Purchases and Sales Made in Q3 2023 in First Tr ETF Iv LTD Duration I (FSIG)
This table provides information about the institutional ownership of First Tr ETF Iv LTD Duration I (FSIG) during Q3 2023. The information is specifically focused on institutions that hold shares of FIRST TR ETF IV LTD DURATION I.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 16, 2023
Q3 2023
|
Trilogy Capital Inc.
|
BUY
|
- |
185+ 0.46% |
$3.39K - $3.47K
|
40K
$752K
|
|
|
Nov 07, 2023
Q3 2023
|
Security Financial Services, Inc.
|
BUY
|
- |
157+ 0.44% |
$2.88K - $2.94K
|
35.6K
$669K
|
|
|
Oct 13, 2023
Q3 2023
|
Global Retirement Partners, LLC
|
BUY
|
- |
56+ 1.22% |
$1.03K - $1.05K
|
4.66K
$87.7K
|
|
|
Nov 13, 2023
Q3 2023
|
Benjamin Edwards Inc
Clayton, MO |
SELL
|
- |
-3- 1.51% |
$55 - $56.3
|
196
$3.69K
|
|
|
Nov 09, 2023
Q3 2023
|
Concorde Asset Management, LLC
|
SELL
|
- |
-177- 1.32% |
$3.25K - $3.32K
|
13.2K
$249K
|
|
|
Oct 19, 2023
Q3 2023
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-196- 1.46% |
$3.59K - $3.68K
|
13.2K
$249K
|
|
|
Oct 24, 2023
Q3 2023
|
Arlington Capital Management, Inc.
Arlington Heights, IL |
SELL
|
- |
-242- 1.0% |
$4.44K - $4.54K
|
23.9K
$450K
|
|
|
Oct 17, 2023
Q3 2023
|
Davenport & CO LLC
|
SELL
|
- |
-328- 0.31% |
$6.02K - $6.15K
|
106K
$2M
|
|
|
Dec 04, 2023
Q3 2023
|
Tucker Asset Management LLC
Littleton, CO |
SELL
|
- |
-485- 18.93% |
$8.89K - $9.09K
|
2.08K
$39.1K
|
|
|
Dec 06, 2023
Q3 2023
|
Raleigh Capital Management Inc.
Cary, NC |
SELL
|
- |
-720- 8.73% |
$13.2K - $13.5K
|
7.53K
$142K
|
|
|
Nov 07, 2023
Q3 2023
|
True Wealth Advisors, LLC
|
SELL
|
- |
-882- 6.66% |
$16.2K - $16.5K
|
12.4K
$233K
|
|
|
Nov 08, 2023
Q3 2023
|
Archer Investment Corp
|
SELL
|
- |
-975- 0.86% |
$17.9K - $18.3K
|
112K
$2.11M
|
|
|
Oct 19, 2023
Q3 2023
|
Pcg Wealth Advisors, LLC
|
SELL
|
- |
-1.09K- 1.82% |
$20K - $20.4K
|
58.8K
$1.11M
|
|
|
Nov 08, 2023
Q3 2023
|
Herold Advisors, Inc.
|
SELL
|
- |
-1.35K- 11.25% |
$24.7K - $25.3K
|
10.6K
$200K
|
|
|
Oct 23, 2023
Q3 2023
|
Clear Creek Financial Management, LLC
|
SELL
|
- |
-1.6K- 5.86% |
$29.3K - $30K
|
25.7K
$483K
|
|
|
Oct 13, 2023
Q3 2023
|
One Ascent Wealth Management LLC
Birmingham, AL |
SELL
|
- |
-1.82K- 1.72% |
$33.3K - $34.1K
|
104K
$1.95M
|
|
|
Oct 17, 2023
Q3 2023
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-1.99K- 14.15% |
$36.6K - $37.4K
|
12.1K
$228K
|
|
|
Nov 08, 2023
Q3 2023
|
Platform Technology Partners
|
SELL
|
- |
-2.22K- 12.51% |
$40.8K - $41.7K
|
15.5K
$293K
|
|
|
Oct 31, 2023
Q3 2023
|
Sterling Manor Financial, LLC
|
SELL
|
- |
-2.36K- 1.24% |
$43.2K - $44.2K
|
188K
$3.54M
|
|
|
Nov 15, 2023
Q3 2023
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-2.84K- 7.45% |
$52.1K - $53.3K
|
35.3K
$664K
|
|
|
Oct 24, 2023
Q3 2023
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-3.04K- 8.74% |
$55.8K - $57K
|
31.7K
$597K
|
|
|
Oct 17, 2023
Q3 2023
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
SELL
|
- |
-3.41K- 47.22% |
$62.5K - $63.9K
|
3.81K
$71.7K
|
|
|
Nov 07, 2023
Q3 2023
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-3.45K- 3.53% |
$63.2K - $64.6K
|
94.3K
$1.77M
|
|
|
Nov 15, 2023
Q3 2023
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-3.51K- 13.72% |
$64.4K - $65.8K
|
22.1K
$416K
|
|
|
Oct 18, 2023
Q3 2023
|
Private Trust CO Na
|
SELL
|
- |
-4.92K- 11.1% |
$90.2K - $92.3K
|
39.4K
$742K
|
|
|
Nov 07, 2023
Q3 2023
|
Darwin Advisors, LLC
|
SELL
|
- |
-8.48K- 13.04% |
$155K - $159K
|
56.5K
$1.06M
|
|
|
Nov 07, 2023
Q3 2023
|
Atria Investments LLC
Charlotte, NC |
SELL
|
- |
-12.2K- 7.26% |
$223K - $228K
|
156K
$2.93M
|
|
|
Nov 01, 2023
Q3 2023
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-13.4K- 21.65% |
$245K - $251K
|
48.3K
$910K
|
|
|
Nov 07, 2023
Q3 2023
|
Insight Advisors, LLC
Newtown, PA |
SELL
|
- |
-14.9K- 10.24% |
$273K - $279K
|
131K
$2.46M
|
|
|
Nov 14, 2023
Q3 2023
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-15.2K- 51.08% |
$279K - $285K
|
14.5K
$274K
|
|
|
Nov 14, 2023
Q3 2023
|
Truist Financial Corp
|
SELL
|
- |
-16.6K- 14.82% |
$304K - $310K
|
95.2K
$1.79M
|
|
|
Nov 14, 2023
Q3 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
SELL
|
- |
-18.7K- 71.64% |
$344K - $351K
|
7.41K
$140K
|
|
|
Nov 06, 2023
Q3 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-22.1K- 13.43% |
$405K - $414K
|
142K
$2.68M
|
|
|
Oct 19, 2023
Q3 2023
|
Walkner Condon Financial Advisors LLC
|
SELL
|
- |
-26.9K- 37.51% |
$493K - $504K
|
44.8K
$843K
|
|
|
Nov 13, 2023
Q3 2023
|
Continuum Advisory, LLC
Eagle, ID |
SELL
|
- |
-27K- 59.64% |
$495K - $506K
|
18.3K
$343K
|
|
|
Nov 08, 2023
Q3 2023
|
Spire Wealth Management
|
SELL
|
- |
-41.7K- 34.46% |
$764K - $781K
|
79.2K
$1.49M
|
|
|
Nov 13, 2023
Q3 2023
|
Visionary Wealth Advisors
O'fallon, IL |
SELL
|
- |
-43.7K- 13.07% |
$801K - $819K
|
290K
$5.47M
|
|
|
Jan 12, 2024
Q3 2023
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-47.7K- 41.63% |
$876K - $895K
|
67K
$1.26M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-81.1K- 16.19% |
$1.49M - $1.52M
|
420K
$7.9M
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-104K- 13.1% |
$1.91M - $1.96M
|
692K
$13M
|
|
|
Nov 14, 2023
Q3 2023
|
Stephens Inc
|
SELL
|
- |
-223K- 15.45% |
$4.09M - $4.18M
|
1.22M
$23M
|
|
|
Nov 02, 2023
Q3 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-228K- 79.67% |
$4.17M - $4.27M
|
58.1K
$1.09M
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-339K- 24.07% |
$6.21M - $6.35M
|
1.07M
$20.1M
|
|
|
Nov 13, 2023
Q3 2023
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-532K- 16.26% |
$9.76M - $9.98M
|
2.74M
$51.6M
|
|
|
Oct 16, 2023
Q3 2023
|
Beacon Financial Group
|
SELL
|
- |
-547K- 95.6% |
$10M - $10.3M
|
25.2K
$474K
|
|
|
Nov 14, 2023
Q3 2023
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-723K- 87.64% |
$13.3M - $13.6M
|
102K
$1.92M
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-970K- 72.88% |
$17.8M - $18.2M
|
361K
$6.79M
|