Purchases and Sales Made in Q4 2022 in First Trust High Income Long/Short Fund (FSD)
This table provides information about the institutional ownership of First Trust High Income Long/Short Fund (FSD) during Q4 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST HIGH INCOME LONG/SHORT FUND.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 31, 2023
Q4 2022
|
Kennedy Investment Group
West Depford, NJ |
BUY
|
- |
395KNew |
$4.17M - $4.64M
|
395K
$0
|
|
Feb 14, 2023
Q4 2022
|
Bramshill Investments, LLC
Naples, FL |
BUY
|
- |
268K+ 35.45% |
$2.83M - $3.15M
|
1.02M
$0
|
|
Feb 09, 2023
Q4 2022
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
71.4KNew |
$754K - $838K
|
71.4K
$0
|
|
Feb 14, 2023
Q4 2022
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
42.9KNew |
$453K - $503K
|
42.9K
$0
|
|
Feb 14, 2023
Q4 2022
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
40.1K+ 308.34% |
$424K - $471K
|
53.1K
$0
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
32K+ 18.95% |
$338K - $375K
|
201K
$0
|
|
Feb 14, 2023
Q4 2022
|
Weiss Asset Management LP
Boston, MA |
BUY
|
- |
24KNew |
$253K - $282K
|
24K
$0
|
|
Jan 30, 2023
Q4 2022
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
14.7KNew |
$155K - $172K
|
14.7K
$0
|
|
Feb 14, 2023
Q4 2022
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
14.5K+ 9.63% |
$153K - $170K
|
165K
$0
|
|
Feb 08, 2023
Q4 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
13.6K+ 51.55% |
$144K - $160K
|
40.1K
$0
|
|
Feb 13, 2023
Q4 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
13.4K+ 21.49% |
$141K - $157K
|
75.6K
$0
|
|
Feb 09, 2023
Q4 2022
|
Elequin Capital LP
New York, NY |
BUY
|
- |
10.4KNew |
$110K - $122K
|
10.4K
$0
|
|
Jan 24, 2023
Q4 2022
|
Park Avenue Securities LLC
|
BUY
|
- |
10.3KNew |
$108K - $120K
|
10.3K
$0
|
|
Feb 13, 2023
Q4 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
9.36KNew |
$98.8K - $110K
|
9.36K
$0
|
|
Jan 25, 2023
Q4 2022
|
Camelot Portfolios, LLC
|
BUY
|
- |
6.39K+ 5.76% |
$67.5K - $75K
|
117K
$0
|
|
Feb 14, 2023
Q4 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
6.21K+ 12.74% |
$65.6K - $72.9K
|
55K
$0
|
|
Feb 08, 2023
Q4 2022
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
6K+ 2.82% |
$63.4K - $70.4K
|
219K
$0
|
|
Feb 10, 2023
Q4 2022
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
5.84K+ 3.42% |
$61.7K - $68.6K
|
177K
$0
|
|
Feb 13, 2023
Q4 2022
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
5.35K+ 1.16% |
$56.5K - $62.8K
|
468K
$0
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
5.11K+ 5.65% |
$54K - $60K
|
95.6K
$0
|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
4.06K+ 18.63% |
$42.8K - $47.6K
|
25.8K
$0
|
|
Feb 07, 2023
Q4 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
2.58K+ 9.58% |
$27.2K - $30.2K
|
29.5K
$0
|
|
Feb 08, 2023
Q4 2022
|
Fiera Capital Corp
Montreal, A8 |
BUY
|
- |
2.44K+ 5.7% |
$25.8K - $28.6K
|
45.2K
$0
|
|
Feb 14, 2023
Q4 2022
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
2.11K+ 11.36% |
$22.3K - $24.8K
|
20.7K
$0
|
|
Feb 08, 2023
Q4 2022
|
Belpointe Asset Management LLC
|
BUY
|
- |
1.79KNew |
$18.9K - $21K
|
1.79K
$0
|
|
Feb 14, 2023
Q4 2022
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
1.59KNew |
$16.7K - $18.6K
|
1.59K
$0
|
|
Feb 03, 2023
Q4 2022
|
D.A. Davidson & Co.
|
BUY
|
- |
945+ 1.61% |
$9.98K - $11.1K
|
59.7K
$0
|
|
Feb 10, 2023
Q4 2022
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
720New |
$7.6K - $8.45K
|
720
$0
|
|
Feb 15, 2023
Q4 2022
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
217+ 1.79% |
$2.29K - $2.55K
|
12.3K
$0
|
|
Feb 14, 2023
Q4 2022
|
Royal Capital Wealth Management, LLC
Carmel, IN |
BUY
|
- |
207+ 1.04% |
$2.19K - $2.43K
|
20K
$0
|
|
Feb 14, 2023
Q4 2022
|
Ica Group Wealth Management, LLC
Denver, CO |
BUY
|
- |
114New |
$1.2K - $1.34K
|
114
$0
|
|
Feb 07, 2023
Q4 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
102+ 8.36% |
$1.08K - $1.2K
|
1.32K
$0
|
|
Feb 03, 2023
Q4 2022
|
Spire Wealth Management
|
BUY
|
- |
75+ 2.2% |
$792 - $881
|
3.49K
$0
|
|
Jan 13, 2023
Q4 2022
|
Uncommon Cents Investing LLC
|
BUY
|
- |
50+ 0.47% |
$528 - $587
|
10.8K
$0
|
|
Jan 05, 2023
Q4 2022
|
Capital Investment Advisors, LLC
|
BUY
|
- |
14+ 0.06% |
$148 - $164
|
22.7K
$0
|
|
Feb 10, 2023
Q4 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
6New |
$63.4 - $70.4
|
6
$0
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
SELL
|
- |
-380- 0.13% |
$4.01K - $4.46K
|
283K
$0
|
|
Feb 13, 2023
Q4 2022
|
Global Retirement Partners, LLC
|
SELL
|
- |
-461- 7.59% |
$4.87K - $5.41K
|
5.61K
$0
|
|
Feb 01, 2023
Q4 2022
|
Cwm, LLC
|
SELL
|
- |
-667- 87.53% |
$7.04K - $7.83K
|
95
$0
|
|
Feb 21, 2023
Q4 2022
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-921- 4.93% |
$9.73K - $10.8K
|
17.8K
$0
|
|
Feb 13, 2023
Q4 2022
|
Wintrust Investments LLC
Chicago, IL |
SELL
|
- |
-927- 5.62% |
$9.79K - $10.9K
|
15.6K
$0
|
|
Feb 01, 2023
Q4 2022
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-1.67K- 3.41% |
$17.6K - $19.6K
|
47.3K
$0
|
|
Jan 27, 2023
Q4 2022
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-2.8K- 14.36% |
$29.5K - $32.8K
|
16.7K
$0
|
|
Feb 15, 2023
Q4 2022
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-3.04K- 17.43% |
$32.1K - $35.7K
|
14.4K
$0
|
|
Feb 14, 2023
Q4 2022
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-3.69K- 20.73% |
$39K - $43.4K
|
14.1K
$0
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-4.57K- 1.3% |
$48.3K - $53.7K
|
348K
$0
|
|
Feb 09, 2023
Q4 2022
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-5.41K- 22.61% |
$57.1K - $63.5K
|
18.5K
$0
|
|
Feb 14, 2023
Q4 2022
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-5.51K- 3.03% |
$58.2K - $64.7K
|
176K
$0
|
|
Jan 31, 2023
Q4 2022
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-5.8K- 18.85% |
$61.3K - $68.1K
|
25K
$0
|