Purchases and Sales Made in Q3 2021 in Blackrock Floating Rate Income Strategies Fund, Inc. (FRA)
This table provides information about the institutional ownership of Blackrock Floating Rate Income Strategies Fund, Inc. (FRA) during Q3 2021. The information is specifically focused on institutions that hold shares of BLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-550- 25.31% |
$7.19K - $7.4K
|
1.62K
$22.8K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-659Closed |
$8.61K - $8.87K
|
0
$0
|
|
|
Oct 20, 2021
Q3 2021
|
Pro Vise Management Group, LLC
Clearwater, FL |
SELL
|
- |
-790- 1.08% |
$10.3K - $10.6K
|
72.2K
$1.01M
|
|
|
Oct 21, 2021
Q3 2021
|
Ellis Investment Partners, LLC
|
SELL
|
- |
-917Closed |
$12K - $12.3K
|
0
$0
|
|
|
Oct 21, 2021
Q3 2021
|
Selway Asset Management
Boise, ID |
SELL
|
- |
-1.1K- 6.51% |
$14.4K - $14.8K
|
15.8K
$222K
|
|
|
Nov 05, 2021
Q3 2021
|
Shufro Rose & CO LLC
|
SELL
|
- |
-1.7K- 2.84% |
$22.2K - $22.9K
|
58.2K
$816K
|
|
|
Oct 13, 2021
Q3 2021
|
Alpha Omega Wealth Management LLC
|
SELL
|
- |
-1.8K- 15.25% |
$23.5K - $24.2K
|
10K
$140K
|
|
|
Oct 28, 2021
Q3 2021
|
Community Bank, N.A.
|
SELL
|
- |
-1.8KClosed |
$23.5K - $24.2K
|
0
$0
|
|
|
Oct 28, 2021
Q3 2021
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-1.98K- 13.6% |
$25.9K - $26.6K
|
12.6K
$176K
|
|
|
Nov 12, 2021
Q3 2021
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
SELL
|
- |
-2.7K- 10.28% |
$35.3K - $36.3K
|
23.6K
$331K
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-3.63K- 24.74% |
$47.5K - $48.9K
|
11K
$155K
|
|
|
Nov 02, 2021
Q3 2021
|
Waterfront Wealth Inc.
|
SELL
|
- |
-3.89K- 8.77% |
$50.8K - $52.3K
|
40.5K
$568K
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-5.22K- 22.11% |
$68.2K - $70.2K
|
18.4K
$258K
|
|
|
Nov 15, 2021
Q3 2021
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-5.95K- 6.65% |
$77.8K - $80.1K
|
83.6K
$1.17M
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-9.57K- 20.54% |
$125K - $129K
|
37K
$520K
|
|
|
Nov 12, 2021
Q3 2021
|
Laidlaw Wealth Management LLC
New York City, NY |
SELL
|
- |
-10.9K- 33.19% |
$142K - $146K
|
21.9K
$307K
|
|
|
Nov 12, 2021
Q3 2021
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-12.6KClosed |
$165K - $170K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-14.2K- 4.05% |
$185K - $191K
|
336K
$4.72M
|
|
|
Nov 04, 2021
Q3 2021
|
Anfield Capital Management, LLC
Newport Beach, CA |
SELL
|
- |
-16.6K- 49.25% |
$217K - $223K
|
17.1K
$240K
|
|
|
Nov 12, 2021
Q3 2021
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-22.2KClosed |
$290K - $298K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-30.5KClosed |
$398K - $410K
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Shaker Financial Services, LLC
|
SELL
|
- |
-34.8K- 23.13% |
$455K - $469K
|
116K
$1.63M
|
|
|
Nov 12, 2021
Q3 2021
|
Mariner Investment Group LLC
Harrison, NY |
SELL
|
- |
-35KClosed |
$457K - $471K
|
0
$0
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-38.4KClosed |
$502K - $517K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-41.3K- 6.01% |
$539K - $555K
|
645K
$9.06M
|
|
|
Nov 02, 2021
Q3 2021
|
Aegon Usa Investment Management, LLC
|
SELL
|
- |
-43.3K- 48.55% |
$566K - $583K
|
45.9K
$644K
|
|
|
Oct 12, 2021
Q3 2021
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-47KClosed |
$614K - $632K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-85.8K- 69.29% |
$1.12M - $1.15M
|
38K
$533K
|
|
|
Nov 15, 2021
Q3 2021
|
Saba Capital Management, L.P.
New York, NY |
SELL
|
- |
-134KClosed |
$1.75M - $1.8M
|
0
$0
|
|
|
Oct 19, 2021
Q3 2021
|
Next Capital Management LLC
|
SELL
|
- |
-135K- 46.34% |
$1.77M - $1.82M
|
157K
$2.2M
|
|
|
Nov 15, 2021
Q3 2021
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-172K- 26.07% |
$2.24M - $2.31M
|
486K
$6.83M
|