Purchases and Sales Made in Q4 2023 in First Trust High Income Long/Short Fund (FSD)
This table provides information about the institutional ownership of First Trust High Income Long/Short Fund (FSD) during Q4 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST HIGH INCOME LONG/SHORT FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2024
Q4 2023
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
437KNew |
$4.46M - $5.28M
|
437K
$0
|
|
|
Feb 14, 2024
Q4 2023
|
Pathstone Holdings, LLC
Englewood, NJ |
BUY
|
- |
361KNew |
$3.69M - $4.37M
|
361K
$0
|
|
|
Feb 13, 2024
Q4 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
271K+ 49.2% |
$2.77M - $3.28M
|
823K
$0
|
|
|
Jan 30, 2024
Q4 2023
|
Granite Shares Advisors LLC
|
BUY
|
- |
124KNew |
$1.27M - $1.5M
|
124K
$0
|
|
|
Feb 14, 2024
Q4 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
72.2KNew |
$738K - $873K
|
72.2K
$0
|
|
|
Feb 09, 2024
Q4 2023
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
50.8K+ 49.78% |
$519K - $614K
|
153K
$0
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
47.8K+ 14.4% |
$488K - $578K
|
379K
$0
|
|
|
Jan 25, 2024
Q4 2023
|
Americana Partners, LLC
Houston, TX |
BUY
|
- |
39.1K+ 9.25% |
$399K - $473K
|
462K
$0
|
|
|
Feb 14, 2024
Q4 2023
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
38.3KNew |
$391K - $463K
|
38.3K
$0
|
|
|
Jan 25, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
36.3KNew |
$370K - $439K
|
36.3K
$0
|
|
|
Feb 08, 2024
Q4 2023
|
Matisse Capital
|
BUY
|
- |
33.9KNew |
$346K - $410K
|
33.9K
$0
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
28K+ 12.53% |
$286K - $339K
|
252K
$0
|
|
|
Feb 05, 2024
Q4 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
25.5K+ 119.66% |
$261K - $309K
|
46.8K
$0
|
|
|
Jan 23, 2024
Q4 2023
|
Camelot Portfolios, LLC
|
BUY
|
- |
24.2K+ 37.43% |
$247K - $293K
|
89K
$0
|
|
|
Feb 13, 2024
Q4 2023
|
Yakira Capital Management, Inc.
Westport, CT |
BUY
|
- |
23.9KNew |
$244K - $288K
|
23.9K
$0
|
|
|
Feb 14, 2024
Q4 2023
|
Quarry LP
New York, NY |
BUY
|
- |
21.9KNew |
$223K - $265K
|
21.9K
$0
|
|
|
Feb 14, 2024
Q4 2023
|
Alliancebernstein L.P.
New York, NY |
BUY
|
- |
20KNew |
$204K - $242K
|
20K
$0
|
|
|
Jan 12, 2024
Q4 2023
|
Advisor Resource Council
|
BUY
|
- |
19.8KNew |
$202K - $240K
|
19.8K
$0
|
|
|
Jan 08, 2024
Q4 2023
|
High Net Worth Advisory Group LLC
Naples, FL |
BUY
|
- |
16.2KNew |
$166K - $196K
|
16.2K
$0
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
8.52KNew |
$87K - $103K
|
8.52K
$0
|
|
|
Jan 29, 2024
Q4 2023
|
Kennedy Investment Group
West Depford, NJ |
BUY
|
- |
8.42K+ 1.93% |
$86K - $102K
|
444K
$0
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
7.27K+ 6.21% |
$74.2K - $87.8K
|
124K
$0
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
3.63K+ 7.49% |
$37.1K - $43.9K
|
52.2K
$0
|
|
|
Feb 09, 2024
Q4 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
3.35K+ 5.27% |
$34.2K - $40.4K
|
66.8K
$0
|
|
|
Feb 14, 2024
Q4 2023
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
2.94K+ 15.82% |
$30K - $35.5K
|
21.5K
$0
|
|
|
Feb 13, 2024
Q4 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
2.85K+ 6.26% |
$29.1K - $34.5K
|
48.4K
$0
|
|
|
Feb 12, 2024
Q4 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
1.75K+ 16.43% |
$17.9K - $21.2K
|
12.4K
$0
|
|
|
Feb 12, 2024
Q4 2023
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
1.44K+ 0.37% |
$14.7K - $17.4K
|
388K
$0
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
BUY
|
- |
1.41K+ 0.57% |
$14.4K - $17K
|
249K
$0
|
|
|
Feb 09, 2024
Q4 2023
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
1.32K+ 7.07% |
$13.5K - $16K
|
20K
$0
|
|
|
Jan 24, 2024
Q4 2023
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
1.3K+ 1.82% |
$13.3K - $15.7K
|
72.7K
$0
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1.2K+ 2.24% |
$12.2K - $14.5K
|
54.7K
$0
|
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
1.11K+ 67.6% |
$11.3K - $13.4K
|
2.75K
$0
|
|
|
Feb 12, 2024
Q4 2023
|
Wintrust Investments LLC
Chicago, IL |
BUY
|
- |
1.01K+ 6.44% |
$10.3K - $12.2K
|
16.7K
$0
|
|
|
Jan 10, 2024
Q4 2023
|
Sugarloaf Wealth Management, LLC
|
BUY
|
- |
953New |
$9.73K - $11.5K
|
953
$0
|
|
|
Feb 14, 2024
Q4 2023
|
Comerica Bank
|
BUY
|
- |
759+ 1.83% |
$7.75K - $9.18K
|
42.3K
$0
|
|
|
Jan 18, 2024
Q4 2023
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
708+ 3.95% |
$7.23K - $8.56K
|
18.6K
$0
|
|
|
Feb 14, 2024
Q4 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
643+ 0.17% |
$6.57K - $7.77K
|
377K
$0
|
|
|
Feb 09, 2024
Q4 2023
|
Tidemark, LLC
San Diego, CA |
BUY
|
- |
580New |
$5.92K - $7.01K
|
580
$0
|
|
|
Feb 13, 2024
Q4 2023
|
Hm Payson & CO
Portland, ME |
BUY
|
- |
500New |
$5.11K - $6.05K
|
500
$0
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
306+ 0.86% |
$3.12K - $3.7K
|
35.9K
$0
|
|
|
Jan 29, 2024
Q4 2023
|
Baystate Wealth Management LLC
|
BUY
|
- |
203New |
$2.07K - $2.45K
|
203
$0
|
|
|
Feb 06, 2024
Q4 2023
|
Spire Wealth Management
|
BUY
|
- |
112+ 3.01% |
$1.14K - $1.35K
|
3.83K
$0
|
|
|
Feb 07, 2024
Q4 2023
|
Pinnacle Wealth Planning Services, Inc.
|
BUY
|
- |
51+ 0.4% |
$521 - $617
|
12.7K
$0
|
|
|
Jan 18, 2024
Q4 2023
|
Global Retirement Partners, LLC
|
BUY
|
- |
2+ 3.85% |
$20.4 - $24.2
|
54
$0
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 16, 2024
Q4 2023
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-552- 4.69% |
$5.64K - $6.67K
|
11.2K
$0
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-970- 6.54% |
$9.9K - $11.7K
|
13.9K
$0
|
|
|
Feb 12, 2024
Q4 2023
|
Wedbush Securities Inc
|
SELL
|
- |
-1K- 5.74% |
$10.2K - $12.1K
|
16.4K
$0
|
|
|
Feb 05, 2024
Q4 2023
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-3.4K- 13.27% |
$34.7K - $41.1K
|
22.2K
$0
|