Purchases and Sales Made in Q4 2021 in Franklin Universal Trust (FT)
This table provides information about the institutional ownership of Franklin Universal Trust (FT) during Q4 2021. The information is specifically focused on institutions that hold shares of FRANKLIN UNIVERSAL TRUST.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
131KNew |
$1.06M - $1.13M
|
131K
$999K
|
|
|
Feb 07, 2022
Q4 2021
|
Shaker Financial Services, LLC
|
BUY
|
- |
34.3K+ 14.85% |
$277K - $296K
|
265K
$2.03M
|
|
|
Feb 14, 2022
Q4 2021
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
20.1K+ 23.64% |
$162K - $173K
|
105K
$802K
|
|
|
Feb 14, 2022
Q4 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
14K+ 4.06% |
$113K - $121K
|
359K
$2.75M
|
|
|
Feb 17, 2022
Q4 2021
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
13.9KNew |
$113K - $120K
|
13.9K
$106K
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
10.3K+ 14.66% |
$83.8K - $89.3K
|
80.9K
$619K
|
|
|
Jan 21, 2022
Q4 2021
|
Foundations Investment Advisors, LLC
|
BUY
|
- |
8.8K+ 33.71% |
$71.3K - $76K
|
34.9K
$267K
|
|
|
Jan 27, 2022
Q4 2021
|
Uncommon Cents Investing LLC
|
BUY
|
- |
4.33K+ 4.28% |
$35.1K - $37.4K
|
106K
$808K
|
|
|
Feb 10, 2022
Q4 2021
|
Shore Point Advisors, LLC
|
BUY
|
- |
4.31KNew |
$34.9K - $37.2K
|
4.31K
$32.9K
|
|
|
Feb 14, 2022
Q4 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
2.39K+ 23.24% |
$19.3K - $20.6K
|
12.7K
$96.8K
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
1.68K+ 2.36% |
$13.6K - $14.5K
|
73K
$559K
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
1.05K+ 8.14% |
$8.5K - $9.05K
|
13.9K
$107K
|
|
|
Jan 14, 2022
Q4 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
238+ 0.05% |
$1.93K - $2.05K
|
462K
$3.54M
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
120+ 0.69% |
$972 - $1.04K
|
17.5K
$134K
|
|
|
Feb 09, 2022
Q4 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
31+ 0.13% |
$251 - $268
|
24.3K
$186K
|
|
|
Jan 28, 2022
Q4 2021
|
Moloney Securities Asset Management, LLC
|
BUY
|
- |
11+ 0.0% |
$89.1 - $94.9
|
291K
$2.22M
|
|
|
Feb 03, 2022
Q4 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-246Closed |
$1.99K - $2.12K
|
0
$0
|
|
|
Jan 18, 2022
Q4 2021
|
Enterprise Trust & Investment CO
|
SELL
|
- |
-1KClosed |
$8.1K - $8.63K
|
0
$0
|
|
|
Feb 03, 2022
Q4 2021
|
Anfield Capital Management, LLC
Newport Beach, CA |
SELL
|
- |
-1.17K- 9.34% |
$9.51K - $10.1K
|
11.4K
$87.1K
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-1.52K- 6.92% |
$12.3K - $13.1K
|
20.4K
$156K
|
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
SELL
|
- |
-2.12KClosed |
$17.2K - $18.3K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-2.18K- 11.8% |
$17.6K - $18.8K
|
16.3K
$124K
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-3.48KClosed |
$28.2K - $30K
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-8.46K- 18.5% |
$68.5K - $73K
|
37.2K
$285K
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-11.8K- 3.94% |
$95.2K - $101K
|
287K
$2.19M
|
|
|
Jan 27, 2022
Q4 2021
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-12.9KClosed |
$104K - $111K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Clough Capital Partners L P
Boston, MA |
SELL
|
- |
-16.9K- 44.73% |
$137K - $146K
|
20.9K
$160K
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-17K- 3.04% |
$137K - $146K
|
541K
$4.14M
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
SELL
|
- |
-28.5K- 4.72% |
$231K - $246K
|
576K
$4.41M
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-29.5K- 37.36% |
$239K - $255K
|
49.5K
$379K
|
|
|
Feb 15, 2022
Q4 2021
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-112K- 74.7% |
$906K - $965K
|
37.9K
$290K
|
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-207KClosed |
$1.67M - $1.78M
|
0
$0
|
|
|
Jan 21, 2022
Q4 2021
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-227K- 84.44% |
$1.84M - $1.96M
|
41.9K
$320K
|