Purchases and Sales Made in Q1 2023 in First Tr Enhanced Traded Fd Iv (FTSM)
This table provides information about the institutional ownership of First Tr Enhanced Traded Fd Iv (FTSM) during Q1 2023. The information is specifically focused on institutions that hold shares of FIRST TR ENHANCED TRADED FD IV.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 11, 2023
Q1 2023
|
Tucker Asset Management LLC
Littleton, CO |
BUY
|
- |
1.49M+ 75511.23% |
$88.3M - $88.7M
|
1.49M
$89.2M
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.17M+ 61.9% |
$69.5M - $69.8M
|
3.06M
$183M
|
|
|
May 12, 2023
Q1 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
862K+ 154.33% |
$51.2M - $51.5M
|
1.42M
$85.2M
|
|
|
May 19, 2023
Q1 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
BUY
|
- |
637K+ 182.01% |
$37.8M - $38M
|
986K
$59.1M
|
|
|
May 10, 2023
Q1 2023
|
Coppell Advisory Solutions Corp.
Coppell, TX |
BUY
|
- |
637K+ 182.01% |
$37.8M - $38M
|
986K
$59.1M
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
609K+ 3.65% |
$36.2M - $36.3M
|
17.3M
$1.04B
|
|
|
Apr 21, 2023
Q1 2023
|
Monument Capital Management
|
BUY
|
- |
394KNew |
$23.4M - $23.5M
|
394K
$23.6M
|
|
|
May 11, 2023
Q1 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
378K+ 24.17% |
$22.5M - $22.6M
|
1.94M
$116M
|
|
|
May 12, 2023
Q1 2023
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
341K+ 55.97% |
$20.2M - $20.3M
|
949K
$56.9M
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
273K+ 3.06% |
$16.2M - $16.3M
|
9.21M
$552M
|
|
|
Apr 21, 2023
Q1 2023
|
Cassia Capital Partners, LLC
Winston Salem, NC |
BUY
|
- |
261K+ 1318.86% |
$15.5M - $15.6M
|
281K
$16.8M
|
|
|
May 12, 2023
Q1 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
257K+ 27.48% |
$15.3M - $15.3M
|
1.19M
$71.5M
|
|
|
Apr 25, 2023
Q1 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
242K+ 101.53% |
$14.4M - $14.4M
|
480K
$28.8M
|
|
|
May 11, 2023
Q1 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
222K+ 20.01% |
$13.2M - $13.2M
|
1.33M
$79.7M
|
|
|
May 10, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
219K+ 67.86% |
$13M - $13.1M
|
542K
$32.5M
|
|
|
May 11, 2023
Q1 2023
|
Stone X Group Inc.
|
BUY
|
- |
218KNew |
$12.9M - $13M
|
218K
$13M
|
|
|
Aug 14, 2023
Q1 2023
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
BUY
|
- |
201K+ 75.16% |
$11.9M - $12M
|
468K
$28M
|
|
|
May 08, 2023
Q1 2023
|
Triumph Capital Management
|
BUY
|
- |
179K+ 176.89% |
$10.6M - $10.7M
|
280K
$16.8M
|
|
|
May 15, 2023
Q1 2023
|
Harvest Investment Services, LLC
|
BUY
|
- |
174K+ 283.94% |
$10.3M - $10.4M
|
235K
$14.1M
|
|
|
May 10, 2023
Q1 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
167K+ 109.49% |
$9.9M - $9.95M
|
319K
$19.1M
|
|
|
May 11, 2023
Q1 2023
|
Townsquare Capital LLC
|
BUY
|
- |
166K+ 1640.3% |
$9.85M - $9.9M
|
176K
$10.5M
|
|
|
May 15, 2023
Q1 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
157K+ 32.54% |
$9.32M - $9.36M
|
639K
$38.3M
|
|
|
May 15, 2023
Q1 2023
|
Pine Valley Investments LTD Liability CO
Marlton, NJ |
BUY
|
- |
146KNew |
$8.68M - $8.72M
|
146K
$8.76M
|
|
|
May 10, 2023
Q1 2023
|
Nilsine Partners, LLC
Greenwood Village, CO |
BUY
|
- |
144KNew |
$8.56M - $8.6M
|
144K
$8.63M
|
|
|
May 01, 2023
Q1 2023
|
Csenge Advisory Group
|
BUY
|
- |
124K+ 15.92% |
$7.4M - $7.43M
|
906K
$54.3M
|
|
|
May 15, 2023
Q1 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
122K+ 47.24% |
$7.25M - $7.28M
|
380K
$22.8M
|
|
|
Apr 14, 2023
Q1 2023
|
Ae Wealth Management LLC
|
BUY
|
- |
114K+ 25.84% |
$6.75M - $6.78M
|
553K
$33.2M
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
BUY
|
- |
110K+ 2.0% |
$6.52M - $6.55M
|
5.6M
$336M
|
|
|
May 12, 2023
Q1 2023
|
Prospera Financial Services Inc
|
BUY
|
- |
106K+ 8.08% |
$6.28M - $6.31M
|
1.41M
$84.7M
|
|
|
May 11, 2023
Q1 2023
|
Executive Wealth Management, LLC
|
BUY
|
- |
102KNew |
$6.09M - $6.11M
|
102K
$6.14M
|
|
|
May 10, 2023
Q1 2023
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
100K+ 26.34% |
$5.95M - $5.98M
|
480K
$28.8M
|
|
|
May 09, 2023
Q1 2023
|
1776 Wealth LLC
|
BUY
|
- |
96.6K+ 40.22% |
$5.74M - $5.76M
|
337K
$20.2M
|
|
|
May 12, 2023
Q1 2023
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
BUY
|
- |
96K+ 19.53% |
$5.71M - $5.73M
|
588K
$35.2M
|
|
|
May 15, 2023
Q1 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
95.4K+ 50.62% |
$5.67M - $5.7M
|
284K
$17M
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
93.3K+ 3.3% |
$5.55M - $5.57M
|
2.92M
$175M
|
|
|
May 11, 2023
Q1 2023
|
Balboa Wealth Partners
Newport Beach, CA |
BUY
|
- |
80.7K+ 190.25% |
$4.79M - $4.82M
|
123K
$7.38M
|
|
|
May 12, 2023
Q1 2023
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
80.6K+ 34.61% |
$4.79M - $4.81M
|
314K
$18.8M
|
|
|
Jul 22, 2024
Q1 2023
|
Focus Financial Network, Inc.
Minneapolis, MN |
BUY
|
- |
66.7KNew |
$3.96M - $3.98M
|
66.7K
$4M
|
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
64.2K+ 57.95% |
$3.81M - $3.83M
|
175K
$10.5M
|
|
|
May 08, 2023
Q1 2023
|
Mgo One Seven LLC
Beachwood, OH |
BUY
|
- |
61.9K+ 85.47% |
$3.68M - $3.69M
|
134K
$8.05M
|
|
|
May 02, 2023
Q1 2023
|
Td Capital Management LLC
Memphis, TN |
BUY
|
- |
60.6K+ 32.64% |
$3.6M - $3.62M
|
246K
$14.8M
|
|
|
Apr 13, 2023
Q1 2023
|
Edge Rock Capital LLC
|
BUY
|
- |
59.1K+ 28.27% |
$3.51M - $3.53M
|
268K
$16.1M
|
|
|
May 26, 2023
Q1 2023
|
Fortis Group Advisors, LLC
Westwood, NJ |
BUY
|
- |
57KNew |
$3.39M - $3.4M
|
57K
$3.41M
|
|
|
May 12, 2023
Q1 2023
|
Hrt Financial LP
New York, NY |
BUY
|
- |
56.8KNew |
$3.38M - $3.39M
|
56.8K
$3.41M
|
|
|
May 15, 2023
Q1 2023
|
Pinnacle Family Advisors, LLC
Springfield, MO |
BUY
|
- |
56.2K+ 588.56% |
$3.34M - $3.36M
|
65.8K
$3.95M
|
|
|
Apr 19, 2023
Q1 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
55.4KNew |
$3.3M - $3.31M
|
55.4K
$3.32M
|
|
|
May 15, 2023
Q1 2023
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
54.3K+ 6.45% |
$3.23M - $3.24M
|
897K
$53.8M
|
|
|
Apr 27, 2023
Q1 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
53K+ 5861.66% |
$3.15M - $3.17M
|
54K
$3.24M
|
|
|
Apr 24, 2023
Q1 2023
|
Merit Financial Group, LLC
|
BUY
|
- |
50KNew |
$2.97M - $2.98M
|
50K
$3M
|
|
|
Apr 19, 2023
Q1 2023
|
Tkg Advisors, LLC
|
BUY
|
- |
49.2K+ 42.35% |
$2.93M - $2.94M
|
165K
$9.92M
|