
$2.63M
|
|
|
Feb 11, 2022
Q4 2021
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-1.36K- 16.55% |
$157K - $184K
|
6.83K
$828K
|
|
|
Feb 10, 2022
Q4 2021
|
Good Life Advisors, LLC
|
SELL
|
- |
-1.38K- 2.53% |
$161K - $188K
|
53.4K
$6.47M
|
|
|
Feb 09, 2022
Q4 2021
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-1.48K- 46.24% |
$172K - $201K
|
1.72K
$209K
|
|
|
Feb 09, 2022
Q4 2021
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-1.55K- 3.76% |
$180K - $210K
|
39.5K
$4.79M
|
|
|
Jan 27, 2022
Q4 2021
|
Capital Wealth Alliance, LLC
|
SELL
|
- |
-1.59KClosed |
$185K - $216K
|
0
$0
|
|
|
Feb 07, 2022
Q4 2021
|
Arete Wealth Advisors, LLC
Chicago, IL |
SELL
|
- |
-1.63KClosed |
$189K - $222K
|
0
$0
|