Purchases and Sales Made in Q3 2023 in First Tr ETF Iii Enhanced Shor (FUMB)
This table provides information about the institutional ownership of First Tr ETF Iii Enhanced Shor (FUMB) during Q3 2023. The information is specifically focused on institutions that hold shares of FIRST TR ETF III ENHANCED SHOR.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 13, 2023
Q3 2023
|
Global Retirement Partners, LLC
|
SELL
|
- |
-5.06K- 62.47% |
$101K - $101K
|
3.04K
$61.1K
|
|
|
Nov 13, 2023
Q3 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-5.43K- 32.94% |
$108K - $109K
|
11K
$222K
|
|
|
Nov 06, 2023
Q3 2023
|
Eldridge Investment Advisors, Inc.
Manchester, NH |
SELL
|
- |
-5.65K- 4.56% |
$112K - $113K
|
118K
$2.38M
|
|
|
Nov 08, 2023
Q3 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-6.23K- 10.85% |
$124K - $125K
|
51.2K
$1.03M
|
|
|
Nov 30, 2023
Q3 2023
|
Pfs Partners, LLC
Mine Hill, NJ |
SELL
|
- |
-6.36K- 81.1% |
$127K - $127K
|
1.48K
$29.8K
|
|
|
Nov 13, 2023
Q3 2023
|
Visionary Wealth Advisors
O'fallon, IL |
SELL
|
- |
-6.7K- 11.18% |
$133K - $134K
|
53.2K
$1.07M
|
|
|
Nov 06, 2023
Q3 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-7.17K- 14.98% |
$143K - $143K
|
40.7K
$818K
|
|
|
Nov 07, 2023
Q3 2023
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-9.63K- 28.27% |
$192K - $193K
|
24.4K
$491K
|
|
|
Nov 14, 2023
Q3 2023
|
Naviter Wealth, LLC
|
SELL
|
- |
-10.6K- 12.25% |
$212K - $213K
|
76.2K
$1.53M
|
|
|
Nov 14, 2023
Q3 2023
|
Titleist Asset Management, LLC
San Antonio, TX |
SELL
|
- |
-13.5K- 37.91% |
$268K - $270K
|
22.1K
$444K
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-16.1K- 10.44% |
$321K - $323K
|
138K
$2.78M
|
|
|
Oct 30, 2023
Q3 2023
|
Mcdonald Partners LLC
|
SELL
|
- |
-20.9K- 29.9% |
$416K - $418K
|
49K
$985K
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-21.2K- 8.71% |
$422K - $424K
|
222K
$4.46M
|
|
|
Apr 19, 2024
Q3 2023
|
Ashton Thomas Private Wealth, LLC
Scottsdale, AZ |
SELL
|
- |
-30K- 29.15% |
$598K - $601K
|
73K
$1.47M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-32.9K- 6.34% |
$655K - $658K
|
486K
$9.77M
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-34.3K- 3.56% |
$683K - $686K
|
928K
$18.7M
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-36.9K- 55.07% |
$736K - $739K
|
30.1K
$606K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-37.7K- 42.88% |
$750K - $753K
|
50.2K
$1.01M
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-75.4K- 5.9% |
$1.5M - $1.51M
|
1.2M
$24.2M
|
|
|
Nov 14, 2023
Q3 2023
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-81K- 7.13% |
$1.61M - $1.62M
|
1.05M
$21.2M
|
|
|
Nov 13, 2023
Q3 2023
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-85.9K- 71.4% |
$1.71M - $1.72M
|
34.4K
$691K
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-109K- 30.18% |
$2.16M - $2.17M
|
251K
$5.05M
|
|
|
Nov 14, 2023
Q3 2023
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-557K- 92.63% |
$11.1M - $11.1M
|
44.3K
$891K
|