Purchases and Sales Made in Q3 2021 in First Tr ETF Iii Enhanced Shor (FUMB)
This table provides information about the institutional ownership of First Tr ETF Iii Enhanced Shor (FUMB) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TR ETF III ENHANCED SHOR.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
500KNew |
$10.1M - $10.1M
|
500K
$10.1M
|
|
|
Nov 12, 2021
Q3 2021
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
78.7KNew |
$1.59M - $1.59M
|
78.7K
$1.58M
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
76.8K+ 17.03% |
$1.55M - $1.55M
|
528K
$10.6M
|
|
|
Feb 05, 2024
Q3 2021
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
72.4K+ 523.28% |
$1.46M - $1.46M
|
86.2K
$1.73M
|
|
|
Nov 03, 2021
Q3 2021
|
Spectrum Management Group, LLC
|
BUY
|
- |
61.7KNew |
$1.24M - $1.25M
|
61.7K
$1.24M
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
56.1K+ 10.72% |
$1.13M - $1.13M
|
579K
$11.6M
|
|
|
Nov 15, 2021
Q3 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
54.6K+ 228.22% |
$1.1M - $1.1M
|
78.5K
$1.58M
|
|
|
Oct 27, 2021
Q3 2021
|
Hedeker Wealth, LLC
|
BUY
|
- |
39.6KNew |
$799K - $801K
|
39.6K
$797K
|
|
|
Nov 16, 2021
Q3 2021
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
34.1K+ 235.85% |
$687K - $689K
|
48.5K
$976K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
32K+ 9.0% |
$646K - $647K
|
388K
$7.8M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
26.7K+ 17.74% |
$539K - $540K
|
177K
$3.57M
|
|
|
Dec 03, 2021
Q3 2021
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
25.8KNew |
$519K - $520K
|
25.8K
$518K
|
|
|
Nov 03, 2021
Q3 2021
|
Kovack Advisors, Inc.
|
BUY
|
- |
25K+ 35.71% |
$504K - $505K
|
95K
$1.91M
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
18.9K+ 18.27% |
$381K - $382K
|
122K
$2.46M
|
|
|
Nov 12, 2021
Q3 2021
|
Perennial Investment Advisors, LLC
Los Angeles, CA |
BUY
|
- |
16.6KNew |
$335K - $335K
|
16.6K
$334K
|
|
|
Nov 02, 2021
Q3 2021
|
Bay Colony Advisory Group, Inc D
|
BUY
|
- |
15.7KNew |
$317K - $317K
|
15.7K
$316K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
12.7K+ 19.67% |
$256K - $257K
|
77.3K
$1.55M
|
|
|
Nov 05, 2021
Q3 2021
|
Lincoln National Corp
|
BUY
|
- |
11.9KNew |
$240K - $241K
|
11.9K
$240K
|
|
|
Nov 12, 2021
Q3 2021
|
Quaker Wealth Management, LLC
|
BUY
|
- |
10.8KNew |
$217K - $217K
|
10.8K
$216K
|
|
|
Oct 28, 2021
Q3 2021
|
Morris Retirement Advisors, LLC
Parsippany, NJ |
BUY
|
- |
10.3KNew |
$208K - $208K
|
10.3K
$207K
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
9.54K+ 15.98% |
$192K - $193K
|
69.3K
$1.39M
|
|
|
Nov 04, 2021
Q3 2021
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
6.19K+ 27.19% |
$125K - $125K
|
29K
$582K
|
|
|
Oct 25, 2021
Q3 2021
|
Atlas Private Wealth Management
|
BUY
|
- |
2.24K+ 0.71% |
$45.2K - $45.3K
|
318K
$6.4M
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
772New |
$15.6K - $15.6K
|
772
$15.5K
|
|
|
Nov 15, 2021
Q3 2021
|
Jacobi Capital Management LLC
|
BUY
|
- |
761+ 3.72% |
$15.3K - $15.4K
|
21.2K
$426K
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
744+ 22.71% |
$15K - $15K
|
4.02K
$80.8K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
405+ 0.36% |
$8.16K - $8.18K
|
112K
$2.24M
|
|
|
Oct 29, 2021
Q3 2021
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
68+ 0.2% |
$1.37K - $1.37K
|
33.9K
$681K
|
|
|
Nov 12, 2021
Q3 2021
|
Vectors Research Management, LLC
New York, NY |
BUY
|
- |
39+ 1.07% |
$786 - $788
|
3.67K
$73.8K
|
|
|
Nov 15, 2021
Q3 2021
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
26+ 0.06% |
$524 - $525
|
42K
$844K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 24, 2021
Q3 2021
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
-587- 40.43% |
$11.8K - $11.9K
|
865
$17.4K
|
|
|
Nov 12, 2021
Q3 2021
|
Kowal Investment Group, LLC
Waukesha, WI |
SELL
|
- |
-982- 5.65% |
$19.8K - $19.8K
|
16.4K
$330K
|
|
|
Nov 01, 2021
Q3 2021
|
Barber Financial Group, Inc.
|
SELL
|
- |
-1.1K- 4.84% |
$22.1K - $22.1K
|
21.5K
$433K
|
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-1.25K- 1.49% |
$25.1K - $25.2K
|
82.6K
$1.66M
|
|
|
Nov 02, 2021
Q3 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-2.49K- 27.76% |
$50.2K - $50.3K
|
6.48K
$130K
|
|
|
Nov 12, 2021
Q3 2021
|
Strategic Blueprint, LLC
Atlanta, GA |
SELL
|
- |
-2.5KClosed |
$50.4K - $50.5K
|
0
$0
|
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Advisors, LLC
|
SELL
|
- |
-5.17K- 23.07% |
$104K - $104K
|
17.2K
$347K
|
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-5.8K- 9.44% |
$117K - $117K
|
55.7K
$1.12M
|
|
|
Nov 09, 2021
Q3 2021
|
Truadvice, LLC
Sarasota, FL |
SELL
|
- |
-10.8KClosed |
$218K - $218K
|
0
$0
|
|
|
Nov 01, 2021
Q3 2021
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-11.8K- 52.97% |
$237K - $238K
|
10.5K
$210K
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
SELL
|
- |
-27.4K- 24.56% |
$553K - $554K
|
84.2K
$1.69M
|
|
|
Nov 04, 2021
Q3 2021
|
Walkner Condon Financial Advisors LLC
|
SELL
|
- |
-31.5KClosed |
$634K - $635K
|
0
$0
|
|
|
Nov 03, 2021
Q3 2021
|
Lex Aurum Advisors, LLC
|
SELL
|
- |
-35.4KClosed |
$714K - $715K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-111K- 16.1% |
$2.23M - $2.24M
|
577K
$11.6M
|