Purchases and Sales Made in Q4 2023 in First Trust Us Equity Opportun (FPX)
This table provides information about the institutional ownership of First Trust Us Equity Opportun (FPX) during Q4 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST US EQUITY OPPORTUN.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 09, 2024
Q4 2023
|
Citigroup Inc
|
SELL
|
- |
-46- 2.47% |
$3.51K - $4.47K
|
1.81K
$231K
|
|
|
Jan 12, 2024
Q4 2023
|
Gps Wealth Strategies Group, LLC
|
SELL
|
- |
-50- 10.29% |
$3.82K - $4.86K
|
436
$55.6K
|
|
|
Feb 12, 2024
Q4 2023
|
Wintrust Investments LLC
Chicago, IL |
SELL
|
- |
-50- 2.06% |
$3.82K - $4.86K
|
2.37K
$303K
|
|
|
Jan 24, 2024
Q4 2023
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-56- 0.9% |
$4.27K - $5.44K
|
6.16K
$786K
|
|
|
Feb 13, 2024
Q4 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-60- 90.91% |
$4.58K - $5.83K
|
6
$765
|
|
|
Jan 12, 2024
Q4 2023
|
Rda Financial Network
|
SELL
|
- |
-61- 1.08% |
$4.66K - $5.93K
|
5.59K
$713K
|
|
|
Feb 07, 2024
Q4 2023
|
Nbc Securities, Inc.
Birmingham, AL |
SELL
|
- |
-63- 4.37% |
$4.81K - $6.12K
|
1.38K
$176K
|
|
|
Feb 14, 2024
Q4 2023
|
Vital Stone Financial, LLC
Shavano Park, TX |
SELL
|
- |
-82- 8.59% |
$6.26K - $7.97K
|
873
$111K
|
|
|
Feb 13, 2024
Q4 2023
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
SELL
|
- |
-89- 2.12% |
$6.79K - $8.65K
|
4.1K
$523K
|
|
|
Jan 26, 2024
Q4 2023
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-100- 10.26% |
$7.63K - $9.72K
|
875
$112K
|
|
|
Feb 09, 2024
Q4 2023
|
O'Shaughnessy Asset Management, LLC
Stamford, CT |
SELL
|
- |
-155- 62.5% |
$11.8K - $15.1K
|
93
$11.9K
|
|
|
Jan 22, 2024
Q4 2023
|
Clarus Wealth Advisors
|
SELL
|
- |
-184- 2.06% |
$14K - $17.9K
|
8.74K
$1.12M
|
|
|
Jan 30, 2024
Q4 2023
|
Moloney Securities Asset Management, LLC
|
SELL
|
- |
-195- 4.1% |
$14.9K - $18.9K
|
4.56K
$582K
|
|
|
Feb 12, 2024
Q4 2023
|
Money Concepts Capital Corp
|
SELL
|
- |
-200- 7.16% |
$15.3K - $19.4K
|
2.6K
$331K
|
|
|
Feb 14, 2024
Q4 2023
|
Rockbridge Investment Management, Lcc
Syracuse, NY |
SELL
|
- |
-200Closed |
$15.3K - $19.4K
|
0
$0
|
|
|
Feb 06, 2024
Q4 2023
|
Concentrum Wealth Management
|
SELL
|
- |
-200- 2.78% |
$15.3K - $19.4K
|
6.99K
$891K
|
|
|
Feb 12, 2024
Q4 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-226- 2.46% |
$17.2K - $22K
|
8.97K
$1.14M
|
|
|
Jan 31, 2024
Q4 2023
|
Paul Damon & Associates, Inc.
Grand Rapids, MI |
SELL
|
- |
-236- 8.43% |
$18K - $22.9K
|
2.57K
$327K
|
|
|
Jan 17, 2024
Q4 2023
|
Ifg Advisory, LLC
|
SELL
|
- |
-249- 3.48% |
$19K - $24.2K
|
6.9K
$880K
|
|
|
Feb 13, 2024
Q4 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-257- 1.63% |
$19.6K - $25K
|
15.5K
$1.98M
|
|
|
Feb 14, 2024
Q4 2023
|
Insigneo Advisory Services, LLC
Miami, FL |
SELL
|
- |
-264- 2.72% |
$20.1K - $25.6K
|
9.44K
$1.2M
|
|
|
Feb 06, 2024
Q4 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-268- 3.8% |
$20.5K - $26K
|
6.78K
$864K
|
|
|
Feb 07, 2024
Q4 2023
|
Integrity Financial Corp
|
SELL
|
- |
-269- 11.27% |
$20.5K - $26.1K
|
2.12K
$270K
|
|
|
Feb 13, 2024
Q4 2023
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-275- 6.06% |
$21K - $26.7K
|
4.26K
$544K
|
|
|
Jan 25, 2024
Q4 2023
|
Spectrum Wealth Advisory Group, LLC
|
SELL
|
- |
-298- 2.36% |
$22.7K - $29K
|
12.4K
$1.58M
|
|
|
Jan 09, 2024
Q4 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-301- 39.3% |
$23K - $29.2K
|
465
$59.3K
|
|
|
Feb 14, 2024
Q4 2023
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-307- 4.28% |
$23.4K - $29.8K
|
6.86K
$876K
|
|
|
Feb 14, 2024
Q4 2023
|
Prospera Financial Services Inc
|
SELL
|
- |
-362- 0.96% |
$27.6K - $35.2K
|
37.3K
$4.76M
|
|
|
Feb 14, 2024
Q4 2023
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-384- 5.99% |
$29.3K - $37.3K
|
6.02K
$768K
|
|
|
Jan 09, 2024
Q4 2023
|
Purus Wealth Management, LLC
|
SELL
|
- |
-415- 14.6% |
$31.7K - $40.3K
|
2.43K
$310K
|
|
|
Feb 07, 2024
Q4 2023
|
Pacific Sun Financial Corp
|
SELL
|
- |
-435- 4.53% |
$33.2K - $42.3K
|
9.17K
$1.17M
|
|
|
Feb 09, 2024
Q4 2023
|
Ci Private Wealth, LLC
Miami, FL |
SELL
|
- |
-540- 8.1% |
$41.2K - $52.5K
|
6.13K
$781K
|
|
|
Jan 29, 2024
Q4 2023
|
Pcg Wealth Advisors, LLC
|
SELL
|
- |
-544- 5.51% |
$41.5K - $52.8K
|
9.33K
$1.19M
|
|
|
Feb 16, 2024
Q4 2023
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-646- 1.95% |
$49.3K - $62.8K
|
32.5K
$4.14M
|
|
|
Feb 06, 2024
Q4 2023
|
Ntv Asset Management LLC
|
SELL
|
- |
-649- 8.56% |
$49.5K - $63.1K
|
6.93K
$884K
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
SELL
|
- |
-649- 1.26% |
$49.5K - $63.1K
|
51K
$6.5M
|
|
|
Feb 14, 2024
Q4 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-654- 1.58% |
$49.9K - $63.5K
|
40.7K
$5.19M
|
|
|
Jan 31, 2024
Q4 2023
|
Western Wealth Management, LLC
|
SELL
|
- |
-705- 2.82% |
$53.8K - $68.5K
|
24.3K
$3.09M
|
|
|
Feb 14, 2024
Q4 2023
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-715- 7.67% |
$54.6K - $69.5K
|
8.61K
$1.1M
|
|
|
Feb 14, 2024
Q4 2023
|
Cresset Asset Management, LLC
Chicago, IL |
SELL
|
- |
-716- 17.48% |
$54.6K - $69.6K
|
3.38K
$431K
|
|
|
Feb 14, 2024
Q4 2023
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-731- 24.55% |
$55.8K - $71K
|
2.25K
$287K
|
|
|
Jan 23, 2024
Q4 2023
|
Advisory Alpha, LLC
|
SELL
|
- |
-849- 3.63% |
$64.8K - $82.5K
|
22.6K
$2.88M
|
|
|
Mar 15, 2024
Q4 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-1K- 20.42% |
$76.3K - $97.2K
|
3.9K
$497K
|
|
|
Feb 07, 2024
Q4 2023
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-1.02K- 7.47% |
$77.6K - $98.8K
|
12.6K
$1.61M
|
|
|
Jan 23, 2024
Q4 2023
|
Householder Group Estate & Retirement Specialist, LLC
|
SELL
|
- |
-1.11K- 10.02% |
$84.6K - $108K
|
9.96K
$1.27M
|
|
|
Jan 10, 2024
Q4 2023
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-1.2K- 11.75% |
$91.4K - $116K
|
9K
$1.15M
|
|
|
Jan 09, 2024
Q4 2023
|
Capital Advisory Group Advisory Services, LLC
Bloomington, MN |
SELL
|
- |
-1.2K- 18.03% |
$91.6K - $117K
|
5.46K
$696K
|
|
|
Feb 12, 2024
Q4 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-1.28K- 10.39% |
$97.5K - $124K
|
11K
$1.4M
|
|
|
Feb 09, 2024
Q4 2023
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-1.3K- 31.4% |
$99.4K - $126K
|
2.84K
$363K
|
|
|
Jan 10, 2024
Q4 2023
|
Atlas Private Wealth Advisors
Matawan, NJ |
SELL
|
- |
-1.34K- 16.87% |
$102K - $130K
|
6.61K
$843K
|