Purchases and Sales Made in Q4 2023 in First Trust Switzerland Alphad (FSZ)
This table provides information about the institutional ownership of First Trust Switzerland Alphad (FSZ) during Q4 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST SWITZERLAND ALPHAD.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 24, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
32.8KNew |
$1.79M - $2.13M
|
32.8K
$2.17M
|
|
|
Feb 02, 2024
Q4 2023
|
Syon Capital LLC
San Francisco, CA |
BUY
|
- |
30.4KNew |
$1.66M - $1.98M
|
30.4K
$2.01M
|
|
|
Feb 12, 2024
Q4 2023
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
BUY
|
- |
9.54K+ 169.92% |
$522K - $620K
|
15.1K
$1M
|
|
|
Feb 13, 2024
Q4 2023
|
Pgim Custom Harvest LLC
Newark, NJ |
BUY
|
- |
9.51KNew |
$520K - $618K
|
9.51K
$629K
|
|
|
Feb 13, 2024
Q4 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
8.56KNew |
$468K - $557K
|
8.56K
$566K
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
4.77K+ 4.32% |
$261K - $310K
|
115K
$7.63M
|
|
|
Feb 14, 2024
Q4 2023
|
Old Mission Capital LLC
|
BUY
|
- |
4.07KNew |
$223K - $265K
|
4.07K
$270K
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
2.39K+ 6.2% |
$131K - $156K
|
41K
$2.72M
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
833New |
$45.6K - $54.2K
|
833
$55.1K
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
BUY
|
- |
203+ 162.4% |
$11.1K - $13.2K
|
328
$21.7K
|
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
76+ 190.0% |
$4.16K - $4.94K
|
116
$7.68K
|
|
|
Dec 26, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
1+ 0.87% |
$54.7 - $65.1
|
116
$7.68K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 12, 2024
Q4 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-16- 0.14% |
$875 - $1.04K
|
11.1K
$736K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-40- 0.75% |
$2.19K - $2.6K
|
5.29K
$350K
|
|
|
Jun 03, 2024
Q4 2023
|
Vontobel Holding Ltd.
|
SELL
|
- |
-47- 0.04% |
$2.57K - $3.06K
|
112K
$7.41M
|
|
|
Jan 29, 2024
Q4 2023
|
Vontobel Holding Ltd.
|
SELL
|
- |
-47- 0.04% |
$2.57K - $3.06K
|
112K
$7.41M
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-129- 2.12% |
$7.06K - $8.39K
|
5.95K
$393K
|
|
|
Feb 14, 2024
Q4 2023
|
Comerica Bank
|
SELL
|
- |
-231- 75.24% |
$12.6K - $15K
|
76
$5.03K
|
|
|
Feb 09, 2024
Q4 2023
|
Cottonwood Capital Advisors, LLC
|
SELL
|
- |
-863- 4.38% |
$47.2K - $56.1K
|
18.8K
$1.25M
|
|
|
Feb 06, 2024
Q4 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-4.94K- 12.8% |
$270K - $321K
|
33.6K
$2.23M
|
|
|
Feb 14, 2024
Q4 2023
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-23.1K- 41.26% |
$1.26M - $1.5M
|
32.8K
$2.17M
|
|
|
Jan 12, 2024
Q4 2023
|
Cyndeo Wealth Partners, LLC
St. Petersburg, FL |
SELL
|
- |
-33.8K- 80.1% |
$1.85M - $2.2M
|
8.39K
$555K
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-71.6K- 38.33% |
$3.92M - $4.66M
|
115K
$7.63M
|
|
|
Feb 13, 2024
Q4 2023
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-148K- 19.19% |
$8.09M - $9.63M
|
623K
$41.3M
|