Purchases and Sales Made in Q3 2023 in Blackrock Floating Rate Income Strategies Fund, Inc. (FRA)
This table provides information about the institutional ownership of Blackrock Floating Rate Income Strategies Fund, Inc. (FRA) during Q3 2023. The information is specifically focused on institutions that hold shares of BLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
318K+ 97.27% |
$3.83M - $4.05M
|
646K
$9.07M
|
|
|
Oct 26, 2023
Q3 2023
|
Graypoint LLC
|
BUY
|
- |
163KNew |
$1.96M - $2.07M
|
163K
$2.29M
|
|
|
Nov 14, 2023
Q3 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
47.9K+ 6.31% |
$576K - $609K
|
807K
$11.3M
|
|
|
Nov 13, 2023
Q3 2023
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
28.8K+ 4.7% |
$346K - $366K
|
641K
$9M
|
|
|
Nov 13, 2023
Q3 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
27.5K+ 15.16% |
$331K - $350K
|
209K
$2.94M
|
|
|
Oct 18, 2023
Q3 2023
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
27.3K+ 3.96% |
$328K - $347K
|
717K
$10.1M
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
23.9K+ 21.34% |
$288K - $304K
|
136K
$1.91M
|
|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
21.8K+ 18.02% |
$263K - $277K
|
143K
$2.01M
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
19.8K+ 24.42% |
$238K - $251K
|
101K
$1.42M
|
|
|
Nov 07, 2023
Q3 2023
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
19.2K+ 87.62% |
$231K - $244K
|
41.1K
$577K
|
|
|
Nov 14, 2023
Q3 2023
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
16KNew |
$193K - $204K
|
16K
$225K
|
|
|
Nov 14, 2023
Q3 2023
|
Truist Financial Corp
|
BUY
|
- |
14.5K+ 4.06% |
$174K - $184K
|
371K
$5.21M
|
|
|
Nov 13, 2023
Q3 2023
|
Bay Colony Advisory Group, Inc D
|
BUY
|
- |
11.6KNew |
$139K - $147K
|
11.6K
$163K
|
|
|
Oct 27, 2023
Q3 2023
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
10.9KNew |
$132K - $139K
|
10.9K
$154K
|
|
|
Oct 13, 2023
Q3 2023
|
Congress Park Capital LLC
|
BUY
|
- |
9.08K+ 8.82% |
$109K - $115K
|
112K
$1.57M
|
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
8.69KNew |
$105K - $110K
|
8.69K
$122K
|
|
|
Nov 08, 2023
Q3 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
3.96K+ 11.95% |
$47.6K - $50.3K
|
37.1K
$521K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
3.58K+ 15.59% |
$43.1K - $45.5K
|
26.6K
$373K
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
2.86KNew |
$34.3K - $36.3K
|
2.86K
$40.1K
|
|
|
Nov 03, 2023
Q3 2023
|
Schwarz Dygos Wheeler Investment Advisors LLC
Minneapolis, MN |
BUY
|
- |
2.81K+ 4.82% |
$33.8K - $35.8K
|
61.2K
$859K
|
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
1.89K+ 15.89% |
$22.7K - $24K
|
13.8K
$193K
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
1.19K+ 11.37% |
$14.3K - $15.2K
|
11.7K
$164K
|
|
|
Oct 20, 2023
Q3 2023
|
Future Financial Wealth Managment LLC
|
BUY
|
- |
579+ 2.88% |
$6.97K - $7.36K
|
20.7K
$291K
|
|
|
Oct 30, 2023
Q3 2023
|
Klingman & Associates, LLC
|
BUY
|
- |
572+ 2.84% |
$6.88K - $7.27K
|
20.7K
$291K
|
|
|
Nov 15, 2023
Q3 2023
|
Objective Capital Management, LLC
|
BUY
|
- |
440+ 2.74% |
$5.29K - $5.59K
|
16.5K
$232K
|
|
|
Nov 13, 2023
Q3 2023
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
291+ 2.84% |
$3.5K - $3.7K
|
10.5K
$148K
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
262+ 1.91% |
$3.15K - $3.33K
|
14K
$196K
|
|
|
Nov 08, 2023
Q3 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
72+ 0.06% |
$866 - $915
|
119K
$1.67M
|
|
|
Nov 13, 2023
Q3 2023
|
Apriem Advisors
Irvine, CA |
BUY
|
- |
36+ 0.09% |
$433 - $458
|
38K
$534K
|
|
|
Oct 11, 2023
Q3 2023
|
Cwm, LLC
|
BUY
|
- |
29+ 0.76% |
$349 - $369
|
3.85K
$54.1K
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 14, 2023
Q3 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-319- 95.51% |
$3.84K - $4.05K
|
15
$211
|
|
|
Nov 08, 2023
Q3 2023
|
9258 Wealth Management, LLC
|
SELL
|
- |
-506- 1.48% |
$6.09K - $6.43K
|
33.7K
$474K
|
|
|
Nov 08, 2023
Q3 2023
|
Pro Vise Management Group, LLC
Clearwater, FL |
SELL
|
- |
-525- 1.39% |
$6.32K - $6.67K
|
37.4K
$525K
|
|
|
Oct 25, 2023
Q3 2023
|
Shufro Rose & CO LLC
|
SELL
|
- |
-1K- 1.87% |
$12K - $12.7K
|
52.6K
$738K
|
|
|
Oct 30, 2023
Q3 2023
|
Private Management Group Inc
|
SELL
|
- |
-1.25K- 1.9% |
$15K - $15.9K
|
64.6K
$907K
|
|
|
Jan 02, 2024
Q3 2023
|
Anchor Investment Management, LLC
Columbia, SC |
SELL
|
- |
-2.49K- 39.05% |
$30K - $31.7K
|
3.89K
$54.6K
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-2.54K- 4.54% |
$30.6K - $32.3K
|
53.4K
$750K
|
|
|
Nov 09, 2023
Q3 2023
|
Waterfront Wealth Inc.
|
SELL
|
- |
-2.67K- 6.44% |
$32.1K - $33.9K
|
38.8K
$545K
|
|
|
Oct 16, 2023
Q3 2023
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-2.77K- 4.98% |
$33.3K - $35.2K
|
52.8K
$741K
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-2.77K- 1.62% |
$33.4K - $35.3K
|
168K
$2.36M
|
|
|
Nov 14, 2023
Q3 2023
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-3.49K- 21.51% |
$42K - $44.4K
|
12.7K
$179K
|
|
|
Nov 14, 2023
Q3 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-3.59K- 11.98% |
$43.1K - $45.6K
|
26.4K
$370K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-4.77K- 6.88% |
$57.3K - $60.6K
|
64.5K
$906K
|
|
|
Oct 30, 2023
Q3 2023
|
Kades & Cheifetz LLC
Berwyn, PA |
SELL
|
- |
-5.62K- 8.48% |
$67.6K - $71.4K
|
60.7K
$852K
|
|
|
Oct 30, 2023
Q3 2023
|
Melfa Wealth Management, LLC
Westborough, MA |
SELL
|
- |
-6.5K- 9.5% |
$78.2K - $82.6K
|
61.9K
$870K
|
|
|
Nov 13, 2023
Q3 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-7.76K- 23.94% |
$93.4K - $98.7K
|
24.7K
$346K
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-9.43K- 10.38% |
$113K - $120K
|
81.4K
$1.14M
|
|
|
Oct 31, 2023
Q3 2023
|
Byrne Asset Management LLC
|
SELL
|
- |
-11.1K- 3.8% |
$134K - $141K
|
282K
$3.96M
|