Purchases and Sales Made in Q3 2023 in First Trust Dorsey Wright Focu (FV)
This table provides information about the institutional ownership of First Trust Dorsey Wright Focu (FV) during Q3 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST DORSEY WRIGHT FOCU.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 07, 2023
Q3 2023
|
Insight Advisors, LLC
Newtown, PA |
SELL
|
- |
-1.38K- 6.57% |
$59.9K - $67.6K
|
19.7K
$1.2M
|
|
|
Oct 19, 2023
Q3 2023
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-1.43K- 10.6% |
$61.7K - $69.6K
|
12K
$735K
|
|
|
Oct 24, 2023
Q3 2023
|
Sky Oak Wealth, LLC
|
SELL
|
- |
-1.45K- 1.17% |
$62.9K - $70.9K
|
123K
$7.52M
|
|
|
Oct 23, 2023
Q3 2023
|
Signature Wealth Management Partners, LLC
|
SELL
|
- |
-1.49K- 16.88% |
$64.3K - $72.5K
|
7.31K
$447K
|
|
|
Nov 14, 2023
Q3 2023
|
Creative Financial Designs Inc
|
SELL
|
- |
-1.5K- 4.52% |
$64.9K - $73.2K
|
31.7K
$1.94M
|
|
|
Oct 18, 2023
Q3 2023
|
Capital Asset Advisory Services LLC
Haslett, MI |
SELL
|
- |
-1.53K- 14.82% |
$66.2K - $74.6K
|
8.79K
$537K
|
|
|
Oct 19, 2023
Q3 2023
|
Good Life Advisors, LLC
|
SELL
|
- |
-1.53K- 0.95% |
$66.3K - $74.8K
|
159K
$9.73M
|
|
|
Nov 15, 2023
Q3 2023
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-1.55K- 1.01% |
$67.2K - $75.8K
|
152K
$9.3M
|
|
|
Oct 12, 2023
Q3 2023
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-1.57K- 19.99% |
$67.9K - $76.5K
|
6.28K
$384K
|
|
|
Oct 10, 2023
Q3 2023
|
Strid Group, LLC
|
SELL
|
- |
-1.74K- 0.61% |
$75.3K - $84.9K
|
284K
$17.4M
|
|
|
Nov 13, 2023
Q3 2023
|
Regal Investment Advisors LLC
Kentwood, MI |
SELL
|
- |
-1.78K- 1.17% |
$77.2K - $87K
|
150K
$9.19M
|
|
|
Jan 12, 2024
Q3 2023
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-1.98K- 6.95% |
$85.7K - $96.6K
|
26.5K
$1.62M
|
|
|
Oct 24, 2023
Q3 2023
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-2.08K- 1.29% |
$90K - $101K
|
159K
$9.71M
|
|
|
Oct 11, 2023
Q3 2023
|
Cwm, LLC
|
SELL
|
- |
-2.35K- 0.81% |
$102K - $115K
|
288K
$17.6M
|
|
|
Oct 10, 2023
Q3 2023
|
Daymark Wealth Partners, LLC
Cincinnati, OH |
SELL
|
- |
-2.47K- 3.03% |
$107K - $121K
|
79.1K
$4.84M
|
|
|
Nov 14, 2023
Q3 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-2.55K- 5.73% |
$111K - $125K
|
42K
$2.57M
|
|
|
Oct 18, 2023
Q3 2023
|
Private Trust CO Na
|
SELL
|
- |
-2.86K- 44.09% |
$124K - $140K
|
3.63K
$222K
|
|
|
Oct 13, 2023
Q3 2023
|
Arkadios Wealth Advisors
|
SELL
|
- |
-3.09K- 4.63% |
$134K - $151K
|
63.6K
$3.89M
|
|
|
Nov 13, 2023
Q3 2023
|
Wintrust Investments LLC
Chicago, IL |
SELL
|
- |
-3.6K- 19.39% |
$156K - $176K
|
15K
$916K
|
|
|
Oct 19, 2023
Q3 2023
|
Sns Financial Group, LLC
|
SELL
|
- |
-3.69K- 15.22% |
$160K - $180K
|
20.6K
$1.26M
|
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-3.75K- 55.03% |
$162K - $183K
|
3.07K
$188K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-3.75K- 9.4% |
$163K - $183K
|
36.2K
$2.21M
|
|
|
Nov 13, 2023
Q3 2023
|
Centaurus Financial, Inc.
|
SELL
|
- |
-3.97K- 18.56% |
$172K - $194K
|
17.4K
$1.07M
|
|
|
Nov 08, 2023
Q3 2023
|
Consolidated Planning Corp
Atlanta, GA |
SELL
|
- |
-4.25K- 6.94% |
$184K - $207K
|
56.9K
$3.48M
|
|
|
Nov 14, 2023
Q3 2023
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-4.25K- 10.15% |
$184K - $208K
|
37.6K
$2.3M
|
|
|
Oct 10, 2023
Q3 2023
|
Claro Advisors LLC
Boston, MA |
SELL
|
- |
-4.4K- 4.85% |
$190K - $215K
|
86.3K
$5.28M
|
|
|
Nov 13, 2023
Q3 2023
|
O'Dell Group, LLC
Cincinnati, OH |
SELL
|
- |
-4.48K- 20.66% |
$194K - $219K
|
17.2K
$1.05M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-4.59K- 0.38% |
$199K - $224K
|
1.19M
$72.7M
|
|
|
Oct 17, 2023
Q3 2023
|
Davenport & CO LLC
|
SELL
|
- |
-5.81K- 38.0% |
$251K - $283K
|
9.47K
$579K
|
|
|
Oct 12, 2023
Q3 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-6.43K- 5.71% |
$279K - $314K
|
106K
$6.5M
|
|
|
Nov 08, 2023
Q3 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-6.95K- 1.61% |
$301K - $339K
|
425K
$26M
|
|
|
Oct 13, 2023
Q3 2023
|
Global Retirement Partners, LLC
|
SELL
|
- |
-7.21K- 40.44% |
$312K - $352K
|
10.6K
$650K
|
|
|
Nov 13, 2023
Q3 2023
|
Garden State Investment Advisory Services LLC
Red Bank, NJ |
SELL
|
- |
-7.88K- 20.02% |
$341K - $384K
|
31.5K
$1.92M
|
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-8.1K- 3.9% |
$351K - $395K
|
200K
$12.2M
|
|
|
Oct 17, 2023
Q3 2023
|
Meridian Wealth Management, LLC
|
SELL
|
- |
-8.75K- 12.04% |
$379K - $427K
|
63.9K
$3.91M
|
|
|
Nov 09, 2023
Q3 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-9.12K- 8.72% |
$395K - $445K
|
95.5K
$5.84M
|
|
|
Oct 16, 2023
Q3 2023
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-9.25K- 21.65% |
$401K - $452K
|
33.5K
$2.05M
|
|
|
Nov 13, 2023
Q3 2023
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-10.3K- 23.35% |
$445K - $502K
|
33.7K
$2.06M
|
|
|
Oct 26, 2023
Q3 2023
|
Mtm Investment Management, LLC
Spartanburg, SC |
SELL
|
- |
-10.4K- 87.14% |
$452K - $509K
|
1.54K
$94.2K
|
|
|
Oct 11, 2023
Q3 2023
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-13K- 9.77% |
$564K - $636K
|
120K
$7.36M
|
|
|
Apr 19, 2024
Q3 2023
|
Ashton Thomas Private Wealth, LLC
Scottsdale, AZ |
SELL
|
- |
-13.1K- 4.9% |
$566K - $638K
|
254K
$15.5M
|
|
|
Oct 20, 2023
Q3 2023
|
Atwood & Palmer Inc
|
SELL
|
- |
-21.7K- 6.5% |
$942K - $1.06M
|
313K
$19.1M
|
|
|
Nov 15, 2023
Q3 2023
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-23.3K- 39.06% |
$1.01M - $1.14M
|
36.3K
$2.22M
|
|
|
Nov 06, 2023
Q3 2023
|
Keystone Financial Group
|
SELL
|
- |
-23.5K- 48.19% |
$1.02M - $1.15M
|
25.2K
$1.54M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-25.2K- 5.95% |
$1.09M - $1.23M
|
398K
$24.3M
|
|
|
Nov 07, 2023
Q3 2023
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-31.8K- 72.32% |
$1.38M - $1.55M
|
12.2K
$745K
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-38.1K- 6.18% |
$1.65M - $1.86M
|
578K
$35.3M
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-40K- 7.67% |
$1.73M - $1.95M
|
481K
$29.4M
|
|
|
Nov 02, 2023
Q3 2023
|
Main Street Financial Solutions, LLC
|
SELL
|
- |
-40.6K- 78.93% |
$1.76M - $1.98M
|
10.8K
$663K
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-43.1K- 2.62% |
$1.87M - $2.1M
|
1.6M
$98M
|