Purchases and Sales Made in Q3 2022 in First Trust Dorsey Wright Focu (FV)
This table provides information about the institutional ownership of First Trust Dorsey Wright Focu (FV) during Q3 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST DORSEY WRIGHT FOCU.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Oct 27, 2022
Q3 2022
|
Prospera Financial Services Inc
|
BUY
|
- |
542K+ 37.16% |
$21.7M - $26.2M
|
2M
$121M
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
222K+ 7.37% |
$8.85M - $10.7M
|
3.23M
$196M
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
BUY
|
- |
155K+ 10.74% |
$6.2M - $7.51M
|
1.6M
$97.1M
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
147K+ 16.42% |
$5.86M - $7.1M
|
1.04M
$63.1M
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
141K+ 10.91% |
$5.62M - $6.81M
|
1.43M
$86.7M
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
136K+ 5.87% |
$5.42M - $6.56M
|
2.45M
$148M
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
114K+ 9.11% |
$4.57M - $5.53M
|
1.37M
$83M
|
|
Nov 10, 2022
Q3 2022
|
Fusion Capital, LLC
|
BUY
|
- |
105KNew |
$4.19M - $5.07M
|
105K
$6.36M
|
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
79.1K+ 42.79% |
$3.16M - $3.83M
|
264K
$16M
|
|
Nov 14, 2022
Q3 2022
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
78K+ 115.92% |
$3.11M - $3.77M
|
145K
$8.8M
|
|
Mar 17, 2023
Q3 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
74.7KNew |
$2.98M - $3.61M
|
74.7K
$4.53M
|
|
Nov 10, 2022
Q3 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
55.4K+ 13.24% |
$2.21M - $2.68M
|
474K
$28.7M
|
|
Nov 14, 2022
Q3 2022
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
46.5KNew |
$1.86M - $2.25M
|
46.5K
$2.82M
|
|
Oct 28, 2022
Q3 2022
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
44.8K+ 156.73% |
$1.79M - $2.17M
|
73.3K
$4.44M
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
39.9K+ 1.49% |
$1.59M - $1.93M
|
2.72M
$165M
|
|
Nov 01, 2022
Q3 2022
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
30.3K+ 409.66% |
$1.21M - $1.46M
|
37.7K
$2.28M
|
|
Oct 12, 2022
Q3 2022
|
Secure Asset Management, LLC
|
BUY
|
- |
22.2K+ 8.67% |
$886K - $1.07M
|
278K
$16.9M
|
|
Nov 10, 2022
Q3 2022
|
Rfg Advisory, LLC
Birmingham, AL |
BUY
|
- |
19.5K+ 33.54% |
$779K - $944K
|
77.7K
$4.71M
|
|
Nov 14, 2022
Q3 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
19K+ 134.11% |
$759K - $919K
|
33.2K
$2.01M
|
|
Nov 14, 2022
Q3 2022
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
17.3K+ 284.2% |
$691K - $837K
|
23.4K
$1.42M
|
|
Nov 10, 2022
Q3 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
16.9K+ 5.9% |
$675K - $818K
|
303K
$18.4M
|
|
Oct 26, 2022
Q3 2022
|
Spc Financial, Inc.
|
BUY
|
- |
16.4K+ 85.47% |
$655K - $793K
|
35.6K
$2.16M
|
|
Nov 10, 2022
Q3 2022
|
Concentrum Wealth Management
|
BUY
|
- |
14.3K+ 12.94% |
$570K - $691K
|
125K
$7.55M
|
|
Nov 16, 2022
Q3 2022
|
Lwm Advisory Services, LLC
Plantation, FL |
BUY
|
- |
14.1KNew |
$563K - $682K
|
14.1K
$854K
|
|
Oct 24, 2022
Q3 2022
|
Main Street Financial Solutions, LLC
|
BUY
|
- |
13.7K+ 12.55% |
$546K - $662K
|
123K
$7.43M
|
|
Nov 14, 2022
Q3 2022
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
13.2K+ 29.25% |
$525K - $637K
|
58.2K
$3.52M
|
|
Nov 10, 2022
Q3 2022
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
11.9KNew |
$475K - $575K
|
11.9K
$720K
|
|
Nov 14, 2022
Q3 2022
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
11.9K+ 9.12% |
$473K - $574K
|
142K
$8.59M
|
|
Oct 25, 2022
Q3 2022
|
Janney Montgomery Scott LLC
|
BUY
|
- |
11.1K+ 1.85% |
$442K - $535K
|
610K
$37M
|
|
Nov 14, 2022
Q3 2022
|
Financial Architects, Inc
Marlton, NJ |
BUY
|
- |
10KNew |
$399K - $484K
|
10K
$606K
|
|
Oct 12, 2022
Q3 2022
|
Atwood & Palmer Inc
|
BUY
|
- |
9.97K+ 4.24% |
$398K - $482K
|
245K
$14.8M
|
|
Nov 15, 2022
Q3 2022
|
Regal Investment Advisors LLC
Kentwood, MI |
BUY
|
- |
9.54K+ 7.47% |
$381K - $461K
|
137K
$8.31M
|
|
Nov 14, 2022
Q3 2022
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
9.33K+ 66.37% |
$373K - $451K
|
23.4K
$1.42M
|
|
Nov 14, 2022
Q3 2022
|
Intrepid Capital Management Inc
Jacksonville Beach, FL |
BUY
|
- |
9.24KNew |
$369K - $447K
|
9.24K
$560K
|
|
Nov 08, 2022
Q3 2022
|
O'Dell Group, LLC
Cincinnati, OH |
BUY
|
- |
9.18K+ 73.15% |
$367K - $444K
|
21.7K
$1.32M
|
|
Oct 27, 2022
Q3 2022
|
Cwm, LLC
|
BUY
|
- |
9.02K+ 3.38% |
$360K - $436K
|
276K
$16.7M
|
|
Nov 10, 2022
Q3 2022
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
BUY
|
- |
8.55K+ 13.08% |
$341K - $414K
|
73.9K
$4.48M
|
|
Nov 10, 2022
Q3 2022
|
Townsquare Capital LLC
|
BUY
|
- |
8.5KNew |
$339K - $411K
|
8.5K
$515K
|
|
Oct 12, 2022
Q3 2022
|
Sawtooth Solutions, LLC
|
BUY
|
- |
8.14KNew |
$325K - $394K
|
8.14K
$493K
|
|
Nov 09, 2022
Q3 2022
|
Db Wealth Management Group, LLC
San Diego, CA |
BUY
|
- |
7.87K+ 3.89% |
$314K - $380K
|
210K
$12.7M
|
|
Oct 25, 2022
Q3 2022
|
Ae Wealth Management LLC
|
BUY
|
- |
6.99K+ 106.2% |
$279K - $338K
|
13.6K
$822K
|
|
Oct 25, 2022
Q3 2022
|
Financial Planning & Information Services, Inc.
|
BUY
|
- |
6.58KNew |
$263K - $318K
|
6.58K
$399K
|
|
Nov 07, 2022
Q3 2022
|
D.A. Davidson & Co.
|
BUY
|
- |
6.52K+ 1.65% |
$261K - $316K
|
403K
$24.4M
|
|
Oct 31, 2022
Q3 2022
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
6.51KNew |
$260K - $315K
|
6.51K
$395K
|
|
Nov 02, 2022
Q3 2022
|
Hudock, Inc.
|
BUY
|
- |
6.08K+ 2.94% |
$243K - $294K
|
213K
$12.9M
|
|
Apr 19, 2024
Q3 2022
|
Ashton Thomas Private Wealth, LLC
Scottsdale, AZ |
BUY
|
- |
5.94K+ 2.33% |
$237K - $288K
|
261K
$15.8M
|
|
Oct 11, 2022
Q3 2022
|
Strategy Asset Managers LLC
|
BUY
|
- |
5.86KNew |
$234K - $284K
|
5.86K
$355K
|
|
Nov 10, 2022
Q3 2022
|
Argent Trust CO
Nashville, TN |
BUY
|
- |
5.78K+ 100.52% |
$231K - $280K
|
11.5K
$699K
|
|
Nov 14, 2022
Q3 2022
|
M&T Bank Corp
|
BUY
|
- |
5.68KNew |
$227K - $275K
|
5.68K
$344K
|
|
Nov 15, 2022
Q3 2022
|
Signature Securities Group Corporation
|
BUY
|
- |
5.66KNew |
$226K - $274K
|
5.66K
$343K
|